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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$595M
AUM Growth
-$82.7M
Cap. Flow
-$109M
Cap. Flow %
-18.3%
Top 10 Hldgs %
41.11%
Holding
335
New
118
Increased
36
Reduced
41
Closed
120

Top Buys

Rank Stock Value
1
OMC icon
Omnicom Group
OMC
+$16.1M
2
COWN
Cowen Inc. Class A Common Stock
COWN
+$10.4M
3
APD icon
Air Products & Chemicals
APD
+$4.87M
4
ASH icon
Ashland
ASH
+$3.97M
5
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$3.52M

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$97.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$42.3M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$21.1M
4
NYX
NYSE EURONEXT INC
NYX
+$17.4M
5
DELL
DELL INC
DELL
+$13.3M

Sector Composition

Rank Sector Weight
1 Technology 7.14%
2 Industrials 4.24%
3 Energy 3.98%
4 Communication Services 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
151
Walmart Inc
WMT
$884B
$639K 0.11%
24,375
+1,500
+7% +$38.7K
SNTS
152
DELISTED
SANTARUS INC
SNTS
$639K 0.11%
+20,000
New +$562K
PLCM
153
PUT
DELISTED
POLYCOM INC
PLCM
$634K 0.11%
56,500
+6,500
+13% +$70.1K
CIE
154
CALL
DELISTED
Cobalt International Energy, Inc
CIE
$629K 0.11%
+2,547
New +$796K
OKS
155
DELISTED
Oneok Partners LP
OKS
$622K 0.1%
11,815
-200
-2% -$10.5K
CASC
156
DELISTED
Cascadian Therapeutics, Inc.
CASC
$616K 0.1%
58,333
+25,000
+75% +$279K
MW
157
CALL
DELISTED
THE MENS WAREHOUSE INC
MW
$612K 0.1%
+12,000
New +$559K
PLCM
158
DELISTED
POLYCOM INC
PLCM
$590K 0.1%
52,500
-3,500
-6% -$37.8K
RF icon
159
CALL
Regions Financial
RF
$26.3B
$584K 0.1%
+59,000
New +$568K
CY
160
CALL
DELISTED
Cypress Semiconductor
CY
$551K 0.09%
52,500
– –
S
161
DELISTED
Sprint Corporation
S
$548K 0.09%
+50,989
New +$384K
TMUS icon
162
T-Mobile US
TMUS
$186B
$542K 0.09%
+16,119
New +$442K
LORL
163
CALL
DELISTED
Loral Space and Communications, Inc.
LORL
$535K 0.09%
+6,600
New +$481K
HOLX
164
DELISTED
Hologic
HOLX
$503K 0.08%
+22,499
New +$496K
QCOR
165
CALL
DELISTED
QUESTCOR PHARMA INC
QCOR
$479K 0.08%
8,800
– –
ALSN icon
166
Allison Transmission
ALSN
$9.56B
$472K 0.08%
+17,092
New +$442K
RVBD
167
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$462K 0.08%
25,558
+15,558
+156% +$252K
HMA
168
CALL
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$462K 0.08%
35,300
-4,700
-12% -$60.8K
CSCO icon
169
Cisco
CSCO
$453B
$457K 0.08%
20,383
-23,817
-54% -$527K
B
170
Barrick Mining
B
$61.2B
$441K 0.07%
+25,000
New +$441K
MYGN icon
171
PUT
Myriad Genetics
MYGN
$291M
$420K 0.07%
+20,000
New +$506K
PATH
172
DELISTED
NUPATHE INC COM STK
PATH
$420K 0.07%
+128,492
New +$286K
WAC
173
DELISTED
Walter Investment Mgt Corp
WAC
$401K 0.07%
11,335
– –
GEL icon
174
Genesis Energy
GEL
$1.83B
$394K 0.07%
7,500
-2,500
-25% -$127K
AA icon
175
CALL
Alcoa
AA
$11.8B
$393K 0.07%
+15,397
New +$341K
5 6
7
8 9

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LC
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LIC
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CB
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HA
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KPAG
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CW
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Cowen Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Cowen Inc held 335 positions worth $595M, down 12% from $678M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cowen Inc withdrew a net $109M in Q4 2013, closing 120 positions and reducing 41 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $97.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, up from 2.2% a quarter earlier, followed by Industrials and Energy.

Against the trend, Cowen Inc opened a new position in Omnicom Group worth $17.4M.

  • Cowen Inc's largest Q4 2013 buy was Omnicom Group: 234,006 shares worth $17.4M.
  • Cowen Inc added most to Cowen Inc. Class A Common Stock in Q4 2013, an estimated $10.4M increase.
  • Cowen Inc's biggest Q4 2013 reduction was LENDER PROCESSING SERVICES INC, cutting an estimated $5.66M.
  • Cowen Inc fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q4 2013, selling an estimated $97.4M.
  • Cowen Inc's ten largest holdings make up 41% of its $595M portfolio in Q4 2013.
  • Cowen Inc opened 118 new positions and closed 120 in Q4 2013.
  • Cowen Inc's portfolio value fell 12% quarter-over-quarter to $595M.

Based on Cowen Inc's 13F filing for Q4 2013, filed 13 Feb 2014.