Duff & Phelps Investment Management’s iShares MBS ETF MBB Stock Holding History

Duff & Phelps Investment Management’s Portfolio MBB Stock Details MBB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-456,375	Closed	-$49.3M	–	235
2014 Q3	$49.3M	Hold	456,375	–	–	0.7%	63
2014 Q2	$49.4M	Buy	456,375 +1,900	+0.4%	+$204K	0.75%	60
2014 Q1	$48.2M	Buy	454,475 +3,000	+0.7%	+$318K	0.8%	55
2013 Q4	$47.2M	Hold	451,475	–	–	0.82%	52
2013 Q3	$47.8M	Buy	451,475 +18,125	+4%	+$1.89M	0.83%	48
2013 Q2	$45.6M	Buy	+433,350	New	+$46.4M	0.79%	53

Other funds holding MBB

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

TAIM

TD Ameritrade Investment Management Omaha, Nebraska $9.4B AUM 7.2% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

KeyBank National Association Cleveland, Ohio $30.4B AUM 27.51% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

Duff & Phelps Investment Management's MBB Position: Q4 2014 in Review

Duff & Phelps Investment Management sold out of iShares MBS ETF (MBB) in Q4 2014, closing a stake of 456,375 shares — an estimated $49.3M sold.

Duff & Phelps Investment Management first reported a position in MBB in Q2 2013 and held it in 6 quarters. The position peaked at $49.4M in Q2 2014. 221 funds tracked by Wall St. Rank hold MBB as of Q4 2014.

Duff & Phelps Investment Management reported no remaining iShares MBS ETF position as of Q4 2014 after selling out during the quarter.
Duff & Phelps Investment Management sold 456,375 iShares MBS ETF shares in Q4 2014, an estimated $49.3M.
Duff & Phelps Investment Management first reported a position in iShares MBS ETF in Q2 2013 and held it in 6 quarters.
Duff & Phelps Investment Management's iShares MBS ETF position peaked at $49.4M in Q2 2014.
221 funds tracked by Wall St. Rank held iShares MBS ETF as of Q4 2014.

Based on Duff & Phelps Investment Management's 13F filing for Q4 2014, filed 15 Jan 2015.