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DWM Financial Group Portfolio holdings

AUM $73.4M
1-Year Est. Return 0.99%
This Fund
S&P 500
This Quarter Est. Return
-22.45%
1 Year Est. Return
-0.99%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$45.5M
AUM Growth
-$52.7M
Cap. Flow
-$38.2M
Cap. Flow %
-83.91%
Top 10 Hldgs %
86.11%
Holding
45
New
14
Increased
5
Reduced
6
Closed
20

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$2.42M
2
IAU icon
iShares Gold Trust
IAU
+$2.34M
3
FBNC icon
First Bancorp
FBNC
+$1.61M
4
MSFT icon
Microsoft
MSFT
+$813K
5
CVS icon
CVS Health
CVS
+$733K

Top Sells

Rank Stock Value
1
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$4.13M
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$3.73M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$3.71M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$3.5M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$3.29M

Sector Composition

Rank Sector Weight
1 Technology 4.23%
2 Financials 4.12%
3 Healthcare 3.76%
4 Consumer Staples 1.12%
5 Communication Services 0.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
26
Alerian MLP ETF
AMLP
$12.9B
– –
-46,914
Closed -$1.99M
BNDX icon
27
Vanguard Total International Bond ETF
BNDX
$82B
– –
-58,241
Closed -$3.29M
BSMP
28
DELISTED
Invesco BulletShares 2025 Municipal Bond ETF
BSMP
– –
-8,176
Closed -$205K
FNDX icon
29
Schwab Fundamental US Large Company Index ETF
FNDX
$26.5B
– –
-44,469
Closed -$633K
JPST icon
30
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
– –
-69,354
Closed -$3.5M
REET icon
31
iShares Global REIT ETF
REET
$5.14B
– –
-83,664
Closed -$2.31M
RSF
32
RiverNorth Capital and Income Fund
RSF
$59M
– –
-144,206
Closed -$2.58M
SCHM icon
33
Schwab US Mid-Cap ETF
SCHM
$14.2B
– –
-20,700
Closed -$415K
SCHP icon
34
Schwab US TIPS ETF
SCHP
$16.4B
– –
-130,960
Closed -$3.71M
VMBS icon
35
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
– –
-70,060
Closed -$3.73M
VWOB icon
36
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.14B
– –
-50,687
Closed -$4.13M
BSCO
37
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
– –
-143,155
Closed -$3.07M
BSMO
38
DELISTED
Invesco BulletShares 2024 Municipal Bond ETF
BSMO
– –
-8,160
Closed -$205K
BSMN
39
DELISTED
Invesco BulletShares 2023 Municipal Bond ETF
BSMN
– –
-8,172
Closed -$205K
BSMM
40
DELISTED
Invesco BulletShares 2022 Municipal Bond ETF
BSMM
– –
-8,186
Closed -$205K
BSCL
41
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
– –
-145,593
Closed -$3.09M
BSML
42
DELISTED
Invesco BulletShares 2021 Municipal Bond ETF
BSML
– –
-8,186
Closed -$206K
BSCN
43
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
– –
-146,659
Closed -$3.13M
BSCM
44
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
– –
-145,132
Closed -$3.12M
BSCK
45
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
– –
-144,822
Closed -$3.08M
1
2

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LBS
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BIM
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LCM
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FC
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NISOA
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UMA
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HS
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DWM Financial Group's Q1 2020 Portfolio in Review

As of Q1 2020, DWM Financial Group held 45 positions worth $45.5M, down 54% from $98.2M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

DWM Financial Group withdrew a net $38.2M in Q1 2020, closing 20 positions and reducing 6 holdings. Its most notable exit was Vanguard Emerging Markets Government Bond ETF, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.2% of assets, up from 0.26% a quarter earlier, followed by Financials and Healthcare.

Against the trend, DWM Financial Group opened a new position in iShares S&P 100 ETF worth $2.08M.

  • DWM Financial Group's largest Q1 2020 buy was iShares S&P 100 ETF: 17,565 shares worth $2.08M.
  • DWM Financial Group added most to iShares Gold Trust in Q1 2020, an estimated $2.34M increase.
  • DWM Financial Group's biggest Q1 2020 reduction was John Hancock Multifactor Mid Cap ETF, cutting an estimated $2.4M.
  • DWM Financial Group fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2020, selling an estimated $4.13M.
  • DWM Financial Group's ten largest holdings make up 86% of its $45.5M portfolio in Q1 2020.
  • DWM Financial Group opened 14 new positions and closed 20 in Q1 2020.
  • DWM Financial Group's portfolio value fell 54% quarter-over-quarter to $45.5M.

Based on DWM Financial Group's 13F filing for Q1 2020, filed 13 May 2020.