D.E. Shaw & Co
ROCAU

D.E. Shaw & Co’s ROC Energy Acquisition Corp. Unit ROCAU Stock Holding History

D.E. Shaw & Co’s Portfolio ROCAU Stock Details ROCAU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q3 		– Sell
-333,333
Closed -$3.38M – 5687
2022
Q2 		$3.38M Hold
333,333
– – ﹤0.01% 2597
2022
Q1 		$3.4M Sell
333,333
-266,667
-44% -$2.69M ﹤0.01% 2762
2021
Q4 		$6.06M Buy
+600,000
New +$6.03M 0.01% 2176

Other funds holding ROCAU

YCM
Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return
Calamos Advisors
Calamos Advisors Naperville, Illinois $28.2B AUM 21.78% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
WC
Wealthspring Capital West Harrison, New York $448M AUM 8.38% 1-Year Est. Return
CCA
Castle Creek Arbitrage Avon, Colorado $425M AUM 7.4% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
SFM
Spartan Fund Management Toronto, Ontario, Canada $30M AUM 11.98% 1-Year Est. Return

D.E. Shaw & Co's ROCAU Position: Q3 2022 in Review

D.E. Shaw & Co sold out of ROC Energy Acquisition Corp. Unit (ROCAU) in Q3 2022, closing a stake of 333,333 shares — an estimated $3.38M sold.

D.E. Shaw & Co first reported a position in ROCAU in Q4 2021 and held it in 3 quarters. The position peaked at $6.06M in Q4 2021. 12 funds tracked by Wall St. Rank hold ROCAU as of Q3 2022.

  • D.E. Shaw & Co reported no remaining ROC Energy Acquisition Corp. Unit position as of Q3 2022 after selling out during the quarter.
  • D.E. Shaw & Co sold 333,333 ROC Energy Acquisition Corp. Unit shares in Q3 2022, an estimated $3.38M.
  • D.E. Shaw & Co first reported a position in ROC Energy Acquisition Corp. Unit in Q4 2021 and held it in 3 quarters.
  • D.E. Shaw & Co's ROC Energy Acquisition Corp. Unit position peaked at $6.06M in Q4 2021.
  • 12 funds tracked by Wall St. Rank held ROC Energy Acquisition Corp. Unit as of Q3 2022.

Based on D.E. Shaw & Co's 13F filing for Q3 2022, filed 14 Nov 2022.