Elequin Capital’s TRI-Continental Corp TY Stock Holding History

Elequin Capital’s Portfolio TY Stock Details TY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-9,790	Closed	-$260K	–	491
2023 Q3	$260K	Buy	9,790 +5,311	+119%	+$146K	0.05%	91
2023 Q2	$123K	Sell	4,479 -566	-11%	-$15K	0.06%	110
2023 Q1	$134K	Sell	5,045 -620	-11%	-$16.6K	0.09%	73
2022 Q4	$145K	Buy	+5,665	New	+$151K	0.04%	218

Other funds holding TY

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Allspring Global Investments Charlotte, North Carolina $65.2B AUM 39.42% 1-Year Est. Return

BFS

Bard Financial Services Branford, Connecticut $911M AUM 19.14% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

HTLF Bank Denver, Colorado $885M AUM 17.75% 1-Year Est. Return

Elequin Capital's TY Position: Q4 2023 in Review

Elequin Capital sold out of TRI-Continental Corp (TY) in Q4 2023, closing a stake of 9,790 shares — an estimated $260K sold.

Elequin Capital first reported a position in TY in Q4 2022 and held it in 4 quarters. The position peaked at $260K in Q3 2023. 125 funds tracked by Wall St. Rank hold TY as of Q4 2023.

Elequin Capital reported no remaining TRI-Continental Corp position as of Q4 2023 after selling out during the quarter.
Elequin Capital sold 9,790 TRI-Continental Corp shares in Q4 2023, an estimated $260K.
Elequin Capital first reported a position in TRI-Continental Corp in Q4 2022 and held it in 4 quarters.
Elequin Capital's TRI-Continental Corp position peaked at $260K in Q3 2023.
125 funds tracked by Wall St. Rank held TRI-Continental Corp as of Q4 2023.

Based on Elequin Capital's 13F filing for Q4 2023, filed 14 Feb 2024.