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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$678M
AUM Growth
-$311M
Cap. Flow
-$330M
Cap. Flow %
-48.71%
Top 10 Hldgs %
51.86%
Holding
377
New
112
Increased
34
Reduced
47
Closed
160

Top Buys

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$21.4M
2
NYX
NYSE EURONEXT INC
NYX
+$12.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$6.62M
4
GCOM
GLOBECOMM SYSTEMS INC
GCOM
+$6.6M
5
MOLXA
MOLEX INC CL-A
MOLXA
+$5.72M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$133M
2
SFD
SMITHFIELD FOODS,INC
SFD
+$53.9M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$21.8M
4
BMC
BMC SOFTWARE, INC
BMC
+$19.9M
5
VHC icon
VirnetX Holding Corp
VHC
+$19.2M

Sector Composition

Rank Sector Weight
1 Healthcare 4.22%
2 Financials 3.79%
3 Energy 2.68%
4 Technology 2.21%
5 Industrials 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAC
151
DELISTED
Walter Investment Mgt Corp
WAC
$448K 0.07%
11,335
– –
NWS icon
152
News Corp Class B
NWS
$16.9B
$444K 0.07%
+27,000
New +$436K
JNY
153
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$427K 0.06%
+28,445
New +$447K
ASH icon
154
Ashland
ASH
$3.31B
$418K 0.06%
+9,235
New +$398K
CTB
155
DELISTED
Cooper Tire & Rubber Co.
CTB
$417K 0.06%
13,537
-216,563
-94% -$7.06M
CASC
156
DELISTED
Cascadian Therapeutics, Inc.
CASC
$412K 0.06%
33,333
+5,833
+21% +$61.4K
ELN
157
CALL
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
$408K 0.06%
26,200
-37,800
-59% -$570K
BRCM
158
CALL
DELISTED
BROADCOM CORP CL-A
BRCM
$390K 0.06%
+15,000
New +$423K
EXPE icon
159
Expedia Group
EXPE
$35.3B
$363K 0.05%
7,000
-22,000
-76% -$1.18M
AJRD
160
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$361K 0.05%
+22,500
New +$369K
BAC icon
161
CALL
Bank of America
BAC
$433B
$360K 0.05%
+26,100
New +$373K
LVLT
162
DELISTED
Level 3 Communications Inc
LVLT
$360K 0.05%
13,500
-25,500
-65% -$589K
CEQP
163
DELISTED
Crestwood Equity Partners LP
CEQP
$355K 0.05%
2,575
– –
HTSI
164
DELISTED
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
$349K 0.05%
7,088
-15,965
-69% -$785K
COF icon
165
Capital One
COF
$128B
$347K 0.05%
5,050
– –
BLC
166
CALL
DELISTED
BELO CORP SER A
BLC
$333K 0.05%
+24,300
New +$344K
MNKD icon
167
CALL
MannKind Corp
MNKD
$1.21B
$328K 0.05%
11,500
-6,500
-36% -$215K
ACHN
168
CALL
DELISTED
Achillion Pharmaceuticals
ACHN
$302K 0.04%
+100,000
New +$685K
FDO
169
DELISTED
FAMILY DOLLAR STORES
FDO
$288K 0.04%
+4,000
New +$281K
RGP
170
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$286K 0.04%
+10,000
New +$277K
EWC icon
171
iShares MSCI Canada ETF
EWC
$6.14B
$283K 0.04%
10,000
– –
MDLZ icon
172
Mondelez International
MDLZ
$80.3B
$283K 0.04%
+9,000
New +$279K
GLD icon
173
SPDR Gold Trust
GLD
$131B
$258K 0.04%
2,015
+200
+11% +$25.7K
XOM icon
174
ExxonMobil
XOM
$638B
$256K 0.04%
2,971
– –
STSA
175
DELISTED
STERLING FINL CORP (WA) COM NEW
STSA
$254K 0.04%
+8,875
New +$235K
5 6
7
8 9

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LC
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LIC
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CB
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HA
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KPAG
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Cowen Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Inc held 377 positions worth $678M, down 31% from $988M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Cowen Inc withdrew a net $330M in Q3 2013, closing 160 positions and reducing 47 holdings. Its most notable exit was SMITHFIELD FOODS,INC, an estimated $53.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 4.2% of assets, down from 6.4% a quarter earlier, followed by Financials and Energy.

Against the trend, Cowen Inc opened a new position in ONYX PHARMACEUTICALS INC worth $21.1M.

  • Cowen Inc's largest Q3 2013 buy was ONYX PHARMACEUTICALS INC: 168,961 shares worth $21.1M.
  • Cowen Inc added most to NYSE EURONEXT INC in Q3 2013, an estimated $12.2M increase.
  • Cowen Inc's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $133M.
  • Cowen Inc fully exited SMITHFIELD FOODS,INC in Q3 2013, selling an estimated $53.9M.
  • Cowen Inc's ten largest holdings make up 52% of its $678M portfolio in Q3 2013.
  • Cowen Inc opened 112 new positions and closed 160 in Q3 2013.
  • Cowen Inc's portfolio value fell 31% quarter-over-quarter to $678M.

Based on Cowen Inc's 13F filing for Q3 2013, filed 15 Nov 2013.