DS
ROCAU

David Shaw’s ROC Energy Acquisition Corp. Unit ROCAU Stock Holding History

David Shaw’s Portfolio ROCAU Stock Details ROCAU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q3 		– Sell
-333,333
Closed -$3.38M – 5687
2022
Q2 		$3.38M Hold
333,333
– – ﹤0.01% 2597
2022
Q1 		$3.4M Sell
333,333
-266,667
-44% -$2.69M ﹤0.01% 2762
2021
Q4 		$6.06M Buy
+600,000
New +$6.03M 0.01% 2176

Other funds holding ROCAU

YCM
Yakira Capital Management Westport, Connecticut $351M AUM 21.82% 1-Year Est. Return
Calamos Advisors
Calamos Advisors Naperville, Illinois $30.1B AUM 30.03% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return
WC
Wealthspring Capital West Harrison, New York $448M AUM 8.38% 1-Year Est. Return
CCA
Castle Creek Arbitrage Avon, Colorado $425M AUM 7.4% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $871M AUM 8.61% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $11.4B AUM 5.65% 1-Year Est. Return
CS
Clear Street New York $39.5B AUM 124.03% 1-Year Est. Return
SFM
Spartan Fund Management Toronto, Ontario, Canada $30M AUM 11.98% 1-Year Est. Return

David Shaw's ROCAU Position: Q3 2022 in Review

David Shaw sold out of ROC Energy Acquisition Corp. Unit (ROCAU) in Q3 2022, closing a stake of 333,333 shares — an estimated $3.38M sold.

David Shaw first reported a position in ROCAU in Q4 2021 and held it in 3 quarters. The position peaked at $6.06M in Q4 2021. 12 funds tracked by Wall St. Rank hold ROCAU as of Q3 2022.

  • David Shaw reported no remaining ROC Energy Acquisition Corp. Unit position as of Q3 2022 after selling out during the quarter.
  • David Shaw sold 333,333 ROC Energy Acquisition Corp. Unit shares in Q3 2022, an estimated $3.38M.
  • David Shaw first reported a position in ROC Energy Acquisition Corp. Unit in Q4 2021 and held it in 3 quarters.
  • David Shaw's ROC Energy Acquisition Corp. Unit position peaked at $6.06M in Q4 2021.
  • 12 funds tracked by Wall St. Rank held ROC Energy Acquisition Corp. Unit as of Q3 2022.

Based on D.E. Shaw & Co's 13F filing for Q3 2022, filed 14 Nov 2022.