Rivernorth Capital Management’s ROC Energy Acquisition Corp. Unit ROCAU Stock Holding History

Rivernorth Capital Management’s Portfolio ROCAU Stock Details ROCAU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-298,073	Closed	-$3.16M	–	736
2022 Q4	$3.16M	Hold	298,073	–	–	0.14%	136
2022 Q3	$3M	Hold	298,073	–	–	0.13%	157
2022 Q2	$3.02M	Hold	298,073	–	–	0.12%	148
2022 Q1	$3.04M	Sell	298,073 -1,927	-0.6%	-$19.4K	0.11%	157
2021 Q4	$3.03M	Buy	+300,000	New	+$3.02M	0.12%	137

Other funds holding ROCAU

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Rivernorth Capital Management's ROCAU Position: Q1 2023 in Review

Rivernorth Capital Management sold out of ROC Energy Acquisition Corp. Unit (ROCAU) in Q1 2023, closing a stake of 298,073 shares — an estimated $3.16M sold.

Rivernorth Capital Management first reported a position in ROCAU in Q4 2021 and held it in 5 quarters. The position peaked at $3.16M in Q4 2022. 1 fund tracked by Wall St. Rank holds ROCAU as of Q1 2023.

Rivernorth Capital Management reported no remaining ROC Energy Acquisition Corp. Unit position as of Q1 2023 after selling out during the quarter.
Rivernorth Capital Management sold 298,073 ROC Energy Acquisition Corp. Unit shares in Q1 2023, an estimated $3.16M.
Rivernorth Capital Management first reported a position in ROC Energy Acquisition Corp. Unit in Q4 2021 and held it in 5 quarters.
Rivernorth Capital Management's ROC Energy Acquisition Corp. Unit position peaked at $3.16M in Q4 2022.
1 fund tracked by Wall St. Rank held ROC Energy Acquisition Corp. Unit as of Q1 2023.

Based on Rivernorth Capital Management's 13F filing for Q1 2023, filed 15 May 2023.