We are live on ! Find out more
CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+23.03%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$2.83B
AUM Growth
+$977M
Cap. Flow
+$786M
Cap. Flow %
27.81%
Top 10 Hldgs %
70.29%
Holding
427
New
118
Increased
44
Reduced
47
Closed
202

Top Buys

Rank Stock Value
1
KITE
Kite Pharma, Inc.
KITE
+$585M
2
TWX
Time Warner Inc
TWX
+$230M
3
NXPI icon
NXP Semiconductors
NXPI
+$226M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$214M
5
BCR
CR Bard Inc.
BCR
+$91.7M

Top Sells

Rank Stock Value
1
MBLY
Mobileye N.V.
MBLY
+$210M
2
BRCD
Brocade Communications Systems, Inc. NEW
BRCD
+$140M
3
ALR
Alere Inc
ALR
+$46.2M
4
HUN icon
Huntsman Corp
HUN
+$31M
5
WFM
Whole Foods Market Inc
WFM
+$22.9M

Sector Composition

Rank Sector Weight
1 Communication Services 26.29%
2 Technology 12.86%
3 Industrials 2.27%
4 Utilities 2.1%
5 Healthcare 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCAC.WS
201
DELISTED
Hennessy Capital Acquisition Corp. III
HCAC.WS
$199K 0.01%
+272,499
New +$195K
BRCD
202
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$179K 0.01%
15,000
-11,348,178
-100% -$140M
ACTG icon
203
Acacia Research
ACTG
$423M
$168K 0.01%
+37,000
New +$138K
ZYNE
204
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$167K 0.01%
+20,000
New +$211K
ASAP
205
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$157K 0.01%
+784
New +$158K
NESRW
206
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$150K 0.01%
300,000
– –
MMDMR
207
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$143K 0.01%
339,366
-30,326
-8% -$12.9K
TPGH.U
208
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
$134K ﹤0.01%
+12,985
New +$134K
FMCIR
209
DELISTED
Forum Merger Corporation Right
FMCIR
$127K ﹤0.01%
328,230
+310,334
+1,734% +$121K
KNTK icon
210
Kinetik
KNTK
$3.68B
$98K ﹤0.01%
+1,000
New +$97.2K
OVID icon
211
Ovid Therapeutics
OVID
$427M
$88K ﹤0.01%
+10,211
New +$85K
KAACW
212
DELISTED
Kayne Anderson Acquisition Corp.
KAACW
$81K ﹤0.01%
91,415
-56,083
-38% -$49.2K
CNACW
213
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$65K ﹤0.01%
+269,767
New +$66.8K
CFCOW
214
DELISTED
CF Corporation
CFCOW
$48K ﹤0.01%
+22,759
New +$44.2K
KBLMR
215
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$44K ﹤0.01%
+152,965
New +$51.6K
WRLSR
216
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$42K ﹤0.01%
+104,730
New +$39.9K
BCACW
217
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
$30K ﹤0.01%
+87,224
New +$33.7K
EAGLW
218
DELISTED
Double Eagle Acquisition Corp. Warrant
EAGLW
$25K ﹤0.01%
36,004
-218,765
-86% -$116K
INDUW
219
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
$18K ﹤0.01%
+45,000
New +$18.6K
GTYHW
220
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$16K ﹤0.01%
13,913
-66,205
-83% -$90.9K
BCACR
221
DELISTED
Bison Capital Acquistion Corp Rights
BCACR
$13K ﹤0.01%
+42,372
New +$13.4K
CYHHZ
222
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$9K ﹤0.01%
774,889
+57,498
+8% +$822
DYN.WS.A
223
DELISTED
Dynegy Inc.
DYN.WS.A
$2K ﹤0.01%
10,000
-35,182
-78% -$6.39K
AAPL icon
224
PUT
Apple
AAPL
$4.44T
– –
-6,800
Closed -$245K
ALNY icon
225
CALL
Alnylam Pharmaceuticals
ALNY
$27.2B
– –
-10,700
Closed -$853K
7 8
9
10 11

Similar funds

CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q3 2017 Portfolio in Review

As of Q3 2017, Cowen Inc held 427 positions worth $2.83B, up 53% from $1.85B the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Cowen Inc deployed $786M of net new capital in Q3 2017, opening 118 new positions and adding to 44 existing holdings. Its largest new stake was Kite Pharma, Inc.: 4,200,600 shares worth $755M.

By sector, the portfolio is most concentrated in Communication Services at 26% of assets, up from 4.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Brocade Communications Systems, Inc. NEW, an estimated $140M trimmed.

  • Cowen Inc's largest Q3 2017 buy was Kite Pharma, Inc.: 4,200,600 shares worth $755M.
  • Cowen Inc added most to Time Warner Inc in Q3 2017, an estimated $230M increase.
  • Cowen Inc's biggest Q3 2017 reduction was Brocade Communications Systems, Inc. NEW, cutting an estimated $140M.
  • Cowen Inc fully exited Mobileye N.V. in Q3 2017, selling an estimated $210M.
  • Cowen Inc's ten largest holdings make up 70% of its $2.83B portfolio in Q3 2017.
  • Cowen Inc opened 118 new positions and closed 202 in Q3 2017.
  • Cowen Inc's portfolio value rose 53% quarter-over-quarter to $2.83B.

Based on Cowen Inc's 13F filing for Q3 2017, filed 14 Nov 2017.