We are live on ! Find out more
CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$811M
AUM Growth
+$216M
Cap. Flow
+$198M
Cap. Flow %
24.41%
Top 10 Hldgs %
51.52%
Holding
306
New
91
Increased
66
Reduced
21
Closed
114

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.9M
2
VZ icon
Verizon
VZ
+$78.6M
3
CMCSA icon
Comcast
CMCSA
+$49.3M
4
FRX
FOREST LABORATORIES INC
FRX
+$41.9M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$38.7M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$33.9M
2
OMC icon
Omnicom Group
OMC
+$11.9M
3
VIRX
Viracta Therapeutics, Inc. Common Stock
VIRX
+$3.44M
4
ASH icon
Ashland
ASH
+$3.43M
5
TT icon
Trane Technologies
TT
+$2.59M

Sector Composition

Rank Sector Weight
1 Communication Services 22.06%
2 Technology 10.32%
3 Healthcare 9.18%
4 Financials 6.95%
5 Energy 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTPH
176
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$200K 0.02%
920
+170
+23% +$47.4K
CSE
177
DELISTED
CAPITALSOURCE INC
CSE
$187K 0.02%
+12,784
New +$183K
NDZ
178
DELISTED
NORDION INC COM STK (CDA)
NDZ
$173K 0.02%
+15,000
New +$146K
EUO icon
179
ProShares UltraShort Euro
EUO
$34.9M
$169K 0.02%
+10,000
New +$171K
ARWR icon
180
Arrowhead Research
ARWR
$11.9B
$164K 0.02%
+10,000
New +$176K
MNKD icon
181
MannKind Corp
MNKD
$1.21B
$128K 0.02%
6,360
+1,560
+33% +$44.4K
PACT
182
PUT
DELISTED
PACTERA TECHNOLOGY INTL LTD SPONSORED ADR
PACT
$102K 0.01%
14,050
-88,450
-86% -$634K
PRKR
183
DELISTED
Parkervision Inc
PRKR
$96K 0.01%
2,000
– –
CBR
184
DELISTED
CIBER Inc.
CBR
$80K 0.01%
+17,400
New +$75.4K
GST
185
DELISTED
Gastar Exploration Inc.
GST
$67K 0.01%
+12,200
New +$74.5K
RLJE
186
DELISTED
RLJ Entertainment, Inc.
RLJE
$60K 0.01%
4,501
– –
PACB icon
187
Pacific Biosciences
PACB
$438M
$54K 0.01%
+10,100
New +$63.8K
ATRS
188
DELISTED
Antares Pharma, Inc.
ATRS
$53K 0.01%
15,000
– –
ACGN
189
DELISTED
Aceragen Inc
ACGN
$41K 0.01%
+74
New +$50.6K
MY
190
DELISTED
CHINA MING YANG WIND PWR GRP LTD ADS RSPTG 1 ORD SHS (CHINA)
MY
$32K ﹤0.01%
+11,400
New +$34.2K
AGIG
191
Abundia Global Impact Group
AGIG
$41.5M
$21K ﹤0.01%
304
– –
CYHHZ
192
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$2K ﹤0.01%
+25,100
New +$1.39K
AA icon
193
CALL
Alcoa
AA
$11.9B
– –
-15,397
Closed -$393K
AAL icon
194
CALL
American Airlines Group
AAL
$10.1B
– –
-55,500
Closed -$1.4M
AAL icon
195
American Airlines Group
AAL
$10.1B
– –
-77,985
Closed -$1.97M
ALSN icon
196
Allison Transmission
ALSN
$9.57B
– –
-17,092
Closed -$472K
AMAT icon
197
CALL
Applied Materials
AMAT
$405B
– –
-416,200
Closed -$7.36M
APD icon
198
PUT
Air Products & Chemicals
APD
$65.3B
– –
-24,539
Closed -$2.54M
ASH icon
199
PUT
Ashland
ASH
$3.29B
– –
-106,084
Closed -$5.04M
CRM icon
200
Salesforce
CRM
$149B
– –
-5,000
Closed -$276K
6 7
8
9 10

Similar funds

CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Cowen Inc held 306 positions worth $811M, up 36% from $595M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Cowen Inc deployed $198M of net new capital in Q1 2014, opening 91 new positions and adding to 66 existing holdings. Its largest new stake was Verizon: 1,661,061 shares worth $79M.

By sector, the portfolio is most concentrated in Communication Services at 22% of assets, up from 3.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Omnicom Group, an estimated $11.9M trimmed.

  • Cowen Inc's largest Q1 2014 buy was Verizon: 1,661,061 shares worth $79M.
  • Cowen Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $98.9M increase.
  • Cowen Inc's biggest Q1 2014 reduction was Omnicom Group, cutting an estimated $11.9M.
  • Cowen Inc fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $33.9M.
  • Cowen Inc's ten largest holdings make up 52% of its $811M portfolio in Q1 2014.
  • Cowen Inc opened 91 new positions and closed 114 in Q1 2014.
  • Cowen Inc's portfolio value rose 36% quarter-over-quarter to $811M.

Based on Cowen Inc's 13F filing for Q1 2014, filed 16 May 2014.