D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Global Class C
LBTYK
|
+$404M |
| 2 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$361M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$327M |
| 4 |
Procter & Gamble
PG
|
+$313M |
| 5 |
Netflix
NFLX
|
+$286M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Bank of America
BAC
|
+$405M |
| 3 |
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$236M |
| 4 |
Citigroup
C
|
+$219M |
| 5 |
SLB Ltd
SLB
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 9.11% |
| 2 | Healthcare | 7.95% |
| 3 | Consumer Discretionary | 7.93% |
| 4 | Financials | 7.4% |
| 5 | Technology | 7.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NM
3601
PUT
DELISTED
Navios Maritime Holdings Inc.
NM
| $493K | ﹤0.01% |
+5,000
| New | +$488K |
|
|
KNL
3602
DELISTED
Knoll, Inc.
KNL
| $493K | ﹤0.01% |
27,127
-60,666
| -69% | -$999K |
|
3603
PUT
American Eagle Outfitters
AEO
$3.03B
| $490K | ﹤0.01% |
+40,000
| New | +$551K |
|
|
LM
3604
CALL
DELISTED
Legg Mason, Inc.
LM
| $490K | ﹤0.01% |
+10,000
| New | +$445K |
|
3605
Cracker Barrel
CBRL
$1.18B
| $488K | ﹤0.01% |
5,014
-1,100
| -18% | -$111K |
|
3606
CALL
Huntsman Corp
HUN
$2.04B
| $488K | ﹤0.01% |
20,000
-80,000
| -80% | -$1.86M |
|
3607
Opko Health
OPK
$1.22B
| $488K | ﹤0.01% |
52,395
-267,349
| -84% | -$2.34M |
|
3608
Equifax
EFX
$21.9B
| $487K | ﹤0.01% |
7,154
-96,904
| -93% | -$6.78M |
|
|
JMBA
3609
DELISTED
Jamba, Inc.
JMBA
| $487K | ﹤0.01% |
40,580
+183
| +0.5% | +$2.29K |
|
3610
City Holding Co
CHCO
$2.04B
| $485K | ﹤0.01% |
+10,819
| New | +$486K |
|
|
ATMI
3611
DELISTED
A T M I INC
ATMI
| $485K | ﹤0.01% |
14,271
-13,501
| -49% | -$435K |
|
|
TA
3612
DELISTED
TravelCenters of America LLC
TA
| $484K | ﹤0.01% |
11,869
-3,522
| -23% | -$154K |
|
|
NRF
3613
CALL
DELISTED
NorthStar Realty Finance Corp.
NRF
| $484K | ﹤0.01% |
15,278
-25,462
| -62% | -$749K |
|
|
HGG
3614
DELISTED
hhgregg Inc.
HGG
| $482K | ﹤0.01% |
50,160
-69,700
| -58% | -$696K |
|
|
POWR
3615
CALL
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
| $481K | ﹤0.01% |
+20,500
| New | +$435K |
|
3616
PUT
Repligen
RGEN
$8.33B
| $480K | ﹤0.01% |
37,300
+18,500
| +98% | +$265K |
|
3617
PUT
Gartner
IT
$10.4B
| $479K | ﹤0.01% |
+6,900
| New | +$477K |
|
|
PMT
3618
CALL
PennyMac Mortgage Investment
PMT
$853M
| $478K | ﹤0.01% |
+20,000
| New | +$473K |
|
|
ACAT
3619
PUT
DELISTED
Arctic Cat Inc
ACAT
| $478K | ﹤0.01% |
10,000
-8,000
| -44% | -$389K |
|
|
CAS
3620
DELISTED
A M Castle & Co
CAS
| $478K | ﹤0.01% |
32,536
-18,462
| -36% | -$267K |
|
3621
CenterPoint Energy
CNP
$28.9B
| $476K | ﹤0.01% |
20,100
-160,277
| -89% | -$3.77M |
|
3622
CALL
Icon
ICLR
$13.9B
| $476K | ﹤0.01% |
10,000
+4,000
| +67% | +$178K |
|
|
MN
3623
DELISTED
MANNING & NAPIER, INC.
MN
| $476K | ﹤0.01% |
28,380
-7,743
| -21% | -$124K |
|
3624
PUT
Ziff Davis
ZD
$1.93B
| $475K | ﹤0.01% |
10,925
-147,660
| -93% | -$6.23M |
|
3625
TFS Financial
TFSL
$5.16B
| $474K | ﹤0.01% |
38,170
-144,656
| -79% | -$1.72M |
|
Similar funds
D.E. Shaw & Co's Q1 2014 Portfolio in Review
As of Q1 2014, D.E. Shaw & Co held 5,020 positions worth $70.1B, down 4.4% from $73.3B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co withdrew a net $4.59B in Q1 2014, closing 795 positions and reducing 1,925 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $236M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 9.1% of assets, up from 6.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, D.E. Shaw & Co opened a new position in Veren worth $53.3M.
- D.E. Shaw & Co's largest Q1 2014 buy was Veren: 1,596,878 shares worth $53.3M.
- D.E. Shaw & Co added most to Liberty Global Class C in Q1 2014, an estimated $404M increase.
- D.E. Shaw & Co's biggest Q1 2014 reduction was Apple, cutting an estimated $453M.
- D.E. Shaw & Co fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $236M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $70.1B portfolio in Q1 2014.
- D.E. Shaw & Co opened 596 new positions and closed 795 in Q1 2014.
- D.E. Shaw & Co's portfolio value fell 4.4% quarter-over-quarter to $70.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2014, filed 15 May 2014.