D.E. Shaw & Co’s RCS CAPITAL CORPORATION CLASS A COM RCAP Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q2	–	Hold	0	–	–	–	2824
2015 Q1	–	Hold	0	–	–	–	2799
2014 Q4	–	Sell	-74,001	Closed	-$1.67M	–	2798
2014 Q3	$1.67M	Sell	74,001 -69,245	-48%	-$1.56M	﹤0.01%	1310
2014 Q2	$3.04M	Buy	+143,246	New	+$3.04M	﹤0.01%	1089