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Dialectic Capital Management Portfolio holdings
AUM
$155M
Turnover
75.7%
1-Year Est. Return
59.34%
This Fund
S&P 500
This Quarter Est. Return
+24.61%
1 Year Est. Return
+59.34%
3 Year Est. Return
+91.46%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$161M
AUM Growth
-$142M
(-47%)
Cap. Flow
-$1.58M
Cap. Flow % of AUM
Cap. Flow %
-0.98%
Top 10 Holdings %
Top 10 Hldgs %
40.64%
Holding
141
New
44
Increased
13
Reduced
25
Closed
58
Avg Time Held
Equity + Options
0.4
years
Top 10 Avg Time Held
Equity + Options
0.2
years
Top 20 Avg Time Held
Equity + Options
0.2
years
Avg Time Held Equity only
0.4
years
Top 10 Avg Time Held Equity only
0.2
years
Top 20 Avg Time Held Equity only
0.2
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
United Parcel Service
UPS
|
+$4.14M |
| 2 |
SPDR Gold Trust
GLD
|
+$3.82M |
| 3 |
OA
Orbital ATK, Inc.
OA
|
+$3.54M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$2.98M |
| 5 |
iShares Biotechnology ETF
IBB
|
+$2.85M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NMI Holdings
NMIH
|
+$4.44M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$4.4M |
| 3 |
Vanguard S&P 500 ETF
VOO
|
+$4.01M |
| 4 |
Skyworks Solutions
SWKS
|
+$2.85M |
| 5 |
Northrop Grumman
NOC
|
+$2.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 40.78% |
| 2 | Technology | 16.16% |
| 3 | Financials | 14.17% |
| 4 | Industrials | 9.48% |
| 5 | Healthcare | 8% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
BRC Group Holdings
RILY
$162M
| $12.5M | 7.77% |
943,967
| – | – |
2015 Q3
4 quarters
|
|
2
DELISTED
Vonage Holdings Corporation
VG
| $8.32M | 5.18% |
1,258,771
+433,901
| +53% | +$2.61M |
2014 Q1
10 quarters
|
|
|
3
SPDR Gold Trust
GLD
$135B
| $7.54M | 4.69% |
60,000
+30,000
| +100% | +$3.82M |
2016 Q2
1 quarter
|
|
4
PUT
Equinix
EQIX
$94.2B
| $6.3M | 3.92% |
+17,500
| New | +$6.49M |
2016 Q3
0 quarters
|
|
|
5
CALL
SPDR Gold Trust
GLD
$135B
| $6.28M | 3.91% |
50,000
-35,000
| -41% | -$4.46M |
2015 Q3
4 quarters
|
|
6
PUT
Tesla
TSLA
$1.47T
| $6.12M | 3.81% |
450,000
+300,000
| +200% | +$4.33M |
2016 Q2
1 quarter
|
|
|
COVS
7
DELISTED
Covisint Corporation
COVS
| $5.48M | 3.41% |
2,514,474
+161,407
| +7% | +$353K |
2015 Q1
6 quarters
|
|
8
Sarepta Therapeutics
SRPT
$1.87B
| $4.82M | 3% |
78,408
+48,408
| +161% | +$1.46M |
2016 Q2
1 quarter
|
|
|
9
United Parcel Service
UPS
$86B
| $4.14M | 2.58% |
+37,890
| New | +$4.14M |
2016 Q3
0 quarters
|
|
10
CALL
CNX Resources
CNX
$5.41B
| $3.84M | 2.39% |
+240,000
| New | +$3.54M |
2016 Q3
0 quarters
|
|
|
OA
11
DELISTED
Orbital ATK, Inc.
