CCA
ROCAU

Castle Creek Arbitrage’s ROC Energy Acquisition Corp. Unit ROCAU Stock Holding History

Castle Creek Arbitrage’s Portfolio ROCAU Stock Details ROCAU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q4 		– Sell
-240,000
Closed -$2.42M – 610
2022
Q3 		$2.42M Hold
240,000
– – 0.13% 216
2022
Q2 		$2.41M Hold
240,000
– – 0.13% 218
2022
Q1 		$2.44M Hold
240,000
– – 0.12% 225
2021
Q4 		$2.43M Buy
+240,000
New +$2.41M 0.12% 226

Other funds holding ROCAU

YCM
Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return
WC
Wealthspring Capital West Harrison, New York $448M AUM 8.38% 1-Year Est. Return
SFM
Spartan Fund Management Toronto, Ontario, Canada $30M AUM 11.98% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Castle Creek Arbitrage's ROCAU Position: Q4 2022 in Review

Castle Creek Arbitrage sold out of ROC Energy Acquisition Corp. Unit (ROCAU) in Q4 2022, closing a stake of 240,000 shares — an estimated $2.42M sold.

Castle Creek Arbitrage first reported a position in ROCAU in Q4 2021 and held it in 4 quarters. The position peaked at $2.44M in Q1 2022. 7 funds tracked by Wall St. Rank hold ROCAU as of Q4 2022.

  • Castle Creek Arbitrage reported no remaining ROC Energy Acquisition Corp. Unit position as of Q4 2022 after selling out during the quarter.
  • Castle Creek Arbitrage sold 240,000 ROC Energy Acquisition Corp. Unit shares in Q4 2022, an estimated $2.42M.
  • Castle Creek Arbitrage first reported a position in ROC Energy Acquisition Corp. Unit in Q4 2021 and held it in 4 quarters.
  • Castle Creek Arbitrage's ROC Energy Acquisition Corp. Unit position peaked at $2.44M in Q1 2022.
  • 7 funds tracked by Wall St. Rank held ROC Energy Acquisition Corp. Unit as of Q4 2022.

Based on Castle Creek Arbitrage's 13F filing for Q4 2022, filed 14 Feb 2023.