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DCM

Dialectic Capital Management Portfolio holdings

AUM $155M
1-Year Est. Return 59.34%
This Fund
S&P 500
This Quarter Est. Return
+24.61%
1 Year Est. Return
+59.34%
3 Year Est. Return
+91.46%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$161M
AUM Growth
-$142M
Cap. Flow
-$1.58M
Cap. Flow %
-0.98%
Top 10 Hldgs %
40.64%
Holding
141
New
44
Increased
13
Reduced
25
Closed
58

Top Buys

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$4.14M
2
GLD icon
SPDR Gold Trust
GLD
+$3.82M
3
OA
Orbital ATK, Inc.
OA
+$3.54M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$2.98M
5
IBB icon
iShares Biotechnology ETF
IBB
+$2.85M

Top Sells

Rank Stock Value
1
NMIH icon
NMI Holdings
NMIH
+$4.44M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$4.4M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$4.01M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.85M
5
NOC icon
Northrop Grumman
NOC
+$2.14M

Sector Composition

Rank Sector Weight
1 Miscellaneous 40.78%
2 Technology 16.16%
3 Financials 14.17%
4 Industrials 9.48%
5 Healthcare 8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RILY icon
1
BRC Group Holdings
RILY
$283M
$12.5M 7.77%
943,967
– –
VG
2
DELISTED
Vonage Holdings Corporation
VG
$8.32M 5.18%
1,258,771
+433,901
+53% +$2.61M
GLD icon
3
SPDR Gold Trust
GLD
$150B
$7.54M 4.69%
60,000
+30,000
+100% +$3.82M
EQIX icon
4
PUT
Equinix
EQIX
$102B
$6.3M 3.92%
+17,500
New +$6.49M
GLD icon
5
CALL
SPDR Gold Trust
GLD
$150B
$6.28M 3.91%
50,000
-35,000
-41% -$4.46M
TSLA icon
6
PUT
Tesla
TSLA
$1.4T
$6.12M 3.81%
450,000
+300,000
+200% +$4.33M
COVS
7
DELISTED
Covisint Corporation
COVS
$5.48M 3.41%
2,514,474
+161,407
+7% +$353K
SRPT icon
8
Sarepta Therapeutics
SRPT
$2.38B
$4.82M 3%
78,408
+48,408
+161% +$1.46M
UPS icon
9
United Parcel Service
UPS
$87B
$4.14M 2.58%
+37,890
New +$4.14M
CNX icon
10
CALL
CNX Resources
CNX
$5.55B
$3.84M 2.39%
+240,000
New +$3.54M
OA
11
DELISTED
Orbital ATK, Inc.
OA
$3.38M 2.1%
+44,386
New +$3.54M
FE icon
12
CALL
FirstEnergy
FE
$27.1B
$3.31M 2.06%
+100,000
New +$3.4M
X
13
PUT
DELISTED
US Steel
X
$3.3M 2.05%
+175,000
New +$3.61M
HD icon
14
CALL
Home Depot
HD
$320B
$3.22M 2%
+25,000
New +$3.33M
SRPT icon
15
PUT
Sarepta Therapeutics
SRPT
$2.38B
$3.07M 1.91%
+50,000
New +$1.51M
XLI icon
16
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$3M 1.86%
+51,306
New +$2.98M
IBB icon
17
iShares Biotechnology ETF
IBB
$10.7B
$2.9M 1.8%
+30,000
New +$2.85M
EXAS
18
DELISTED
Exact Sciences
EXAS
$2.88M 1.79%
155,000
+65,700
+74% +$1.16M
KITE
19
PUT
DELISTED
Kite Pharma, Inc.
KITE
$2.79M 1.74%
50,000
+40,000
+400% +$2.23M
MDY icon
20
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.5B
$2.74M 1.71%
9,722
-15,605
-62% -$4.4M
IYR icon
21
iShares US Real Estate ETF
IYR
$4.33B
$2.74M 1.71%
+34,000
New +$2.81M
VOO icon
22
Vanguard S&P 500 ETF
VOO
$1.05T
$2.67M 1.66%
13,432
-20,243
-60% -$4.01M
MRVL icon
23
Marvell Technology
MRVL
$201B
$2.65M 1.65%
199,404
-34,158
-15% -$401K
NMIH icon
24
NMI Holdings
NMIH
$3.37B
$2.42M 1.51%
317,800
-634,200
-67% -$4.44M
AXP icon
25
PUT
American Express
AXP
$220B
$2.24M 1.39%
+35,000
New +$2.25M
1
2 3 4 5

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Dialectic Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Dialectic Capital Management held 141 positions worth $161M, down 47% from $303M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Dialectic Capital Management's Q3 2016 filing shows 44 new, 13 increased, 25 reduced and 58 closed positions. Its largest new stake was United Parcel Service: 37,890 shares worth $4.14M. The largest sale was NMI Holdings, an estimated $4.44M.

By sector, the portfolio is most concentrated in Miscellaneous at 41% of assets, down from 72% a quarter earlier, followed by Technology and Financials.

  • Dialectic Capital Management's largest Q3 2016 buy was United Parcel Service: 37,890 shares worth $4.14M.
  • Dialectic Capital Management added most to SPDR Gold Trust in Q3 2016, an estimated $3.82M increase.
  • Dialectic Capital Management's biggest Q3 2016 reduction was NMI Holdings, cutting an estimated $4.44M.
  • Dialectic Capital Management fully exited Northrop Grumman in Q3 2016, selling an estimated $2.14M.
  • Dialectic Capital Management's ten largest holdings make up 41% of its $161M portfolio in Q3 2016.
  • Dialectic Capital Management opened 44 new positions and closed 58 in Q3 2016.
  • Dialectic Capital Management's portfolio value fell 47% quarter-over-quarter to $161M.

Based on Dialectic Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.