Edmond de Rothschild (Suisse)’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Edmond de Rothschild (Suisse)’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	$125K	Hold	4,881	–	–	0.04%	242
2016 Q2	$127K	Sell	4,881 -26,500	-84%	-$681K	0.04%	216
2016 Q1	$804K	Buy	31,381 +4,000	+15%	+$101K	0.33%	74
2015 Q4	$700K	Hold	27,381	–	–	0.27%	78
2015 Q3	$693K	Hold	27,381	–	–	0.23%	85
2015 Q2	$691K	Buy	+27,381	New	+$696K	0.22%	93

Other funds holding HSBC.PRA

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $69.6M AUM 1.92% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Conning Inc Hartford, Connecticut $3.34B AUM 25.19% 1-Year Est. Return

PineBridge Investments New York $12.1B AUM 33.46% 1-Year Est. Return

Edmond de Rothschild (Suisse)'s HSBC.PRA Position: Q3 2016 in Review

Edmond de Rothschild (Suisse) held its HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) position steady in Q3 2016 at 4,881 shares worth $125K. The position accounts for 0.04% of the portfolio, ranked #242.

Edmond de Rothschild (Suisse) first reported a position in HSBC.PRA in Q2 2015 and has held it in 6 quarters since. The position peaked at $804K in Q1 2016. 103 funds tracked by Wall St. Rank hold HSBC.PRA as of Q3 2016.

Edmond de Rothschild (Suisse) held 4,881 shares of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) worth $125K as of Q3 2016.
Edmond de Rothschild (Suisse) left its HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) share count unchanged in Q3 2016.
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) made up 0.04% of Edmond de Rothschild (Suisse)'s portfolio in Q3 2016, its #242 holding.
Edmond de Rothschild (Suisse) first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q2 2015 and has held it in 6 quarters since.
Edmond de Rothschild (Suisse)'s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $804K in Q1 2016.
103 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q3 2016.

Based on Edmond de Rothschild (Suisse)'s 13F filing for Q3 2016, filed 14 Nov 2016.