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Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
+0.48%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$142M
AUM Growth
-$213M
Cap. Flow
-$159M
Cap. Flow %
-111.77%
Top 10 Hldgs %
78.16%
Holding
701
New
82
Increased
14
Reduced
117
Closed
394

Top Buys

Rank Stock Value
1
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
+$6.49M
2
PGX icon
Invesco Preferred ETF
PGX
+$2.66M
3
FLR icon
Fluor
FLR
+$1.48M
4
ICVT icon
iShares Convertible Bond ETF
ICVT
+$1.35M
5
PCG icon
PG&E
PCG
+$1.08M

Top Sells

Rank Stock Value
1
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$27.4M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$9.9M
3
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$7.86M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$5.28M
5
HYD icon
VanEck High Yield Muni ETF
HYD
+$4.99M

Sector Composition

Rank Sector Weight
1 Financials 7.27%
2 Utilities 1.5%
3 Healthcare 1.48%
4 Industrials 1.06%
5 Technology 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THCHW
251
DELISTED
TH International Limited Warrant
THCHW
$2.01K ﹤0.01%
+4,100
New +$1.63K
FRXB.WS
252
DELISTED
Forest Road Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FRXB.WS
$1.99K ﹤0.01%
10,000
– –
RNP icon
253
Cohen & Steers REIT and Preferred and Income Fund
RNP
$984M
$1.95K ﹤0.01%
+100
New +$2.12K
JPC icon
254
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
$1.7K ﹤0.01%
258
-25,921
-99% -$189K
AMPX.WS icon
255
Amprius Technologies Warrants
AMPX.WS
$436M
$1.69K ﹤0.01%
3,385
– –
BAERW icon
256
Bridger Aerospace Warrant
BAERW
$13.1M
$1.61K ﹤0.01%
+10,000
New +$2K
SRPT icon
257
Sarepta Therapeutics
SRPT
$1.68B
$1.52K ﹤0.01%
+11
New +$1.43K
CLVT icon
258
Clarivate
CLVT
$1.24B
$1.49K ﹤0.01%
+159
New +$1.64K
CHWY icon
259
Chewy
CHWY
$9.4B
$1.46K ﹤0.01%
+39
New +$1.61K
ENV
260
DELISTED
ENVESTNET, INC.
ENV
$1.23K ﹤0.01%
+21
New +$1.3K
AIIOW
261
Robo.ai Inc Warrant
AIIOW
$380K
$1.09K ﹤0.01%
5,327
-33,865
-86% -$7.78K
ZCAR
262
DELISTED
Zoomcar
ZCAR
– –
0
– –
IXAQ
263
DELISTED
IX Acquisition Corp. Class A Ordinary Share
IXAQ
$1.03K ﹤0.01%
100
– –
ZLS
264
DELISTED
Zalatoris II Acquisition Corp Class A Ordinary Shares
ZLS
$1.02K ﹤0.01%
100
– –
COHR icon
265
Coherent
COHR
$56.4B
$952 ﹤0.01%
+25
New +$1.02K
PARA
266
DELISTED
Paramount Global Class B
PARA
$781 ﹤0.01%
+35
New +$751
ADRT
267
DELISTED
Ault Disruptive Technologies Corporation
ADRT
$764 ﹤0.01%
73
– –
IGR.RT
268
DELISTED
CBRE Global Real Estate Income Fund Rights (expiring April 6, 2023)
IGR.RT
$749 ﹤0.01%
+24,237
New +$410
BDX icon
269
Becton Dickinson
BDX
$46.9B
$743 ﹤0.01%
+3
New +$734
APGB
270
DELISTED
Apollo Strategic Growth Capital II
APGB
$728 ﹤0.01%
71
– –
GUT
271
Gabelli Utility Trust
GUT
$574M
$715 ﹤0.01%
+103
New +$731
BSAQ
272
DELISTED
Black Spade Acquisition Co
BSAQ
$514 ﹤0.01%
50
– –
ASTS icon
273
AST SpaceMobile
ASTS
$19B
$508 ﹤0.01%
+100
New +$577
TEI
274
Templeton Emerging Markets Income Fund
TEI
$315M
$507 ﹤0.01%
100
-10,397
-99% -$56.1K
AMG icon
275
Affiliated Managers Group
AMG
$10.1B
$427 ﹤0.01%
+3
New +$474
9 10
11
12 13

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CCS
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KOC
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PAMJ
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Elequin Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Elequin Capital held 701 positions worth $142M, down 60% from $355M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Elequin Capital withdrew a net $159M in Q1 2023, closing 394 positions and reducing 117 holdings. Its most notable exit was South Jersey Industries, Inc. Corporate Units, an estimated $27.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, down from 12% a quarter earlier, followed by Utilities and Healthcare.

Against the trend, Elequin Capital opened a new position in Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B worth $6.37M.

  • Elequin Capital's largest Q1 2023 buy was Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B: 5,000 shares worth $6.37M.
  • Elequin Capital added most to Vanguard Mortgage-Backed Securities ETF in Q1 2023, an estimated $893K increase.
  • Elequin Capital's biggest Q1 2023 reduction was BlackRock Health Sciences Trust II, cutting an estimated $1.44M.
  • Elequin Capital fully exited South Jersey Industries, Inc. Corporate Units in Q1 2023, selling an estimated $27.4M.
  • Elequin Capital's ten largest holdings make up 78% of its $142M portfolio in Q1 2023.
  • Elequin Capital opened 82 new positions and closed 394 in Q1 2023.
  • Elequin Capital's portfolio value fell 60% quarter-over-quarter to $142M.

Based on Elequin Capital's 13F filing for Q1 2023, filed 11 May 2023.