D.E. Shaw & Co
FALC

D.E. Shaw & Co’s FalconStor Software Inc FALC Stock Holding History

D.E. Shaw & Co’s Portfolio FALC Stock Details FALC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-16,842
Closed -$23K – 4563
2013
Q2 		$23K Buy
+16,842
New +$28.2K ﹤0.01% 3936

Other funds holding FALC

NCM
Nantahala Capital Management New Canaan, Connecticut $2.72B AUM 121.58% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BCM
Bourgeon Capital Management Darien, Connecticut $679M AUM 50.89% 1-Year Est. Return
PTC
Peak Ten Capital New York $46.5M AUM 5.8% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
TA
Teton Advisors Rye, New York $142M AUM 42.07% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
BCM
Brightfield Capital Management New York $31.2M AUM 3.22% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

D.E. Shaw & Co's FALC Position: Q3 2013 in Review

D.E. Shaw & Co sold out of FalconStor Software Inc (FALC) in Q3 2013, closing a stake of 16,842 shares — an estimated $23K sold.

D.E. Shaw & Co first reported a position in FALC in Q2 2013 and held it in 1 quarter. The position peaked at $23K in Q2 2013. 38 funds tracked by Wall St. Rank hold FALC as of Q3 2013.

  • D.E. Shaw & Co reported no remaining FalconStor Software Inc position as of Q3 2013 after selling out during the quarter.
  • D.E. Shaw & Co sold 16,842 FalconStor Software Inc shares in Q3 2013, an estimated $23K.
  • D.E. Shaw & Co first reported a position in FalconStor Software Inc in Q2 2013 and held it in 1 quarter.
  • D.E. Shaw & Co's FalconStor Software Inc position peaked at $23K in Q2 2013.
  • 38 funds tracked by Wall St. Rank held FalconStor Software Inc as of Q3 2013.

Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.