Curi RMB Capital’s Pioneer Floating Rate Fund PHD Stock Holding History

Curi RMB Capital’s Portfolio PHD Stock Details PHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-17,506	Closed	-$134K	–	674
2020 Q1	$134K	Buy	+17,506	New	+$178K	0.01%	596
2019 Q4	–	Sell	-25,956	Closed	-$273K	–	724
2019 Q3	$273K	Buy	25,956 +7,099	+38%	+$74.6K	0.01%	599
2019 Q2	$202K	Sell	18,857 -130,703	-87%	-$1.39M	0.01%	705
2019 Q1	$1.55M	Sell	149,560 -33,992	-19%	-$354K	0.05%	388
2018 Q4	$1.81M	Buy	183,552 +97,481	+113%	+$1.02M	0.06%	365
2018 Q3	$949K	Buy	+86,071	New	+$952K	0.03%	513

Other funds holding PHD

Saba Capital Management New York $3.12B AUM 13% 1-Year Est. Return

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return