Curi RMB Capital’s Pioneer Floating Rate Fund PHD Stock Holding History

Curi RMB Capital’s Portfolio PHD Stock Details PHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-17,506	Closed	-$134K	–	674
2020 Q1	$134K	Buy	+17,506	New	+$178K	0.01%	596
2019 Q4	–	Sell	-25,956	Closed	-$273K	–	723
2019 Q3	$273K	Buy	25,956 +7,099	+38%	+$74.6K	0.01%	599
2019 Q2	$202K	Sell	18,857 -130,703	-87%	-$1.39M	0.01%	705
2019 Q1	$1.55M	Sell	149,560 -33,992	-19%	-$354K	0.04%	388
2018 Q4	$1.81M	Buy	183,552 +97,481	+113%	+$1.02M	0.05%	365
2018 Q3	$949K	Buy	+86,071	New	+$952K	0.02%	513

Other funds holding PHD

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

ISSM

Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Curi RMB Capital's PHD Position: Q2 2020 in Review

Curi RMB Capital sold out of Pioneer Floating Rate Fund (PHD) in Q2 2020, closing a stake of 17,506 shares — an estimated $134K sold.

Curi RMB Capital first reported a position in PHD in Q3 2018 and held it in 6 quarters. The position peaked at $1.81M in Q4 2018. 52 funds tracked by Wall St. Rank hold PHD as of Q2 2020.

Curi RMB Capital reported no remaining Pioneer Floating Rate Fund position as of Q2 2020 after selling out during the quarter.
Curi RMB Capital sold 17,506 Pioneer Floating Rate Fund shares in Q2 2020, an estimated $134K.
Curi RMB Capital first reported a position in Pioneer Floating Rate Fund in Q3 2018 and held it in 6 quarters.
Curi RMB Capital's Pioneer Floating Rate Fund position peaked at $1.81M in Q4 2018.
52 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q2 2020.

Based on Curi RMB Capital's 13F filing for Q2 2020, filed 5 Aug 2020.