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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$970M
AUM Growth
+$79.3M
Cap. Flow
+$89.2M
Cap. Flow %
9.2%
Top 10 Hldgs %
41.13%
Holding
388
New
141
Increased
85
Reduced
42
Closed
92

Top Buys

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$39.1M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$35.4M
3
THI
TIM HORTONS INC COM, CANADA
THI
+$27.9M
4
DTV
DIRECTV COM STK (DE)
DTV
+$19.1M
5
ROC
ROCKWOOD HLDGS INC
ROC
+$18.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$72.8M
2
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$17.7M
3
SUSS
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
+$16.8M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$13.2M
5
BEAV
B/E Aerospace Inc
BEAV
+$6.19M

Sector Composition

Rank Sector Weight
1 Energy 11.4%
2 Technology 10.93%
3 Communication Services 10.22%
4 Healthcare 7.98%
5 Consumer Discretionary 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKE icon
176
Oneok
OKE
$56.2B
$597K 0.06%
+9,110
New +$610K
QLIK
177
PUT
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$595K 0.06%
+22,000
New +$576K
SPH icon
178
Suburban Propane Partners
SPH
$1.23B
$570K 0.06%
12,797
+250
+2% +$11.1K
OUTR
179
PUT
DELISTED
OUTERWALL INC
OUTR
$561K 0.06%
+10,000
New +$580K
SDS icon
180
ProShares UltraShort S&P500
SDS
$419M
$555K 0.06%
225
-225
-50% -$558K
ANN
181
DELISTED
ANN INC
ANN
$553K 0.06%
+13,448
New +$531K
TIBX
182
DELISTED
TIBCO SOFTWARE INC
TIBX
$548K 0.06%
+23,200
New +$474K
GILD icon
183
CALL
Gilead Sciences
GILD
$161B
$532K 0.05%
+5,000
New +$490K
D icon
184
Dominion Energy
D
$61.4B
$518K 0.05%
7,500
– –
OUTR
185
DELISTED
OUTERWALL INC
OUTR
$505K 0.05%
9,000
-13,500
-60% -$783K
SGYP
186
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$501K 0.05%
+180,000
New +$653K
JBLU icon
187
CALL
JetBlue
JBLU
$2.29B
$496K 0.05%
+46,700
New +$533K
EOG icon
188
EOG Resources
EOG
$77.9B
$495K 0.05%
5,000
+2,750
+122% +$299K
JAZZ icon
189
Jazz Pharmaceuticals
JAZZ
$15.9B
$490K 0.05%
3,050
-1,000
-25% -$154K
CTCT
190
DELISTED
CONSTANT CONTACT, INC COM
CTCT
$475K 0.05%
17,500
+4,500
+35% +$141K
GEL icon
191
Genesis Energy
GEL
$1.85B
$474K 0.05%
9,000
– –
IBB icon
192
CALL
iShares Biotechnology ETF
IBB
$9.3B
$465K 0.05%
+5,100
New +$448K
YCS icon
193
ProShares UltraShort Yen
YCS
$29.9M
$455K 0.05%
24,000
– –
SWC
194
CALL
DELISTED
Stillwater Mining Co
SWC
$439K 0.05%
+29,200
New +$524K
SIGA icon
195
SIGA Technologies
SIGA
$228M
$420K 0.04%
290,665
+83,411
+40% +$163K
CIEN icon
196
Ciena
CIEN
$53.9B
$418K 0.04%
+25,000
New +$490K
BIIB icon
197
Biogen
BIIB
$30.3B
$414K 0.04%
1,250
+150
+14% +$49.5K
COF icon
198
Capital One
COF
$127B
$408K 0.04%
5,000
– –
EAT icon
199
Brinker International
EAT
$9.06B
$406K 0.04%
+8,000
New +$384K
CBST
200
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$406K 0.04%
6,125
-2,000
-25% -$131K
6 7
8
9 10

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CAM
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LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q3 2014 Portfolio in Review

As of Q3 2014, Cowen Inc held 388 positions worth $970M, up 8.9% from $891M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cowen Inc deployed $89.2M of net new capital in Q3 2014, opening 141 new positions and adding to 85 existing holdings. Its largest new stake was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 5.4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $17.7M trimmed.

  • Cowen Inc's largest Q3 2014 buy was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.
  • Cowen Inc added most to TIME WARNER CABLE INC NEW COM STK in Q3 2014, an estimated $35.4M increase.
  • Cowen Inc's biggest Q3 2014 reduction was COVIDIEN PLC COM SHS NEW (IRELAND), cutting an estimated $17.7M.
  • Cowen Inc fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $72.8M.
  • Cowen Inc's ten largest holdings make up 41% of its $970M portfolio in Q3 2014.
  • Cowen Inc opened 141 new positions and closed 92 in Q3 2014.
  • Cowen Inc's portfolio value rose 8.9% quarter-over-quarter to $970M.

Based on Cowen Inc's 13F filing for Q3 2014, filed 17 Nov 2014.