D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Media Series C
FWONK
|
+$430M |
| 2 |
Alibaba
BABA
|
+$364M |
| 3 |
HP
HPQ
|
+$298M |
| 4 |
Pfizer
PFE
|
+$258M |
| 5 |
Booking.com
BKNG
|
+$244M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FRX
FOREST LABORATORIES INC
FRX
|
+$602M |
| 2 |
Liberty Media Series A
FWONA
|
+$321M |
| 3 |
AbbVie
ABBV
|
+$312M |
| 4 |
GE Aerospace
GE
|
+$233M |
| 5 |
SNDK
SANDISK CORP
SNDK
|
+$183M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.89% |
| 2 | Consumer Discretionary | 8.28% |
| 3 | Energy | 7.75% |
| 4 | Healthcare | 6.77% |
| 5 | Communication Services | 6.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2351
PUT
Suncor Energy
SU
$78.8B
| $1.67M | ﹤0.01% |
46,200
+40,000
| +645% | +$1.61M |
|
|
MNR
2352
DELISTED
Monmouth Real Estate Investment Corp
MNR
| $1.67M | ﹤0.01% |
164,899
-180,646
| -52% | -$1.89M |
|
|
RCAP
2353
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
| $1.67M | ﹤0.01% |
74,001
-69,245
| -48% | -$1.53M |
|
2354
Ovintiv
OVV
$17B
| $1.66M | ﹤0.01% |
15,661
-81,616
| -84% | -$8.99M |
|
|
HLSS
2355
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
| $1.66M | ﹤0.01% |
+78,190
| New | +$1.73M |
|
2356
Ionis Pharmaceuticals
IONS
$8.81B
| $1.65M | ﹤0.01% |
42,525
+15,497
| +57% | +$549K |
|
|
TNGO
2357
DELISTED
Tangoe, Inc.
TNGO
| $1.65M | ﹤0.01% |
121,527
+54,275
| +81% | +$755K |
|
2358
Quad
QUAD
$509M
| $1.65M | ﹤0.01% |
85,487
+37,659
| +79% | +$815K |
|
|
MWRX
2359
DELISTED
MEDWORTH RX CORP COM STK (DE)
MWRX
| $1.65M | ﹤0.01% |
200,000
| – | – |
|
2360
PUT
Community Health Systems
CYH
$391M
| $1.64M | ﹤0.01% |
36,300
-12,100
| -25% | -$503K |
|
2361
Public Storage
PSA
$59.3B
| $1.64M | ﹤0.01% |
+9,905
| New | +$1.7M |
|
2362
Gerdau
GGB
$9.74B
| $1.64M | ﹤0.01% |
430,999
-346,090
| -45% | -$1.58M |
|
2363
Diageo
DEO
$49.5B
| $1.64M | ﹤0.01% |
+14,209
| New | +$1.72M |
|
|
PES
2364
CALL
DELISTED
Pioneer Energy Services Corp.
PES
| $1.64M | ﹤0.01% |
117,000
-13,000
| -10% | -$203K |
|
|
PHIIK
2365
DELISTED
PHI, Inc. Non-Voting Common Stock
PHIIK
| $1.64M | ﹤0.01% |
39,799
-2,798
| -7% | -$118K |
|
2366
Citi Trends
CTRN
$565M
| $1.63M | ﹤0.01% |
73,926
+1,273
| +2% | +$27.6K |
|
2367
United Microelectronic
UMC
$47.5B
| $1.63M | ﹤0.01% |
820,540
+20,539
| +3% | +$46.1K |
|
|
RWT
2368
Redwood Trust
RWT
$585M
| $1.63M | ﹤0.01% |
98,387
+85,505
| +664% | +$1.62M |
|
|
INVN
2369
DELISTED
Invensense Inc
INVN
| $1.63M | ﹤0.01% |
82,619
+12,678
| +18% | +$299K |
|
|
KOG
2370
DELISTED
KODIAK OIL & GAS CORP
KOG
| $1.63M | ﹤0.01% |
+119,803
| New | +$1.8M |
|
|
EPAY
2371
DELISTED
Bottomline Technologies Inc
EPAY
| $1.62M | ﹤0.01% |
58,716
+43,881
| +296% | +$1.23M |
|
2372
CALL
Canadian National Railway
CNI
$76.9B
| $1.62M | ﹤0.01% |
22,800
+12,800
| +128% | +$887K |
|
2373
PUT
Coeur Mining
CDE
$15.9B
| $1.62M | ﹤0.01% |
325,900
+11,200
| +4% | +$86.1K |
|
2374
CALL
Teva Pharmaceuticals
TEVA
$41.2B
| $1.61M | ﹤0.01% |
30,000
| – | – |
|
2375
SEI Investments
SEIC
$12.4B
| $1.61M | ﹤0.01% |
+44,533
| New | +$1.59M |
|
Similar funds
D.E. Shaw & Co's Q3 2014 Portfolio in Review
As of Q3 2014, D.E. Shaw & Co held 4,729 positions worth $77.2B, up 5.1% from $73.4B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co deployed $3.39B of net new capital in Q3 2014, opening 599 new positions and adding to 1,385 existing holdings. Its largest new stake was Liberty Media Series C: 16,804,239 shares worth $422M.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Energy.
On the sell side, the largest reduction was Liberty Media Series A, an estimated $321M trimmed.
- D.E. Shaw & Co's largest Q3 2014 buy was Liberty Media Series C: 16,804,239 shares worth $422M.
- D.E. Shaw & Co added most to HP in Q3 2014, an estimated $298M increase.
- D.E. Shaw & Co's biggest Q3 2014 reduction was Liberty Media Series A, cutting an estimated $321M.
- D.E. Shaw & Co fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $602M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $77.2B portfolio in Q3 2014.
- D.E. Shaw & Co opened 599 new positions and closed 674 in Q3 2014.
- D.E. Shaw & Co's portfolio value rose 5.1% quarter-over-quarter to $77.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2014, filed 14 Nov 2014.