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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+8.85%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$2.41B
AUM Growth
+$718M
Cap. Flow
+$656M
Cap. Flow %
27.24%
Top 10 Hldgs %
53.37%
Holding
348
New
118
Increased
54
Reduced
63
Closed
104

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$225M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$130M
3
LVLT
Level 3 Communications Inc
LVLT
+$86M
4
SE
Spectra Energy Corp Wi
SE
+$82.7M
5
TWX
Time Warner Inc
TWX
+$60.6M

Top Sells

Rank Stock Value
1
LNKD
LinkedIn Corporation
LNKD
+$227M
2
SYT
Syngenta Ag
SYT
+$118M
3
STJ
St Jude Medical
STJ
+$86.3M
4
YHOO
Yahoo Inc
YHOO
+$79.4M
5
ACAS
American Capital Ltd
ACAS
+$29.5M

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Industrials 8.11%
3 Healthcare 4.73%
4 Communication Services 4.48%
5 Energy 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLRE
201
DELISTED
KLR Energy Acquisition Corp
KLRE
$390K 0.02%
+37,552
New +$382K
ELEC
202
DELISTED
Electrum Special Acquisition Corporation
ELEC
$386K 0.02%
+38,949
New +$385K
PZE
203
DELISTED
Petrobras Argentina S A
PZE
$383K 0.02%
+54,593
New +$329K
JUNO
204
CALL
DELISTED
Juno Therapeutics, Inc.
JUNO
$379K 0.02%
+20,100
New +$492K
MET icon
205
CALL
MetLife
MET
$62B
$372K 0.02%
7,742
-53,968
-87% -$2.48M
DLTR icon
206
Dollar Tree
DLTR
$24.6B
$352K 0.01%
4,557
-18,788
-80% -$1.51M
DG icon
207
Dollar General
DG
$28.1B
$349K 0.01%
4,709
-20,629
-81% -$1.51M
MDLZ icon
208
Mondelez International
MDLZ
$79.8B
$346K 0.01%
7,805
-96,031
-92% -$4.14M
NE
209
CALL
DELISTED
Noble Corporation
NE
$314K 0.01%
53,000
+23,000
+77% +$135K
UA icon
210
Under Armour Class C
UA
$2.77B
$310K 0.01%
12,316
-36,929
-75% -$1.02M
LULU icon
211
lululemon athletica
LULU
$13.5B
$309K 0.01%
4,754
-8,175
-63% -$488K
OKS
212
DELISTED
Oneok Partners LP
OKS
$290K 0.01%
6,750
– –
AGEN
213
PUT
Agenus
AGEN
$309M
$288K 0.01%
3,567
-504
-12% -$49.5K
PACEW
214
DELISTED
Pace Holdings Corp. Warrants
PACEW
$268K 0.01%
+446,627
New +$217K
BWP
215
DELISTED
Boardwalk Pipeline Partners
BWP
$263K 0.01%
+15,150
New +$259K
GOOGL icon
216
Alphabet (Google) Class A
GOOGL
$4.36T
$250K 0.01%
6,300
-5,800
-48% -$232K
ATVI
217
DELISTED
Activision Blizzard
ATVI
$237K 0.01%
6,570
-66,276
-91% -$2.65M
LGF.B
218
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$236K 0.01%
+9,600
New +$245K
AMPY icon
219
Amplify Energy
AMPY
$159M
$220K 0.01%
+10,602
New +$210K
AGEN
220
Agenus
AGEN
$309M
$216K 0.01%
2,675
+127
+5% +$12.5K
BRQS
221
DELISTED
Borqs Technologies, Inc. Ordinary Shares
BRQS
$213K 0.01%
+107
New +$212K
NXEOW
222
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
$167K 0.01%
+238,782
New +$138K
CDEVW
223
DELISTED
Centennial Resource Development, Inc. Warrants Business Combination
CDEVW
$167K 0.01%
+19,831
New +$120K
DVAX
224
CALL
DELISTED
Dynavax Technologies
DVAX
$130K 0.01%
33,000
+26,000
+371% +$190K
MIIIW
225
DELISTED
M III Acquisition Corp. Warrant
MIIIW
$119K ﹤0.01%
+497,225
New +$107K
7 8
9
10 11

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LC
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Cowen Inc's Q4 2016 Portfolio in Review

As of Q4 2016, Cowen Inc held 348 positions worth $2.41B, up 43% from $1.69B the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Cowen Inc deployed $656M of net new capital in Q4 2016, opening 118 new positions and adding to 54 existing holdings. Its largest new stake was Level 3 Communications Inc: 1,627,165 shares worth $91.7M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 11% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was St Jude Medical, an estimated $86.3M trimmed.

  • Cowen Inc's largest Q4 2016 buy was Level 3 Communications Inc: 1,627,165 shares worth $91.7M.
  • Cowen Inc added most to NXP Semiconductors in Q4 2016, an estimated $225M increase.
  • Cowen Inc's biggest Q4 2016 reduction was St Jude Medical, cutting an estimated $86.3M.
  • Cowen Inc fully exited LinkedIn Corporation in Q4 2016, selling an estimated $227M.
  • Cowen Inc's ten largest holdings make up 53% of its $2.41B portfolio in Q4 2016.
  • Cowen Inc opened 118 new positions and closed 104 in Q4 2016.
  • Cowen Inc's portfolio value rose 43% quarter-over-quarter to $2.41B.

Based on Cowen Inc's 13F filing for Q4 2016, filed 13 Feb 2017.