DCM

Dialectic Capital Management Portfolio holdings

AUM $155M Turnover 75.7%
1-Year Est. Return 59.34%
This Fund
S&P 500
This Quarter Est. Return
-7.19%
1 Year Est. Return
+59.34%
3 Year Est. Return
+91.46%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$306M
AUM Growth
-$27.9M
Cap. Flow
+$15.6M
Cap. Flow %
5.11%
Top 10 Hldgs %
38.94%
Holding
241
New
69
Increased
35
Reduced
32
Closed
99
Avg Time Held Equity + Options
0.4 years
Top 10 Avg Time Held Equity + Options
0.3 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.4 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
RILY icon
BRC Group Holdings
RILY
+$8.36M
2
BRCM
BROADCOM CORP CL-A
BRCM
+$5.29M
3
ALTR icon
Altera Corp
ALTR
+$4.51M
4
NTCT icon
NETSCOUT
NTCT
+$4.35M
5
BWXT icon
BWX Technologies
BWXT
+$3.66M

Top Sells

Rank Stock Value
1
MCGC
MCG CAP CORP
MCGC
+$3.21M
2
VIAB
Viacom Inc. Class B
VIAB
+$2.56M
3
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
+$2.17M
4
ACAS
American Capital Ltd
ACAS
+$2.06M
5
GG
Goldcorp Inc
GG
+$1.97M

Sector Composition

Rank Sector Weight
1 Miscellaneous 58.16%
2 Technology 11.8%
3 Industrials 9.99%
4 Financials 9.97%
5 Real Estate 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
GLD icon
1
CALL
SPDR Gold Trust
GLD
$139B
$53.4M 17.43%
+500,000
New +$53.9M
2015 Q3
0 quarters
NFLX icon
2
PUT
Netflix
NFLX
$294B
$21.7M 7.08%
2,100,000
– –
2014 Q4
3 quarters
RILY icon
3
BRC Group Holdings
RILY
$186M
$8.22M 2.68%
+851,130
New +$8.36M
2015 Q3
0 quarters
AOS icon
4
PUT
A.O. Smith
AOS
$7.86B
$5.83M 1.9%
+179,000
New +$6.12M
2015 Q3
0 quarters
BRCM
5
DELISTED
BROADCOM CORP CL-A
BRCM
$5.29M 1.72%
+102,770
New +$5.29M
2015 Q3
0 quarters
IMMR icon
6
Immersion
IMMR
$235M
$5.19M 1.69%
462,351
-46,600
-9% -$565K
2013 Q2
9 quarters
LMT icon
7
CALL
Lockheed Martin
LMT
$121B
$5.18M 1.69%
+25,000
New +$5.09M
2015 Q3
0 quarters
TT icon
8
CALL
Trane Technologies
TT
$104B
$5.08M 1.66%
+100,000
New +$5.98M
2015 Q3
0 quarters
CMI icon
9
PUT
Cummins
CMI
$72.4B
$4.88M 1.59%
44,900
-30,300
-40% -$3.74M
2015 Q2
1 quarter
ALTR icon
10
DELISTED
Altera Corp
ALTR
$4.54M 1.48%
+90,682
New +$4.51M
2015 Q3
0 quarters
NTCT icon
11
NETSCOUT
NTCT
$2.81B
$4.45M 1.45%
125,916
+114,919
+1,045% +$4.35M
2015 Q2
1 quarter
GATX icon
12
PUT
GATX Corp
GATX
$5.85B
$4.42M 1.44%
+100,000
New +$4.96M
2015 Q3
0 quarters
SPY icon
13
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$813B
$4.02M 1.31%
21,000
-9,000
-30% -$1.83M
2014 Q3
4 quarters
PCAR icon
14
PUT
PACCAR
PCAR
$57.1B
$3.91M 1.28%
112,500
-216,150
-66% -$8.76M
2015 Q2
1 quarter
AMZN icon
15
PUT
Amazon
AMZN
$2.74T
$3.84M 1.25%
150,000
– –
2015 Q1
2 quarters
BWXT icon
16
BWX Technologies
BWXT
$12.3B
$3.78M 1.23%
+143,388
New +$3.66M
2015 Q3
0 quarters
MSFT icon
17
Microsoft
MSFT
$3.96T
$3.6M 1.18%
+81,354
New +$3.65M
2015 Q3
0 quarters
CRM icon
18
Salesforce
CRM
$194B
$3.59M 1.17%
51,726
+34,831
+206% +$2.47M
2015 Q1
2 quarters
CSCO icon
19
Cisco
CSCO
$448B
$3.55M 1.16%
135,394
+79,197
+141% +$2.14M
2014 Q2
5 quarters
ETN icon
20
CALL
Eaton
ETN
$159B
$3.33M 1.09%
+65,000
New +$3.84M
2015 Q3
0 quarters
AER icon
21
AerCap
AER
$22.7B
$3.29M 1.07%
86,075
+7,450
+9% +$329K
2015 Q1
2 quarters
SPY icon
22
State Street SPDR S&P 500 ETF Trust
SPY
$813B
$3.16M 1.03%
+16,500
New +$3.35M
2015 Q3
0 quarters
XBI icon
23
PUT
State Street SPDR S&P Biotech ETF
XBI
$9.71B
$3.11M 1.02%
+50,000
New +$3.94M
2015 Q3
0 quarters
ARMK icon
24
CALL
Aramark
ARMK
$14.4B
$3.1M 1.01%
144,871
-7,479
-5% -$171K
2015 Q2
1 quarter
VMC icon
25
CALL
Vulcan Materials
VMC
$31.3B
$2.9M 0.95%
+32,500
New +$3.03M
2015 Q3
0 quarters
1
2 3 4 5

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PEI
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CFA
CT Financial Advisors Chadds Ford, Pennsylvania $162M AUM 9.58% 1-Year Est. Return
KKAMG
Kernodle & Katon Asset Management Group Searcy, Arkansas $167M AUM 10.03% 1-Year Est. Return
ACM
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SI
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LWM
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BCCM
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LCP
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Dialectic Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Dialectic Capital Management held 241 positions worth $306M, down 8.3% from $334M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Dialectic Capital Management deployed $15.6M of net new capital in Q3 2015, opening 69 new positions and adding to 35 existing holdings. Its largest new stake was BRC Group Holdings: 851,130 shares worth $8.22M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 61% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was American Capital Ltd, an estimated $2.06M trimmed.

  • Dialectic Capital Management's largest Q3 2015 buy was BRC Group Holdings: 851,130 shares worth $8.22M.
  • Dialectic Capital Management added most to NETSCOUT in Q3 2015, an estimated $4.35M increase.
  • Dialectic Capital Management's biggest Q3 2015 reduction was American Capital Ltd, cutting an estimated $2.06M.
  • Dialectic Capital Management fully exited MCG CAP CORP in Q3 2015, selling an estimated $3.21M.
  • Dialectic Capital Management's ten largest holdings make up 39% of its $306M portfolio in Q3 2015.
  • Dialectic Capital Management opened 69 new positions and closed 99 in Q3 2015.
  • Dialectic Capital Management's portfolio value fell 8.3% quarter-over-quarter to $306M.

Based on Dialectic Capital Management's 13F filing for Q3 2015, filed 16 Nov 2015.