OA
| $3.38M | 2.1% |
+44,386
| New | +$3.54M |
2016 Q3
0 quarters
|
|
12
CALL
FirstEnergy
FE
$26.7B
| $3.31M | 2.06% |
+100,000
| New | +$3.4M |
2016 Q3
0 quarters
|
|
13
PUT
DELISTED
US Steel
X
| $3.3M | 2.05% |
+175,000
| New | +$3.61M |
2016 Q3
0 quarters
|
|
14
CALL
Home Depot
HD
$319B
| $3.22M | 2% |
+25,000
| New | +$3.33M |
2016 Q3
0 quarters
|
|
|
15
PUT
Sarepta Therapeutics
SRPT
$1.87B
| $3.07M | 1.91% |
+50,000
| New | +$1.51M |
2016 Q3
0 quarters
|
|
|
16
State Street Industrial Select Sector SPDR ETF
XLI
$29.8B
| $3M | 1.86% |
+51,306
| New | +$2.98M |
2016 Q3
0 quarters
|
|
|
17
iShares Biotechnology ETF
IBB
$10.8B
| $2.9M | 1.8% |
+30,000
| New | +$2.85M |
2016 Q3
0 quarters
|
|
18
DELISTED
Exact Sciences
EXAS
| $2.88M | 1.79% |
155,000
+65,700
| +74% | +$1.16M |
2016 Q2
1 quarter
|
|
|
KITE
19
PUT
DELISTED
Kite Pharma, Inc.
KITE
| $2.79M | 1.74% |
50,000
+40,000
| +400% | +$2.23M |
2016 Q2
1 quarter
|
|
|
20
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.5B
| $2.74M | 1.71% |
9,722
-15,605
| -62% | -$4.4M |
2016 Q2
1 quarter
|
|
21
iShares US Real Estate ETF
IYR
$4.13B
| $2.74M | 1.71% |
+34,000
| New | +$2.81M |
2016 Q3
0 quarters
|
|
|
22
Vanguard S&P 500 ETF
VOO
$1.03T
| $2.67M | 1.66% |
13,432
-20,243
| -60% | -$4.01M |
2016 Q2
1 quarter
|
|
23
Marvell Technology
MRVL
$205B
| $2.65M | 1.65% |
199,404
-34,158
| -15% | -$401K |
2016 Q1
2 quarters
|
|
|
24
NMI Holdings
NMIH
$3.2B
| $2.42M | 1.51% |
317,800
-634,200
| -67% | -$4.44M |
2013 Q4
11 quarters
|
|
25
PUT
American Express
AXP
$212B
| $2.24M | 1.39% |
+35,000
| New | +$2.25M |
2016 Q3
0 quarters
|
|
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ACM
SI
LWM
Dialectic Capital Management's Q3 2016 Portfolio in Review
As of Q3 2016, Dialectic Capital Management held 141 positions worth $161M, down 47% from $303M the previous quarter. Its ten largest holdings account for 41% of the portfolio.
Dialectic Capital Management's Q3 2016 filing shows 44 new, 13 increased, 25 reduced and 58 closed positions. Its largest new stake was United Parcel Service: 37,890 shares worth $4.14M. The largest sale was NMI Holdings, an estimated $4.44M.
By sector, the portfolio is most concentrated in Miscellaneous at 41% of assets, down from 72% a quarter earlier, followed by Technology and Financials.
- Dialectic Capital Management's largest Q3 2016 buy was United Parcel Service: 37,890 shares worth $4.14M.
- Dialectic Capital Management added most to SPDR Gold Trust in Q3 2016, an estimated $3.82M increase.
- Dialectic Capital Management's biggest Q3 2016 reduction was NMI Holdings, cutting an estimated $4.44M.
- Dialectic Capital Management fully exited Northrop Grumman in Q3 2016, selling an estimated $2.14M.
- Dialectic Capital Management's ten largest holdings make up 41% of its $161M portfolio in Q3 2016.
- Dialectic Capital Management opened 44 new positions and closed 58 in Q3 2016.
- Dialectic Capital Management's portfolio value fell 47% quarter-over-quarter to $161M.
Based on Dialectic Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.