D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co. is an investment firm founded in 1988 by David E. Shaw, who had been a computer science professor at Columbia University. It started over a small bookstore in downtown New York and became a pioneer in computational finance, using math models and software to profit from market anomalies. Its funds rely heavily on computer-driven methods and its own technology to support fundamental research, and it also makes private equity investments in areas such as technology, wind power and real estate. Shaw ran the firm until 2001, then stepped back from daily involvement to focus on D. E. Shaw Research, where he is chief scientist and heads a research group in computational biochemistry. In the mid-1990s it also set up a brokerage and founded the email provider Juno Online Services. An Executive Committee chaired by Anne Dinning leads the firm.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Charles Schwab
SCHW
|
+$602M |
| 2 |
Booking.com
BKNG
|
+$582M |
| 3 |
Walmart Inc
WMT
|
+$407M |
| 4 |
Visa
V
|
+$395M |
| 5 |
Johnson & Johnson
JNJ
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$483M |
| 2 |
Salesforce
CRM
|
+$380M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$364M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$336M |
| 5 |
Colgate-Palmolive
CL
|
+$316M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 14.49% |
| 3 | Consumer Discretionary | 9.17% |
| 4 | Healthcare | 8.56% |
| 5 | Financials | 8% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Apple
AAPL
$4.98T
| $1.88B | 2.01% |
11,387,316
+1,601,431
| +16% | +$236M |
2013 Q2
39 quarters
|
|
|
2
Microsoft
MSFT
$3.94T
| $1.38B | 1.48% |
4,780,111
-1,893,586
| -28% | -$483M |
2013 Q2
39 quarters
|
|
3
Tesla
TSLA
$1.42T
| $1.3B | 1.39% |
6,244,533
-134,963
| -2% | -$23.5M |
2019 Q4
13 quarters
|
|
4
PUT
Invesco QQQ Trust
QQQ
$443B
| $1.04B | 1.12% |
+3,250,000
| New | +$959M |
2023 Q1
0 quarters
|
|
|
5
Visa
V
$790B
| $867M | 0.93% |
3,845,530
+1,775,029
| +86% | +$395M |
2013 Q2
39 quarters
|
|
6
PUT
Amazon
AMZN
$2.8T
| $851M | 0.91% |
8,239,700
+345,700
| +4% | +$33.4M |
2013 Q2
39 quarters
|
|
|
7
Walmart Inc
WMT
$996B
| $710M | 0.76% |
14,442,513
+8,568,240
| +146% | +$407M |
2013 Q2
39 quarters
|
|
|
8
Booking.com
BKNG
$119B
| $688M | 0.74% |
6,488,150
+5,975,525
| +1,166% | +$582M |
2013 Q2
39 quarters
|
|
|
9
Charles Schwab
SCHW
$158B
| $643M | 0.69% |
12,270,903
+8,219,752
| +203% | +$602M |
2021 Q1
8 quarters
|
|
|
10
Johnson & Johnson
JNJ
$665B
| $609M | 0.65% |
3,927,226
+2,074,504
| +112% | +$335M |
2013 Q2
39 quarters
|
|
11
PUT
Meta Platforms (Facebook)
META
$1.56T
| $521M | 0.56% |
2,456,600
-430,300
| -15% | -$73.3M |
2013 Q2
39 quarters
|
|
12
PUT
NVIDIA
NVDA
$4.51T
| $463M | 0.5% |
16,651,000
-4,160,000
| -20% | -$90M |
2014 Q1
36 quarters
|
|
|
13
Amazon
AMZN
$2.8T
| $447M | 0.48% |
4,329,793
-2,299,262
| -35% | -$222M |
2013 Q2
39 quarters
|
|
14
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$30.7B
| $442M | 0.47% |
4,036,192
+1,701,415
| +73% | +$184M |
2022 Q1
4 quarters
|
|
15
Automatic Data Processing
ADP
$120B
| $437M | 0.47% |
1,960,888
+1,367,279
| +230% | +$308M |
2022 Q1
4 quarters
|
|
16
PayPal
PYPL
$49.2B
| $426M | 0.46% |
5,610,071
+2,568,238
| +84% | +$198M |
2015 Q3
30 quarters
|
|
17
CALL
ExxonMobil
XOM
$677B
| $426M | 0.46% |
3,884,200
-65,900
| -2% | -$7.29M |
2013 Q2
39 quarters
|
|
|
18
CALL
Apple
AAPL
$4.98T
| $425M | 0.45% |
2,574,800
+565,700
| +28% | +$83.5M |
2013 Q2
39 quarters
|
|
19
American Express
AXP
$215B
| $421M | 0.45% |
2,554,521
+586,454
| +30% | +$97.3M |
2013 Q2
39 quarters
|
|
20
Accenture
ACN
$154B
| $406M | 0.43% |
1,419,090
+865,910
| +157% | +$236M |
2013 Q3
38 quarters
|
|
21
Palo Alto Networks
PANW
$257B
| $403M | 0.43% |
4,033,744
+2,085,184
| +107% | +$177M |
2016 Q4
25 quarters
|
|
22
PUT
Chipotle Mexican Grill
CMG
$43.6B
| $394M | 0.42% |
11,525,000
-4,255,000
| -27% | -$134M |
2013 Q2
39 quarters
|
|
23
Biogen
BIIB
$36.7B
| $371M | 0.4% |
1,333,990
-422,092
| -24% | -$117M |
2013 Q2
39 quarters
|
|
24
State Street SPDR S&P 500 ETF Trust
SPY
$777B
| $366M | 0.39% |
894,770
-26,073
| -3% | -$10.4M |
2013 Q2
39 quarters
|
|
|
25
NVIDIA
NVDA
$4.51T
| $361M | 0.39% |
12,990,750
+1,719,040
| +15% | +$37.2M |
2016 Q4
25 quarters
|
|
Similar funds
D.E. Shaw & Co's Q1 2023 Portfolio in Review
As of Q1 2023, D.E. Shaw & Co held 5,246 positions worth $93.4B, up 3.2% from $90.5B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
D.E. Shaw & Co withdrew a net $5.35B in Q1 2023, closing 860 positions and reducing 1,787 holdings. Its most notable exit was SVB Financial Group, an estimated $163M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, D.E. Shaw & Co opened a new position in State Street Utilities Select Sector SPDR ETF worth $100M.
- D.E. Shaw & Co's largest Q1 2023 buy was State Street Utilities Select Sector SPDR ETF: 2,950,552 shares worth $100M.
- D.E. Shaw & Co added most to Charles Schwab in Q1 2023, an estimated $602M increase.
- D.E. Shaw & Co's biggest Q1 2023 reduction was Microsoft, cutting an estimated $483M.
- D.E. Shaw & Co fully exited SVB Financial Group in Q1 2023, selling an estimated $163M.
- D.E. Shaw & Co's ten largest holdings make up 11% of its $93.4B portfolio in Q1 2023.
- D.E. Shaw & Co opened 431 new positions and closed 860 in Q1 2023.
- D.E. Shaw & Co's portfolio value rose 3.2% quarter-over-quarter to $93.4B.
Based on D.E. Shaw & Co's 13F filing for Q1 2023, filed 15 May 2023.