David Shaw’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

David Shaw’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$810K	Buy	+16,417	New	+$803K	﹤0.01%	3895
2026 Q1	–	Sell	-5,811	Closed	-$262K	–	4715
2025 Q4	$262K	Buy	+5,811	New	+$268K	﹤0.01%	4217
2025 Q3	–	Sell	-7,739	Closed	-$328K	–	4693
2025 Q2	$328K	Sell	7,739 -1,888	-20%	-$78.4K	﹤0.01%	3825
2025 Q1	$395K	Sell	9,627 -4,779	-33%	-$189K	﹤0.01%	3625
2024 Q4	$545K	Buy	+14,406	New	+$558K	﹤0.01%	3569
2024 Q3	–	Sell	-13,954	Closed	-$461K	–	4656
2024 Q2	$461K	Buy	13,954 +7,138	+105%	+$238K	﹤0.01%	3670
2024 Q1	$221K	Buy	+6,816	New	+$210K	﹤0.01%	3886

Other funds holding FXU

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

CPA

Capital Performance Advisors Walnut Creek, California $1.55B AUM 24.77% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.47B AUM 24.93% 1-Year Est. Return

David Shaw's FXU Position: Q2 2026 in Review

David Shaw opened a new position in First Trust Utilities AlphaDEX Fund (FXU) in Q2 2026: 16,417 shares worth $810K. The stake represents ﹤0.01% of the portfolio and ranks #3895 among its holdings. This is a return to the name: David Shaw previously reported a position in FXU as recently as Q4 2025.

David Shaw first reported a position in FXU in Q1 2024 and has held it in 7 quarters since. 196 funds tracked by Wall St. Rank hold FXU as of Q2 2026.

David Shaw held 16,417 shares of First Trust Utilities AlphaDEX Fund worth $810K as of Q2 2026.
First Trust Utilities AlphaDEX Fund was a new David Shaw position in Q2 2026.
First Trust Utilities AlphaDEX Fund made up ﹤0.01% of David Shaw's portfolio in Q2 2026, its #3895 holding.
David Shaw first reported a position in First Trust Utilities AlphaDEX Fund in Q1 2024 and has held it in 7 quarters since.
196 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q2 2026.

Based on D.E. Shaw & Co's 13F filing for Q2 2026, filed 14 Aug 2026.