We are live on ! Find out more
EC

Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
-5.61%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$170M
Cap. Flow
-$43.3M
Cap. Flow %
-16.21%
Top 10 Hldgs %
79.28%
Holding
746
New
321
Increased
50
Reduced
153
Closed
192

Top Buys

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$52.7M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$23.7M
3
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$21.4M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$6.87M
5
KRG icon
Kite Realty
KRG
+$1.99M

Top Sells

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$140M
2
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$2.21M
3
PCPC
Periphas Capital Partnering Corporation
PCPC
+$1.84M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$1.55M
5
KVSA
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 13.78%
2 Real Estate 2.56%
3 Technology 1.04%
4 Industrials 0.99%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNAP icon
226
Snap
SNAP
$7.89B
$12K ﹤0.01%
1,245
-1,672
-57% -$19.5K
GHIX
227
DELISTED
Gores Holdings IX, Inc. Class A Common Stock
GHIX
$12K ﹤0.01%
+1,250
New +$12.1K
SHAP
228
DELISTED
Spree Acquisition Corp. 1 Limited
SHAP
$12K ﹤0.01%
+1,171
New +$11.8K
GOGN
229
DELISTED
GoGreen Investments Corporation
GOGN
$12K ﹤0.01%
+1,200
New +$12.1K
LITT
230
DELISTED
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
$12K ﹤0.01%
+1,200
New +$11.7K
FVIV
231
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$12K ﹤0.01%
+1,200
New +$11.8K
KIII
232
DELISTED
Kismet Acquisition Three Corp. Class A Ordinary Shares
KIII
$12K ﹤0.01%
+1,200
New +$11.8K
OMCL icon
233
Omnicell
OMCL
$1.61B
$11K ﹤0.01%
126
-126
-50% -$13.2K
AVHI
234
DELISTED
Achari Ventures Holdings Corp I
AVHI
$11K ﹤0.01%
+1,100
New +$11K
SVFB
235
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$11K ﹤0.01%
+1,100
New +$10.8K
AENT icon
236
Alliance Entertainment
AENT
$276M
$10K ﹤0.01%
+1,000
New +$9.93K
CHWY icon
237
Chewy
CHWY
$9.25B
$10K ﹤0.01%
331
-212
-39% -$8.41K
CLVT icon
238
Clarivate
CLVT
$1.27B
$10K ﹤0.01%
1,075
-847
-44% -$10.7K
CPA icon
239
Copa Holdings
CPA
$5.76B
$10K ﹤0.01%
151
-136
-47% -$9.46K
DBX icon
240
Dropbox
DBX
$7.6B
$10K ﹤0.01%
503
-515
-51% -$11.5K
FOUR icon
241
Shift4
FOUR
$4.2B
$10K ﹤0.01%
235
-245
-51% -$10.3K
PEB icon
242
Pebblebrook Hotel Trust
PEB
$2.15B
$10K ﹤0.01%
704
-564
-44% -$10.1K
TLSI icon
243
TriSalus Life Sciences
TLSI
$279M
$10K ﹤0.01%
+1,000
New +$9.89K
ZVSA
244
DELISTED
ZyVersa Therapeutics
ZVSA
$10K ﹤0.01%
+3
New +$10.5K
OKLO
245
Oklo
OKLO
$6.76B
$10K ﹤0.01%
+1,068
New +$10.4K
PNST
246
DELISTED
Pinstripes Holdings, Inc.
PNST
$10K ﹤0.01%
+1,000
New +$9.98K
NPAB
247
DELISTED
New Providence Acquisition Corp. II Class A Common Stock
NPAB
$10K ﹤0.01%
+1,020
New +$10.2K
AONC
248
DELISTED
American Oncology Network, Inc. Class A Common Stock
AONC
$10K ﹤0.01%
+1,000
New +$9.82K
DSAQ
249
DELISTED
Direct Selling Acquisition Corp.
DSAQ
$10K ﹤0.01%
+1,000
New +$10.1K
MBTC
250
DELISTED
Nocturne Acquisition Corporation Ordinary Shares
MBTC
$10K ﹤0.01%
+1,000
New +$10.3K
8 9
10
11 12

Similar funds

MMFA
Main Management Fund Advisors San Francisco, California $1.19B AUM 26.24% 1-Year Est. Return
SCM
Sone Capital Management New York $1.19B AUM 14% 1-Year Est. Return
CCS
Concentric Capital Strategies Stamford, Connecticut $1.19B AUM 44.7% 1-Year Est. Return
KOC
Koss-Olinger Consulting Gainesville, Florida $1.19B AUM 15.91% 1-Year Est. Return
KA
KLCM Advisors Milwaukee, Wisconsin $1.19B AUM 34.45% 1-Year Est. Return
PAMJ
Parvus Asset Management Jersey St. Helier, Jersey $1.18B AUM 53.98% 1-Year Est. Return
CCM
Condor Capital Management Martinsville, New Jersey $1.2B AUM 13.18% 1-Year Est. Return
SC
Shay Capital New York $1.2B AUM 37.47% 1-Year Est. Return

Elequin Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Elequin Capital held 746 positions worth $267M, down 39% from $437M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Elequin Capital withdrew a net $43.3M in Q3 2022, closing 192 positions and reducing 153 holdings. Its most notable exit was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A, an estimated $140M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 9.4% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Elequin Capital opened a new position in Stanley Black & Decker, Inc. worth $41.1M.

  • Elequin Capital's largest Q3 2022 buy was Stanley Black & Decker, Inc.: 850,245 shares worth $41.1M.
  • Elequin Capital added most to South Jersey Industries, Inc. Corporate Units in Q3 2022, an estimated $21.4M increase.
  • Elequin Capital's biggest Q3 2022 reduction was Austerlitz Acquisition Corporation II, cutting an estimated $1.01M.
  • Elequin Capital fully exited Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in Q3 2022, selling an estimated $140M.
  • Elequin Capital's ten largest holdings make up 79% of its $267M portfolio in Q3 2022.
  • Elequin Capital opened 321 new positions and closed 192 in Q3 2022.
  • Elequin Capital's portfolio value fell 39% quarter-over-quarter to $267M.

Based on Elequin Capital's 13F filing for Q3 2022, filed 10 Nov 2022.