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Elequin Capital’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Elequin Capital’s Portfolio UCON Stock Details UCON Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-15,763
Closed -$392K – 389
2025
Q2 		$392K Sell
15,763
-257,339
-94% -$6.35M 0.05% 107
2025
Q1 		$6.76M Buy
+273,102
New +$6.76M 0.84% 18

Other funds holding UCON

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Elequin Capital's UCON Position: Q3 2025 in Review

Elequin Capital sold out of First Trust Smith Unconstrained Bond ETF (UCON) in Q3 2025, closing a stake of 15,763 shares — an estimated $392K sold.

Elequin Capital first reported a position in UCON in Q1 2025 and held it in 2 quarters. The position peaked at $6.76M in Q1 2025. 262 funds tracked by Wall St. Rank hold UCON as of Q3 2025.

  • Elequin Capital reported no remaining First Trust Smith Unconstrained Bond ETF position as of Q3 2025 after selling out during the quarter.
  • Elequin Capital sold 15,763 First Trust Smith Unconstrained Bond ETF shares in Q3 2025, an estimated $392K.
  • Elequin Capital first reported a position in First Trust Smith Unconstrained Bond ETF in Q1 2025 and held it in 2 quarters.
  • Elequin Capital's First Trust Smith Unconstrained Bond ETF position peaked at $6.76M in Q1 2025.
  • 262 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q3 2025.

Based on Elequin Capital's 13F filing for Q3 2025, filed 14 Nov 2025.