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DCM

Dialectic Capital Management Portfolio holdings

AUM $155M
1-Year Est. Return 59.34%
This Fund
S&P 500
This Quarter Est. Return
+24.61%
1 Year Est. Return
+59.34%
3 Year Est. Return
+91.46%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$161M
AUM Growth
-$142M
Cap. Flow
-$1.58M
Cap. Flow %
-0.98%
Top 10 Hldgs %
40.64%
Holding
141
New
44
Increased
13
Reduced
25
Closed
58

Top Buys

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$4.14M
2
GLD icon
SPDR Gold Trust
GLD
+$3.82M
3
OA
Orbital ATK, Inc.
OA
+$3.54M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$2.98M
5
IBB icon
iShares Biotechnology ETF
IBB
+$2.85M

Top Sells

Rank Stock Value
1
NMIH icon
NMI Holdings
NMIH
+$4.44M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$4.4M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$4.01M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.85M
5
NOC icon
Northrop Grumman
NOC
+$2.14M

Sector Composition

Rank Sector Weight
1 Miscellaneous 40.78%
2 Technology 16.16%
3 Financials 14.17%
4 Industrials 9.48%
5 Healthcare 8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYR icon
101
PUT
iShares US Real Estate ETF
IYR
$4.33B
– –
-28,500
Closed -$2.35M
JACK icon
102
PUT
Jack in the Box
JACK
$310M
– –
-15,000
Closed -$1.29M
KMX icon
103
CarMax
KMX
$8.98B
– –
-26,051
Closed -$1.28M
KMX icon
104
PUT
CarMax
KMX
$8.98B
– –
-122,000
Closed -$5.98M
LGND icon
105
PUT
Ligand Pharmaceuticals
LGND
$5.69B
– –
-16,030
Closed -$1.19M
LNC icon
106
Lincoln National
LNC
$8.71B
– –
-26,900
Closed -$1.04M
LPX icon
107
Louisiana-Pacific
LPX
$4.77B
– –
-86,270
Closed -$1.5M
MCD icon
108
PUT
McDonald's
MCD
$181B
– –
-25,000
Closed -$3.01M
MRCY icon
109
Mercury Systems
MRCY
$4.96B
– –
-13,021
Closed -$324K
MWA icon
110
Mueller Water Products
MWA
$3.74B
– –
-134,557
Closed -$1.54M
NOC icon
111
CALL
Northrop Grumman
NOC
$73.2B
– –
-50,000
Closed -$11.1M
NOC icon
112
Northrop Grumman
NOC
$73.2B
– –
-9,625
Closed -$2.14M
NUE icon
113
PUT
Nucor
NUE
$59.2B
– –
-5,400
Closed -$267K
NWSA icon
114
News Corp Class A
NWSA
$16.3B
– –
-100,000
Closed -$1.14M
PBH icon
115
PUT
Prestige Consumer Healthcare
PBH
$2.48B
– –
-15,000
Closed -$831K
QQQ icon
116
PUT
Invesco QQQ Trust
QQQ
$490B
– –
-26,000
Closed -$2.8M
RMD icon
117
PUT
ResMed
RMD
$32.9B
– –
-75,000
Closed -$4.74M
SBUX icon
118
PUT
Starbucks
SBUX
$119B
– –
-25,000
Closed -$1.43M
SMH icon
119
PUT
VanEck Semiconductor ETF
SMH
$69B
– –
-450,000
Closed -$12.8M
SPY icon
120
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$814B
– –
-400,000
Closed -$83.8M
TCPC icon
121
BlackRock TCP Capital
TCPC
$341M
– –
-47,000
Closed -$718K
TNK icon
122
Teekay Tankers
TNK
$3.24B
– –
-44,051
Closed -$1.05M
XLF icon
123
PUT
State Street Financial Select Sector SPDR ETF
XLF
$55B
– –
-91,132
Closed -$1.83M
XLI icon
124
CALL
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
– –
-300,000
Closed -$16.8M
CMBT
125
CMB.TECH NV
CMBT
$5.66B
– –
-95,097
Closed -$872K
2 3 4
5
6

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Dialectic Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Dialectic Capital Management held 141 positions worth $161M, down 47% from $303M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Dialectic Capital Management's Q3 2016 filing shows 44 new, 13 increased, 25 reduced and 58 closed positions. Its largest new stake was United Parcel Service: 37,890 shares worth $4.14M. The largest sale was NMI Holdings, an estimated $4.44M.

By sector, the portfolio is most concentrated in Miscellaneous at 41% of assets, down from 72% a quarter earlier, followed by Technology and Financials.

  • Dialectic Capital Management's largest Q3 2016 buy was United Parcel Service: 37,890 shares worth $4.14M.
  • Dialectic Capital Management added most to SPDR Gold Trust in Q3 2016, an estimated $3.82M increase.
  • Dialectic Capital Management's biggest Q3 2016 reduction was NMI Holdings, cutting an estimated $4.44M.
  • Dialectic Capital Management fully exited Northrop Grumman in Q3 2016, selling an estimated $2.14M.
  • Dialectic Capital Management's ten largest holdings make up 41% of its $161M portfolio in Q3 2016.
  • Dialectic Capital Management opened 44 new positions and closed 58 in Q3 2016.
  • Dialectic Capital Management's portfolio value fell 47% quarter-over-quarter to $161M.

Based on Dialectic Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.