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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+8.85%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$2.41B
AUM Growth
+$718M
Cap. Flow
+$656M
Cap. Flow %
27.24%
Top 10 Hldgs %
53.37%
Holding
348
New
118
Increased
54
Reduced
63
Closed
104

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$225M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$130M
3
LVLT
Level 3 Communications Inc
LVLT
+$86M
4
SE
Spectra Energy Corp Wi
SE
+$82.7M
5
TWX
Time Warner Inc
TWX
+$60.6M

Top Sells

Rank Stock Value
1
LNKD
LinkedIn Corporation
LNKD
+$227M
2
SYT
Syngenta Ag
SYT
+$118M
3
STJ
St Jude Medical
STJ
+$86.3M
4
YHOO
Yahoo Inc
YHOO
+$79.4M
5
ACAS
American Capital Ltd
ACAS
+$29.5M

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Industrials 8.11%
3 Healthcare 4.73%
4 Communication Services 4.48%
5 Energy 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCUL icon
176
Ocular Therapeutix
OCUL
$1.82B
$597K 0.02%
71,375
+2,975
+4% +$23.1K
NEXT icon
177
NextDecade
NEXT
$1.76B
$574K 0.02%
+56,700
New +$574K
MNK
178
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$569K 0.02%
+11,425
New +$673K
IBB icon
179
iShares Biotechnology ETF
IBB
$9.35B
$557K 0.02%
+6,300
New +$573K
NYRT
180
CALL
DELISTED
New York REIT, Inc.
NYRT
$557K 0.02%
+5,500
New +$527K
ISD
181
PGIM High Yield Bond Fund
ISD
$414M
$550K 0.02%
35,500
-7,500
-17% -$116K
FG
182
DELISTED
FGL Holdings Ordinary Shares
FG
$543K 0.02%
54,720
-2,447
-4% -$24.1K
MMP
183
DELISTED
Magellan Midstream Partners, L.P.
MMP
$528K 0.02%
6,984
-1,600
-19% -$112K
GD icon
184
General Dynamics
GD
$104B
$527K 0.02%
3,051
-727
-19% -$119K
HZNP
185
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$519K 0.02%
+32,100
New +$582K
HYT icon
186
BlackRock Corporate High Yield Fund
HYT
$1.36B
$505K 0.02%
46,634
-29,149
-38% -$307K
RTN
187
DELISTED
Raytheon Company
RTN
$504K 0.02%
3,550
-3,693
-51% -$525K
ALNY icon
188
PUT
Alnylam Pharmaceuticals
ALNY
$27.3B
$498K 0.02%
13,300
+3,300
+33% +$138K
WYIG
189
DELISTED
JM Global Holding Company
WYIG
$494K 0.02%
+50,000
New +$494K
ZEN
190
DELISTED
ZENDESK INC
ZEN
$487K 0.02%
+22,961
New +$556K
NBIX icon
191
CALL
Neurocrine Biosciences
NBIX
$16.7B
$484K 0.02%
+12,500
New +$566K
NOC icon
192
Northrop Grumman
NOC
$77.3B
$477K 0.02%
2,051
-658
-24% -$153K
SFLY
193
DELISTED
Shutterfly, Inc.
SFLY
$477K 0.02%
9,500
+1,774
+23% +$86K
PNK
194
DELISTED
Pinnacle Entertainment Inc.
PNK
$447K 0.02%
30,832
-47,344
-61% -$632K
COF icon
195
Capital One
COF
$128B
$436K 0.02%
5,000
– –
JPM icon
196
PUT
JPMorgan Chase
JPM
$937B
$431K 0.02%
+5,000
New +$381K
ALNY icon
197
Alnylam Pharmaceuticals
ALNY
$27.3B
$419K 0.02%
11,200
+7,200
+180% +$301K
EPD icon
198
Enterprise Products Partners
EPD
$82B
$413K 0.02%
15,290
-12,870
-46% -$335K
OCIP
199
DELISTED
OCI Partners LP
OCIP
$412K 0.02%
+49,395
New +$316K
ETP
200
DELISTED
Energy Transfer Partners L.p.
ETP
$405K 0.02%
11,313
-10,675
-49% -$381K
6 7
8
9 10

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LC
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LIC
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CB
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HA
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KPAG
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CW
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Cowen Inc's Q4 2016 Portfolio in Review

As of Q4 2016, Cowen Inc held 348 positions worth $2.41B, up 43% from $1.69B the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Cowen Inc deployed $656M of net new capital in Q4 2016, opening 118 new positions and adding to 54 existing holdings. Its largest new stake was Level 3 Communications Inc: 1,627,165 shares worth $91.7M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 11% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was St Jude Medical, an estimated $86.3M trimmed.

  • Cowen Inc's largest Q4 2016 buy was Level 3 Communications Inc: 1,627,165 shares worth $91.7M.
  • Cowen Inc added most to NXP Semiconductors in Q4 2016, an estimated $225M increase.
  • Cowen Inc's biggest Q4 2016 reduction was St Jude Medical, cutting an estimated $86.3M.
  • Cowen Inc fully exited LinkedIn Corporation in Q4 2016, selling an estimated $227M.
  • Cowen Inc's ten largest holdings make up 53% of its $2.41B portfolio in Q4 2016.
  • Cowen Inc opened 118 new positions and closed 104 in Q4 2016.
  • Cowen Inc's portfolio value rose 43% quarter-over-quarter to $2.41B.

Based on Cowen Inc's 13F filing for Q4 2016, filed 13 Feb 2017.