D.E. Shaw & Co

D.E. Shaw & Co’s Penumbra PEN Stock Holding History

D.E. Shaw & Co’s Portfolio PEN Stock Details PEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-31,800	Closed	-$6.18M	–	4750
2024 Q3	$6.18M	Sell	31,800 -1,800	-5%	-$340K	0.01%	1781
2024 Q2	$6.05M	Buy	33,600 +2,900	+9%	+$579K	0.01%	1713
2024 Q1	$6.85M	Hold	30,700	–	–	0.01%	1658
2023 Q4	$7.72M	Buy	30,700 +10,000	+48%	+$2.21M	0.01%	1575
2023 Q3	$5.01M	Buy	+20,700	New	+$5.75M	0.01%	1809
2023 Q2	–	Sell	-25,000	Closed	-$6.97M	–	4473
2023 Q1	$6.97M	Hold	25,000	–	–	0.01%	1664
2022 Q4	$5.56M	Sell	25,000 -6,300	-20%	-$1.23M	0.01%	2000
2022 Q3	$5.93M	Buy	31,300 +21,400	+216%	+$3.43M	0.01%	1893
2022 Q2	$1.23M	Buy	9,900 +500	+5%	+$79.3K	﹤0.01%	3483
2022 Q1	$2.09M	Sell	9,400 -600	-6%	-$133K	﹤0.01%	3249
2021 Q4	$2.87M	Sell	10,000 -10,000	-50%	-$2.64M	﹤0.01%	3010
2021 Q3	$5.33M	Hold	20,000	–	–	﹤0.01%	2056
2021 Q2	$5.48M	Buy	+20,000	New	+$5.46M	﹤0.01%	1957
2020 Q4	–	Sell	-10,000	Closed	-$1.94M	–	4107
2020 Q3	$1.94M	Hold	10,000	–	–	﹤0.01%	2426
2020 Q2	$1.79M	Hold	10,000	–	–	﹤0.01%	2503
2020 Q1	$1.61M	Buy	+10,000	New	+$1.68M	﹤0.01%	2352

Other funds holding PEN

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Millennium Management

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Baillie Gifford & Co

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Balyasny Asset Management

Balyasny Asset Management Chicago, Illinois $77.1B AUM 42.89% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return