CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 56.08%
This Quarter Est. Return
1 Year Est. Return
+56.08%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
440
New
Increased
Reduced
Closed

Top Buys

1
+$79.6M
2
+$56.7M
3
+$51.8M
4
WP
Worldpay, Inc.
WP
+$48.9M
5
FDC
First Data Corporation
FDC
+$34.3M

Top Sells

1
+$64.9M
2
+$37.2M
3
+$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
+$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
+$25.1M

Sector Composition

1 Technology 16.77%
2 Healthcare 16.66%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BROGR
176
DELISTED
Twelve Seas Investment Company Rights
BROGR
$192K 0.02%
710,579
-418,079
NRXP icon
177
NRX Pharmaceuticals
NRXP
$66.9M
$167K 0.02%
1,613
-1,550
MRK icon
178
Merck
MRK
$255B
$166K 0.02%
+2,096
SPAQ.WS
179
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
$158K 0.02%
143,651
-37,936
CTST
180
DELISTED
CannTrust Holdings Inc. Common Share
CTST
$155K 0.02%
+20,000
BCS icon
181
Barclays
BCS
$80.6B
$150K 0.02%
+19,090
VRRM icon
182
Verra Mobility
VRRM
$3.49B
$150K 0.02%
+12,569
CHAC.U
183
DELISTED
Chardan Healthcare Acquisition Corp.
CHAC.U
$145K 0.02%
+14,475
LACQW
184
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$144K 0.02%
320,098
-154,055
BFIIW
185
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$142K 0.02%
590,773
-252,403
LLY icon
186
Eli Lilly
LLY
$925B
$130K 0.01%
+1,000
SRRA
187
DELISTED
Sierra Oncology, Inc. Common Stock
SRRA
$128K 0.01%
1,875
+625
NESRW
188
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$127K 0.01%
111,363
-11,276
HOUS icon
189
Anywhere Real Estate
HOUS
$1.6B
$125K 0.01%
+11,000
AR icon
190
Antero Resources
AR
$11.3B
$124K 0.01%
14,000
-23,500
CMSSR
191
DELISTED
CM Seven Star Acquisition Corporation Right
CMSSR
$123K 0.01%
372,171
+202,882
ANDAR
192
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$121K 0.01%
+355,563
TBRGW
193
DELISTED
Thunder Bridge Acquisition, Ltd. Warrant
TBRGW
$113K 0.01%
157,800
+147,390
PACK icon
194
Ranpak Holdings
PACK
$421M
$112K 0.01%
10,960
-33,226
LHC.WS
195
DELISTED
Leo Holdings Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exe
LHC.WS
$108K 0.01%
138,190
-210,485
SAMAW
196
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
$104K 0.01%
+334,390
CIC.WS
197
DELISTED
Capitol Investment Corp. IV
CIC.WS
$94K 0.01%
68,450
+37,011
NKLA
198
DELISTED
Nikola Corporation Common Stock
NKLA
$89K 0.01%
38,996
-127
KLAC icon
199
KLA
KLAC
$159B
$75K 0.01%
+624
FTACW
200
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
$73K 0.01%
+80,671
6 7
8
9 10