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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$678M
AUM Growth
-$311M
Cap. Flow
-$330M
Cap. Flow %
-48.71%
Top 10 Hldgs %
51.86%
Holding
377
New
112
Increased
34
Reduced
47
Closed
160

Top Buys

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$21.4M
2
NYX
NYSE EURONEXT INC
NYX
+$12.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$6.62M
4
GCOM
GLOBECOMM SYSTEMS INC
GCOM
+$6.6M
5
MOLXA
MOLEX INC CL-A
MOLXA
+$5.72M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$133M
2
SFD
SMITHFIELD FOODS,INC
SFD
+$53.9M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$21.8M
4
BMC
BMC SOFTWARE, INC
BMC
+$19.9M
5
VHC icon
VirnetX Holding Corp
VHC
+$19.2M

Sector Composition

Rank Sector Weight
1 Healthcare 4.22%
2 Financials 3.79%
3 Energy 2.68%
4 Technology 2.21%
5 Industrials 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
176
CALL
Occidental Petroleum
OXY
$56.2B
$253K 0.04%
2,818
-28,495
-91% -$2.45M
PACW
177
DELISTED
PacWest Bancorp
PACW
$253K 0.04%
+7,376
New +$250K
WPZ
178
DELISTED
Williams Partners L.P.
WPZ
$242K 0.04%
+5,305
New +$235K
CY
179
PUT
DELISTED
Cypress Semiconductor
CY
$234K 0.03%
+25,000
New +$292K
MDGL icon
180
CALL
Madrigal Pharmaceuticals
MDGL
$10.7B
$221K 0.03%
+1,000
New +$213K
CSE
181
DELISTED
CAPITALSOURCE INC
CSE
$210K 0.03%
+17,700
New +$200K
FTNT icon
182
CALL
Fortinet
FTNT
$118B
$203K 0.03%
50,000
-807,000
-94% -$3.27M
META icon
183
Meta Platforms (Facebook)
META
$1.4T
$201K 0.03%
+4,000
New +$149K
UNH icon
184
UnitedHealth
UNH
$381B
$201K 0.03%
+2,800
New +$200K
OPTR
185
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
$171K 0.03%
13,581
-134,067
-91% -$1.78M
TTHI
186
DELISTED
TRANSITION THERAPEUTICS INC (CANADA)
TTHI
$150K 0.02%
36,600
– –
RVBD
187
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$146K 0.02%
+10,000
New +$160K
NBIX icon
188
CALL
Neurocrine Biosciences
NBIX
$16.8B
$113K 0.02%
+10,000
New +$137K
AMRS
189
DELISTED
Amyris Inc.
AMRS
$99K 0.01%
+2,853
New +$116K
PRKR
190
DELISTED
Parkervision Inc
PRKR
$94K 0.01%
+2,800
New +$112K
MTEM
191
DELISTED
Molecular Templates, Inc.
MTEM
$93K 0.01%
121
– –
RSYS
192
DELISTED
Radisys Corp
RSYS
$91K 0.01%
+28,400
New +$114K
SGEN
193
DELISTED
Seagen Inc. Common Stock
SGEN
$88K 0.01%
2,000
-3,000
-60% -$125K
TRQ
194
DELISTED
Turquoise Hill Resources Ltd
TRQ
$75K 0.01%
2,208
– –
RIC
195
DELISTED
Richmont Mines Inc.
RIC
$74K 0.01%
+52,300
New +$80.4K
RLJE
196
DELISTED
RLJ Entertainment, Inc.
RLJE
$74K 0.01%
4,501
– –
MWW
197
DELISTED
Monster Worldwide Inc
MWW
$72K 0.01%
+16,200
New +$79.4K
NIHD
198
CALL
DELISTED
NII HOLDINGS INC CL B
NIHD
$64K 0.01%
+10,600
New +$71.5K
BTG icon
199
B2Gold
BTG
$5B
$62K 0.01%
+25,000
New +$67.6K
NGD
200
DELISTED
New Gold Inc
NGD
$62K 0.01%
+10,300
New +$70.2K
6 7
8
9 10

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LC
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Cowen Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Inc held 377 positions worth $678M, down 31% from $988M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Cowen Inc withdrew a net $330M in Q3 2013, closing 160 positions and reducing 47 holdings. Its most notable exit was SMITHFIELD FOODS,INC, an estimated $53.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 4.2% of assets, down from 6.4% a quarter earlier, followed by Financials and Energy.

Against the trend, Cowen Inc opened a new position in ONYX PHARMACEUTICALS INC worth $21.1M.

  • Cowen Inc's largest Q3 2013 buy was ONYX PHARMACEUTICALS INC: 168,961 shares worth $21.1M.
  • Cowen Inc added most to NYSE EURONEXT INC in Q3 2013, an estimated $12.2M increase.
  • Cowen Inc's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $133M.
  • Cowen Inc fully exited SMITHFIELD FOODS,INC in Q3 2013, selling an estimated $53.9M.
  • Cowen Inc's ten largest holdings make up 52% of its $678M portfolio in Q3 2013.
  • Cowen Inc opened 112 new positions and closed 160 in Q3 2013.
  • Cowen Inc's portfolio value fell 31% quarter-over-quarter to $678M.

Based on Cowen Inc's 13F filing for Q3 2013, filed 15 Nov 2013.