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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+19.66%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$1.09B
Cap. Flow
+$510M
Cap. Flow %
46.63%
Top 10 Hldgs %
33.14%
Holding
718
New
227
Increased
116
Reduced
134
Closed
218

Top Buys

Rank Stock Value
1
CA
CA, Inc.
CA
+$44.2M
2
COL
Rockwell Collins
COL
+$26.7M
3
IDTI
Integrated Device Technology I
IDTI
+$25.7M
4
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$23.3M
5
AET
Aetna Inc
AET
+$21.5M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$53.2M
2
NXPI icon
NXP Semiconductors
NXPI
+$34.4M
3
EVHC
Envision Healthcare Holdings Inc
EVHC
+$34.1M
4
EA icon
Electronic Arts
EA
+$15.8M
5
STC icon
Stewart Information Services
STC
+$12.3M

Sector Composition

Rank Sector Weight
1 Technology 17.02%
2 Healthcare 11.87%
3 Financials 11.07%
4 Communication Services 9.37%
5 Industrials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPK icon
176
HighPeak Energy
HPK
$897M
$608K 0.06%
62,688
-126,079
-67% -$1.22M
ALDX icon
177
Aldeyra Therapeutics
ALDX
$94.1M
$600K 0.05%
+43,500
New +$353K
FPAC.U
178
DELISTED
Far Point Acquisition Corporation Units, each consisting of one share of Class A common stock, $0.00
FPAC.U
$596K 0.05%
+57,996
New +$591K
BRACU
179
DELISTED
Black Ridge Acquisition Corp. Unit
BRACU
$558K 0.05%
50,000
-49,002
-49% -$524K
KAACW
180
DELISTED
Kayne Anderson Acquisition Corp.
KAACW
$557K 0.05%
+400,837
New +$592K
GD icon
181
General Dynamics
GD
$103B
$553K 0.05%
2,700
-1,800
-40% -$352K
OSB
182
DELISTED
Norbord Inc.
OSB
$552K 0.05%
+16,666
New +$651K
WSC icon
183
WillScot Mobile Mini Holdings
WSC
$4.42B
$546K 0.05%
+31,843
New +$522K
TFCFA
184
PUT
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$545K 0.05%
896,600
+715,600
+395% +$32.8M
SCHW
185
Charles Schwab
SCHW
$183B
$541K 0.05%
11,000
-5,500
-33% -$281K
LITE icon
186
Lumentum
LITE
$56.5B
$524K 0.05%
+8,742
New +$523K
CIC.U
187
DELISTED
Capitol Investment Corp. IV
CIC.U
$519K 0.05%
50,002
-5,157
-9% -$53.4K
IBM icon
188
IBM
IBM
$208B
$499K 0.05%
3,452
-1,203
-26% -$168K
DELL icon
189
PUT
Dell
DELL
$265B
$498K 0.05%
+243,369
New +$6.49M
MPACW
190
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
$492K 0.05%
+655,973
New +$494K
IDTI
191
CALL
DELISTED
Integrated Device Technology I
IDTI
$488K 0.04%
+66,500
New +$2.57M
VEAC
192
DELISTED
Vantage Energy Acquisition Corp. Class A
VEAC
$482K 0.04%
48,335
-23,541
-33% -$234K
AHCO icon
193
AdaptHealth
AHCO
$1.45B
$477K 0.04%
49,044
+12,887
+36% +$125K
NOC icon
194
Northrop Grumman
NOC
$77B
$476K 0.04%
1,500
-500
-25% -$152K
COF icon
195
Capital One
COF
$127B
$475K 0.04%
5,000
– –
SPY icon
196
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$788B
$473K 0.04%
438,200
+29,800
+7% +$8.49M
ACEL icon
197
Accel Entertainment
ACEL
$974M
$455K 0.04%
45,151
+32,100
+246% +$323K
MFC icon
198
Manulife Financial
MFC
$74.3B
$447K 0.04%
+24,971
New +$454K
LHC.WS
199
DELISTED
Leo Holdings Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exe
LHC.WS
$445K 0.04%
350,048
+72,452
+26% +$83.7K
PZZA icon
200
Papa John's
PZZA
$986M
$436K 0.04%
+8,500
New +$393K
6 7
8
9 10

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LC
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LIC
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CB
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HA
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KPAG
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CW
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SIM
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Cowen Inc's Q3 2018 Portfolio in Review

As of Q3 2018, Cowen Inc held 718 positions worth $1.09B, up 46,337% from $2.36M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Cowen Inc deployed $510M of net new capital in Q3 2018, opening 227 new positions and adding to 116 existing holdings. Its largest new stake was CA, Inc.: 1,024,715 shares worth $45.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 26% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Shire pic, an estimated $53.2M trimmed.

  • Cowen Inc's largest Q3 2018 buy was CA, Inc.: 1,024,715 shares worth $45.2M.
  • Cowen Inc added most to Rockwell Collins in Q3 2018, an estimated $26.7M increase.
  • Cowen Inc's biggest Q3 2018 reduction was Shire pic, cutting an estimated $53.2M.
  • Cowen Inc fully exited NXP Semiconductors in Q3 2018, selling an estimated $34.4M.
  • Cowen Inc's ten largest holdings make up 33% of its $1.09B portfolio in Q3 2018.
  • Cowen Inc opened 227 new positions and closed 218 in Q3 2018.
  • Cowen Inc's portfolio value rose 46,337% quarter-over-quarter to $1.09B.

Based on Cowen Inc's 13F filing for Q3 2018, filed 13 Nov 2018.