Cowen Prime Advisors’s Rio Tinto RIO Stock Holding History

Cowen Prime Advisors’s Portfolio RIO Stock Details RIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-53	Closed	-$3K	–	312
2014 Q2	$3K	Buy	53 +2	+4%	+$108	﹤0.01%	244
2014 Q1	$3K	Sell	51 -1	-2%	-$54	﹤0.01%	258
2013 Q4	$3K	Hold	52	–	–	﹤0.01%	251
2013 Q3	$3K	Sell	52 -48	-48%	-$2.24K	﹤0.01%	253
2013 Q2	$4K	Buy	+100	New	+$4.46K	﹤0.01%	250

Other funds holding RIO

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

WHV Investments San Francisco, California $187M AUM 14.29% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Cowen Prime Advisors's RIO Position: Q3 2014 in Review

Cowen Prime Advisors sold out of Rio Tinto (RIO) in Q3 2014, closing a stake of 53 shares — an estimated $3K sold.

Cowen Prime Advisors first reported a position in RIO in Q2 2013 and held it in 5 quarters. The position peaked at $4K in Q2 2013. 308 funds tracked by Wall St. Rank hold RIO as of Q3 2014.

Cowen Prime Advisors reported no remaining Rio Tinto position as of Q3 2014 after selling out during the quarter.
Cowen Prime Advisors sold 53 Rio Tinto shares in Q3 2014, an estimated $3K.
Cowen Prime Advisors first reported a position in Rio Tinto in Q2 2013 and held it in 5 quarters.
Cowen Prime Advisors's Rio Tinto position peaked at $4K in Q2 2013.
308 funds tracked by Wall St. Rank held Rio Tinto as of Q3 2014.

Based on Cowen Prime Advisors's 13F filing for Q3 2014, filed 12 Nov 2014.