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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+23.03%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$2.83B
AUM Growth
+$977M
Cap. Flow
+$786M
Cap. Flow %
27.81%
Top 10 Hldgs %
70.29%
Holding
427
New
118
Increased
44
Reduced
47
Closed
202

Top Buys

Rank Stock Value
1
KITE
Kite Pharma, Inc.
KITE
+$585M
2
TWX
Time Warner Inc
TWX
+$230M
3
NXPI icon
NXP Semiconductors
NXPI
+$226M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$214M
5
BCR
CR Bard Inc.
BCR
+$91.7M

Top Sells

Rank Stock Value
1
MBLY
Mobileye N.V.
MBLY
+$210M
2
BRCD
Brocade Communications Systems, Inc. NEW
BRCD
+$140M
3
ALR
Alere Inc
ALR
+$46.2M
4
HUN icon
Huntsman Corp
HUN
+$31M
5
WFM
Whole Foods Market Inc
WFM
+$22.9M

Sector Composition

Rank Sector Weight
1 Communication Services 26.29%
2 Technology 12.86%
3 Industrials 2.27%
4 Utilities 2.1%
5 Healthcare 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RARE icon
151
Ultragenyx Pharmaceutical
RARE
$2.56B
$648K 0.02%
+12,175
New +$721K
GOOG icon
152
Alphabet (Google) Class C
GOOG
$4.08T
$634K 0.02%
13,220
-19,800
-60% -$922K
SNCR
153
DELISTED
Synchronoss Technologies
SNCR
$624K 0.02%
7,433
+6,877
+1,237% +$957K
GD icon
154
General Dynamics
GD
$103B
$617K 0.02%
3,000
– –
VYX icon
155
NCR Voyix
VYX
$1.12B
$600K 0.02%
26,080
+26,052
+93,043% +$599K
USWS
156
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$592K 0.02%
+2,874
New +$586K
IBM icon
157
IBM
IBM
$209B
$580K 0.02%
4,184
-523
-11% -$72.9K
NOC icon
158
Northrop Grumman
NOC
$76B
$575K 0.02%
2,000
– –
HOLX
159
DELISTED
Hologic
HOLX
$550K 0.02%
15,000
+10,000
+200% +$404K
P
160
DELISTED
Pandora Media Inc
P
$535K 0.02%
+69,500
New +$597K
ISD
161
PGIM High Yield Bond Fund
ISD
$415M
$534K 0.02%
35,000
-500
-1% -$7.62K
EPD icon
162
Enterprise Products Partners
EPD
$82.5B
$533K 0.02%
20,455
-12,580
-38% -$333K
SMPLW
163
DELISTED
The Simply Good Foods Company Warrant
SMPLW
$533K 0.02%
+224,360
New +$548K
XONE
164
DELISTED
The ExOne Company
XONE
$511K 0.02%
+45,000
New +$443K
BAC icon
165
Bank of America
BAC
$433B
$507K 0.02%
+20,000
New +$485K
TWO
166
Two Harbors Investment
TWO
$1.27B
$504K 0.02%
+6,250
New +$500K
HYT icon
167
BlackRock Corporate High Yield Fund
HYT
$1.36B
$494K 0.02%
43,737
-387
-0.9% -$4.31K
SPH icon
168
Suburban Propane Partners
SPH
$1.23B
$490K 0.02%
18,800
-1,650
-8% -$40.3K
FLNT
169
Fluent
FLNT
$104M
$467K 0.02%
+15,876
New +$462K
OSPRU
170
DELISTED
Osprey Energy Acquisition Corp. Unit
OSPRU
$467K 0.02%
+47,013
New +$470K
NXEOW
171
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
$444K 0.02%
1,008,335
+989,475
+5,246% +$489K
KBLMU
172
DELISTED
KBL Merger Corp. IV Unit
KBLMU
$442K 0.02%
43,347
-1,186,018
-96% -$12.1M
ZAYO
173
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$438K 0.02%
+12,725
New +$422K
JNJ icon
174
Johnson & Johnson
JNJ
$617B
$436K 0.02%
3,356
+1,800
+116% +$239K
COF icon
175
Capital One
COF
$129B
$423K 0.02%
5,000
– –
5 6
7
8 9

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LC
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LIC
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CB
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HA
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KPAG
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CW
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SIM
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Cowen Inc's Q3 2017 Portfolio in Review

As of Q3 2017, Cowen Inc held 427 positions worth $2.83B, up 53% from $1.85B the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Cowen Inc deployed $786M of net new capital in Q3 2017, opening 118 new positions and adding to 44 existing holdings. Its largest new stake was Kite Pharma, Inc.: 4,200,600 shares worth $755M.

By sector, the portfolio is most concentrated in Communication Services at 26% of assets, up from 4.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Brocade Communications Systems, Inc. NEW, an estimated $140M trimmed.

  • Cowen Inc's largest Q3 2017 buy was Kite Pharma, Inc.: 4,200,600 shares worth $755M.
  • Cowen Inc added most to Time Warner Inc in Q3 2017, an estimated $230M increase.
  • Cowen Inc's biggest Q3 2017 reduction was Brocade Communications Systems, Inc. NEW, cutting an estimated $140M.
  • Cowen Inc fully exited Mobileye N.V. in Q3 2017, selling an estimated $210M.
  • Cowen Inc's ten largest holdings make up 70% of its $2.83B portfolio in Q3 2017.
  • Cowen Inc opened 118 new positions and closed 202 in Q3 2017.
  • Cowen Inc's portfolio value rose 53% quarter-over-quarter to $2.83B.

Based on Cowen Inc's 13F filing for Q3 2017, filed 14 Nov 2017.