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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$811M
AUM Growth
+$216M
Cap. Flow
+$198M
Cap. Flow %
24.41%
Top 10 Hldgs %
51.52%
Holding
306
New
91
Increased
66
Reduced
21
Closed
114

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.9M
2
VZ icon
Verizon
VZ
+$78.6M
3
CMCSA icon
Comcast
CMCSA
+$49.3M
4
FRX
FOREST LABORATORIES INC
FRX
+$41.9M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$38.7M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$33.9M
2
OMC icon
Omnicom Group
OMC
+$11.9M
3
VIRX
Viracta Therapeutics, Inc. Common Stock
VIRX
+$3.44M
4
ASH icon
Ashland
ASH
+$3.43M
5
TT icon
Trane Technologies
TT
+$2.59M

Sector Composition

Rank Sector Weight
1 Communication Services 22.06%
2 Technology 10.32%
3 Healthcare 9.18%
4 Financials 6.95%
5 Energy 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRM icon
201
PUT
Salesforce
CRM
$148B
– –
-7,000
Closed -$386K
CSCO icon
202
PUT
Cisco
CSCO
$458B
– –
-170,000
Closed -$3.81M
CYH icon
203
CALL
Community Health Systems
CYH
$386M
– –
-98,131
Closed -$3.18M
FMC icon
204
CALL
FMC
FMC
$1.43B
– –
-29,978
Closed -$1.96M
FNF icon
205
CALL
Fidelity National Financial
FNF
$13.9B
– –
-773,649
Closed -$14.3M
GERN icon
206
Geron
GERN
$866M
– –
-13,225
Closed -$59K
B
207
Barrick Mining
B
$61.6B
– –
-25,000
Closed -$441K
GOOG icon
208
Alphabet (Google) Class C
GOOG
$4.21T
– –
-52,195
Closed -$1.46M
HAL icon
209
CALL
Halliburton
HAL
$26.8B
– –
-157,500
Closed -$7.99M
HLF icon
210
Herbalife
HLF
$1.26B
– –
-21,150
Closed -$832K
INVA icon
211
Innoviva
INVA
$1.55B
– –
-49,646
Closed -$1.43M
ITW icon
212
Illinois Tool Works
ITW
$81.4B
– –
-29,900
Closed -$2.51M
IWM icon
213
PUT
iShares Russell 2000 ETF
IWM
$80.3B
– –
-519,000
Closed -$59.9M
JNJ icon
214
Johnson & Johnson
JNJ
$613B
– –
-1,800
Closed -$165K
JNJ icon
215
PUT
Johnson & Johnson
JNJ
$613B
– –
-20,000
Closed -$1.83M
LAMR icon
216
CALL
Lamar Advertising Co
LAMR
$16.3B
– –
-344,500
Closed -$18M
LAMR icon
217
PUT
Lamar Advertising Co
LAMR
$16.3B
– –
-296,800
Closed -$15.5M
LYB icon
218
CALL
LyondellBasell Industries
LYB
$19.7B
– –
-123,700
Closed -$9.93M
LYB icon
219
PUT
LyondellBasell Industries
LYB
$19.7B
– –
-25,000
Closed -$2.01M
MTN icon
220
Vail Resorts
MTN
$5.38B
– –
-31,900
Closed -$2.4M
MYGN icon
221
Myriad Genetics
MYGN
$284M
– –
-3,000
Closed -$63K
MYGN icon
222
PUT
Myriad Genetics
MYGN
$284M
– –
-20,000
Closed -$420K
NBIX icon
223
CALL
Neurocrine Biosciences
NBIX
$17.1B
– –
-10,000
Closed -$93K
OLN icon
224
CALL
Olin
OLN
$2.13B
– –
-35,000
Closed -$1.01M
PARA
225
DELISTED
Paramount Global Class B
PARA
– –
-40,300
Closed -$2.57M
7 8
9
10 11

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LC
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LIC
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CB
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HA
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KPAG
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CW
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SIM
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Cowen Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Cowen Inc held 306 positions worth $811M, up 36% from $595M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Cowen Inc deployed $198M of net new capital in Q1 2014, opening 91 new positions and adding to 66 existing holdings. Its largest new stake was Verizon: 1,661,061 shares worth $79M.

By sector, the portfolio is most concentrated in Communication Services at 22% of assets, up from 3.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Omnicom Group, an estimated $11.9M trimmed.

  • Cowen Inc's largest Q1 2014 buy was Verizon: 1,661,061 shares worth $79M.
  • Cowen Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $98.9M increase.
  • Cowen Inc's biggest Q1 2014 reduction was Omnicom Group, cutting an estimated $11.9M.
  • Cowen Inc fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $33.9M.
  • Cowen Inc's ten largest holdings make up 52% of its $811M portfolio in Q1 2014.
  • Cowen Inc opened 91 new positions and closed 114 in Q1 2014.
  • Cowen Inc's portfolio value rose 36% quarter-over-quarter to $811M.

Based on Cowen Inc's 13F filing for Q1 2014, filed 16 May 2014.