We are live on ! Find out more
DCM

Dialectic Capital Management Portfolio holdings

AUM $155M
1-Year Est. Return 59.34%
This Fund
S&P 500
This Quarter Est. Return
+24.61%
1 Year Est. Return
+59.34%
3 Year Est. Return
+91.46%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$161M
AUM Growth
-$142M
Cap. Flow
-$1.58M
Cap. Flow %
-0.98%
Top 10 Hldgs %
40.64%
Holding
141
New
44
Increased
13
Reduced
25
Closed
58

Top Buys

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$4.14M
2
GLD icon
SPDR Gold Trust
GLD
+$3.82M
3
OA
Orbital ATK, Inc.
OA
+$3.54M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$2.98M
5
IBB icon
iShares Biotechnology ETF
IBB
+$2.85M

Top Sells

Rank Stock Value
1
NMIH icon
NMI Holdings
NMIH
+$4.44M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$4.4M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$4.01M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.85M
5
NOC icon
Northrop Grumman
NOC
+$2.14M

Sector Composition

Rank Sector Weight
1 Miscellaneous 40.78%
2 Technology 16.16%
3 Financials 14.17%
4 Industrials 9.48%
5 Healthcare 8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBNK
126
DELISTED
Territorial Bancorp Inc.
TBNK
– –
-27,600
Closed -$731K
AEL
127
CALL
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-26,000
Closed -$371K
AEL
128
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-105,000
Closed -$1.5M
FCRD
129
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-10,000
Closed -$111K
PE
130
DELISTED
PARSLEY ENERGY INC
PE
– –
-40,257
Closed -$1.09M
DNKN
131
PUT
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-10,000
Closed -$436K
ABDC
132
DELISTED
Alcentra Capital Corp
ABDC
– –
-20,000
Closed -$243K
ESRX
133
PUT
DELISTED
Express Scripts Holding Company
ESRX
– –
-75,000
Closed -$5.68M
GPT
134
DELISTED
Gramercy Property Trust
GPT
– –
-26,833
Closed -$742K
CSRA
135
DELISTED
CSRA Inc.
CSRA
– –
-42,164
Closed -$988K
WFM
136
CALL
DELISTED
Whole Foods Market Inc
WFM
– –
-100,000
Closed -$3.2M
WFM
137
DELISTED
Whole Foods Market Inc
WFM
– –
-16,275
Closed -$522K
PNRA
138
PUT
DELISTED
Panera Bread Co
PNRA
– –
-12,000
Closed -$2.54M
BCR
139
PUT
DELISTED
CR Bard Inc.
BCR
– –
-10,000
Closed -$2.35M
2 3 4 5
6

Similar funds

PEI
Permira Europe III St. Peter Port, Guernsey $157M AUM
CFA
CT Financial Advisors Chadds Ford, Pennsylvania $162M AUM 9.58% 1-Year Est. Return
KKAMG
Kernodle & Katon Asset Management Group Searcy, Arkansas $167M AUM 10.03% 1-Year Est. Return
ACM
Astenbeck Capital Management Southport, Connecticut $130M AUM 8.61% 1-Year Est. Return
SI
Stanhope Investments Grand Cayman, Cayman Islands $128M AUM
LWM
LBA Wealth Management Jacksonville, Florida $190M AUM 12.13% 1-Year Est. Return
BCCM
Bain Capital Credit Member Boston, Massachusetts $114M AUM
LCP
Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

Dialectic Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Dialectic Capital Management held 141 positions worth $161M, down 47% from $303M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Dialectic Capital Management's Q3 2016 filing shows 44 new, 13 increased, 25 reduced and 58 closed positions. Its largest new stake was United Parcel Service: 37,890 shares worth $4.14M. The largest sale was NMI Holdings, an estimated $4.44M.

By sector, the portfolio is most concentrated in Miscellaneous at 41% of assets, down from 72% a quarter earlier, followed by Technology and Financials.

  • Dialectic Capital Management's largest Q3 2016 buy was United Parcel Service: 37,890 shares worth $4.14M.
  • Dialectic Capital Management added most to SPDR Gold Trust in Q3 2016, an estimated $3.82M increase.
  • Dialectic Capital Management's biggest Q3 2016 reduction was NMI Holdings, cutting an estimated $4.44M.
  • Dialectic Capital Management fully exited Northrop Grumman in Q3 2016, selling an estimated $2.14M.
  • Dialectic Capital Management's ten largest holdings make up 41% of its $161M portfolio in Q3 2016.
  • Dialectic Capital Management opened 44 new positions and closed 58 in Q3 2016.
  • Dialectic Capital Management's portfolio value fell 47% quarter-over-quarter to $161M.

Based on Dialectic Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.