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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$970M
AUM Growth
+$79.3M
Cap. Flow
+$89.2M
Cap. Flow %
9.2%
Top 10 Hldgs %
41.13%
Holding
388
New
141
Increased
85
Reduced
42
Closed
92

Top Buys

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$39.1M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$35.4M
3
THI
TIM HORTONS INC COM, CANADA
THI
+$27.9M
4
DTV
DIRECTV COM STK (DE)
DTV
+$19.1M
5
ROC
ROCKWOOD HLDGS INC
ROC
+$18.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$72.8M
2
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$17.7M
3
SUSS
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
+$16.8M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$13.2M
5
BEAV
B/E Aerospace Inc
BEAV
+$6.19M

Sector Composition

Rank Sector Weight
1 Energy 11.4%
2 Technology 10.93%
3 Communication Services 10.22%
4 Healthcare 7.98%
5 Consumer Discretionary 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
151
IBM
IBM
$208B
$854K 0.09%
4,707
– –
VHC icon
152
VirnetX Holding Corp
VHC
$54.6M
$851K 0.09%
7,094
+4,661
+192% +$1.25M
ARII
153
DELISTED
American Railcar Industries, Inc.
ARII
$839K 0.09%
11,350
-1,300
-10% -$95.8K
NRG icon
154
CALL
NRG Energy
NRG
$28.2B
$838K 0.09%
+27,500
New +$859K
OILT
155
DELISTED
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
$818K 0.08%
16,500
+7,000
+74% +$341K
LLY icon
156
PUT
Eli Lilly
LLY
$1.01T
$811K 0.08%
+12,500
New +$791K
TSRO
157
CALL
DELISTED
TESARO, Inc.
TSRO
$810K 0.08%
+30,100
New +$885K
PARA
158
CALL
DELISTED
Paramount Global Class B
PARA
$803K 0.08%
+15,000
New +$884K
DRC
159
DELISTED
DRESSER-RAND GROUP INC
DRC
$785K 0.08%
+9,533
New +$641K
PCP
160
DELISTED
PRECISION CASTPARTS CORP
PCP
$782K 0.08%
3,300
+2,100
+175% +$510K
AVNR
161
PUT
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$775K 0.08%
+65,000
New +$444K
AMGN icon
162
Amgen
AMGN
$206B
$773K 0.08%
5,500
+500
+10% +$65.3K
PNK
163
DELISTED
Pinnacle Entertainment Inc.
PNK
$741K 0.08%
+29,514
New +$724K
HRI icon
164
Herc Holdings
HRI
$4.85B
$730K 0.08%
9,584
-7,144
-43% -$610K
META icon
165
Meta Platforms (Facebook)
META
$1.4T
$725K 0.07%
9,175
-2,525
-22% -$185K
AZN icon
166
PUT
AstraZeneca
AZN
$263B
$714K 0.07%
+10,000
New +$732K
WX
167
PUT
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$700K 0.07%
+20,000
New +$686K
EUO icon
168
ProShares UltraShort Euro
EUO
$35.1M
$679K 0.07%
34,000
+14,000
+70% +$255K
ALR
169
DELISTED
Alere Inc
ALR
$671K 0.07%
+17,300
New +$648K
STL
170
DELISTED
Sterling Bancorp
STL
$665K 0.07%
51,960
– –
CTXS
171
DELISTED
Citrix Systems Inc
CTXS
$642K 0.07%
11,302
+2,825
+33% +$154K
PACD
172
DELISTED
Pacific Drilling S A
PACD
$632K 0.07%
+7,648
New +$736K
WX
173
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$613K 0.06%
+17,500
New +$600K
NOV icon
174
NOV
NOV
$6.87B
$609K 0.06%
8,000
– –
AZN icon
175
AstraZeneca
AZN
$263B
$607K 0.06%
+8,500
New +$622K
5 6
7
8 9

Similar funds

CAM
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LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q3 2014 Portfolio in Review

As of Q3 2014, Cowen Inc held 388 positions worth $970M, up 8.9% from $891M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cowen Inc deployed $89.2M of net new capital in Q3 2014, opening 141 new positions and adding to 85 existing holdings. Its largest new stake was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 5.4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $17.7M trimmed.

  • Cowen Inc's largest Q3 2014 buy was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.
  • Cowen Inc added most to TIME WARNER CABLE INC NEW COM STK in Q3 2014, an estimated $35.4M increase.
  • Cowen Inc's biggest Q3 2014 reduction was COVIDIEN PLC COM SHS NEW (IRELAND), cutting an estimated $17.7M.
  • Cowen Inc fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $72.8M.
  • Cowen Inc's ten largest holdings make up 41% of its $970M portfolio in Q3 2014.
  • Cowen Inc opened 141 new positions and closed 92 in Q3 2014.
  • Cowen Inc's portfolio value rose 8.9% quarter-over-quarter to $970M.

Based on Cowen Inc's 13F filing for Q3 2014, filed 17 Nov 2014.