We are live on ! Find out more
MBB icon

iShares MBS ETF
MBB

201 hedge funds and large institutions have $4.09B invested in iShares MBS ETF in 2013 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 61 increasing their positions, 77 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,864% more call options, than puts

Call options by funds: $20.6M | Put options by funds: $1.05M

25% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 28

4% more funds holding in top 10

Funds holding in top 10: 23 → 24 (+1)

3% more funds holding

Funds holding: 195 → 201 (+6)

1.19% less ownership

Funds ownership: 78.65% → 77.46% (-1.2%)

6% less capital invested

Capital invested by funds: $4.33B → $4.09B (-$246M)

21% less repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 77

Holders
201
Holders Change
+6
Holders Change %
+3.08%
% of All Funds
5.83%
Holding in Top 10
24
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4.35%
% of All Funds
0.7%
New
35
Increased
61
Reduced
77
Closed
28
Calls
$20.6M
Puts
$1.05M
Net Calls
+$19.5M
Net Calls Change
+$19.5M

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$23.1M
2
BFA
Beaumont Financial Advisors
Massachusetts
+$21.5M
3
SB
Suntrust Banks
Georgia
+$15.5M
4
HTC
Haverford Trust Company
Pennsylvania
+$13.3M
5
Fisher Asset Management
Fisher Asset Management
Washington
+$12.6M

Top Sellers

1
LPL Financial
LPL Financial
California
-$99.8M
2
AssetMark Inc
AssetMark Inc
California
-$53.8M
3
NA
Navellier & Associates
Nevada
-$34.2M
4
FAAS
First Allied Advisory Services
California
-$23M
5
FSIM
F-Squared Investment Management
Massachusetts
-$20.6M
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$947M +$11.2M +106,458 +1%
CSIA
2
Charles Schwab Investment Advisory
California
$287M +$7.75M +73,435 +3%
TAIM
3
TD Ameritrade Investment Management
Nebraska
$233M +$8.13M +77,012 +4%
Fisher Asset Management
4
Fisher Asset Management
Washington
$220M +$12.6M +119,000 +6%
Wells Fargo
5
Wells Fargo
California
$194M -$5.62M -53,207 -3%
LPL Financial
6
LPL Financial
California
$190M -$99.8M -945,552 -34%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$186M +$6.49M +61,436 +4%
KeyBank National Association
8
KeyBank National Association
Ohio
$172M -$15.7M -148,665 -8%
Ameriprise
9
Ameriprise
Minnesota
$99.1M +$23.1M +218,369 +30%
CC
10
Curian Capital
Colorado
$79.6M +$9.49M +89,907 +13%
SB
11
Suntrust Banks
Georgia
$73M +$15.5M +146,560 +27%
MAA
12
Managed Account Advisors
New Jersey
$68.2M +$10.7M +101,073 +18%
William Blair & Company
13
William Blair & Company
Illinois
$61.7M +$10.5M +99,422 +20%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$60.4M +$4.21M +39,847 +7%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$60.2M -$2.2M -20,829 -3%
Morgan Stanley
16
Morgan Stanley
New York
$58.8M -$7.04M -66,683 -11%
SAS
17
Sage Advisory Services
Texas
$55.6M -$502K -4,757 -0.9%
SMA
18
Simply Money Advisors
Ohio
$53.6M -$18.9M -179,079 -26%
Korea Investment Corp
19
Korea Investment Corp
South Korea
$52.3M – – –
DPIM
20
Duff & Phelps Investment Management
Illinois
$47.2M – – –
U
21
UBS
Switzerland
$36.6M -$4.13M -39,153 -10%
LG
22
Leuthold Group
Minnesota
$35.9M -$11.2M -106,442 -24%
FA
23
FDx Advisors
Illinois
$29.4M -$12.2M -115,159 -29%
FAAM
24
First Allied Asset Management
California
$26M -$1.72M -16,313 -6%
AC
25
AFAM Capital
Texas
$25.5M +$3.29M +31,169 +15%
1
2 3 4 5

MBB Hedge Fund Activity: Q4 2013 in Review

201 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares MBS ETF (MBB) for Q4 2013, worth a combined $4.09B — down 5.7% from $4.33B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new MBB positions and 28 closed out — a net gain of 7 holders — while 61 added to existing stakes and 77 trimmed.

The largest buyer was Ameriprise, adding an estimated $23.1M. The largest seller was LPL Financial, cutting an estimated $99.8M.

  • 201 institutional investors held iShares MBS ETF (MBB) as of Q4 2013, up from 195 in Q3 2013.
  • Funds reported $4.09B of iShares MBS ETF stock for Q4 2013, down 5.7% quarter-over-quarter.
  • 35 funds opened new iShares MBS ETF positions in Q4 2013 and 28 closed out, a net change of +7 holders.
  • The largest iShares MBS ETF buyer in Q4 2013 was Ameriprise, an estimated $23.1M added.
  • The largest iShares MBS ETF seller in Q4 2013 was LPL Financial, an estimated $99.8M sold.

Based on aggregated 13F filings for Q4 2013.