CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Return 56.08%
This Quarter Return
+0.22%
1 Year Return
+56.08%
3 Year Return
+159.45%
5 Year Return
+281.94%
10 Year Return
–
AUM
$1.43B
AUM Growth
+$210M
Cap. Flow
+$242M
Cap. Flow %
16.88%
Top 10 Hldgs %
70.25%
Holding
296
New
41
Increased
27
Reduced
27
Closed
118

Top Buys

1
MSCC
Microsemi Corp
MSCC
$204M
2
XL
XL Group Ltd.
XL
$147M
3
ESRX
Express Scripts Holding Company
ESRX
$125M
4
CAVM
Cavium, Inc.
CAVM
$102M
5
NXPI icon
NXP Semiconductors
NXPI
$38.1M

Top Sells

1
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
$118M
2
MON
Monsanto Co
MON
$82.8M
3
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$44.3M
4
TWX
Time Warner Inc
TWX
$30.8M
5
QCOM icon
Qualcomm
QCOM
$30.1M

Sector Composition

1 Technology 41.83%
2 Financials 21.98%
3 Healthcare 9.43%
4 Communication Services 5.62%
5 Materials 3.9%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TFCF
126
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
– –
-160,765
Closed -$5.49M
NXEOW
127
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
– –
-37,600
Closed -$23K
GTYH
128
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
– –
-246,895
Closed -$2.45M
GTYHU
129
DELISTED
GTY Technology Holdings, Inc. Units
GTYHU
– –
-46,665
Closed -$481K
CYHHZ
130
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
– –
-5,464,288
Closed -$39K
FSAC
131
DELISTED
Federal Street Acquisition Corp. Common Stock
FSAC
– –
-416,951
Closed -$4.05M
CVON
132
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
– –
-15,536
Closed -$155K
INDUW
133
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
– –
-34,243
Closed -$14K
MPACW
134
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
– –
-620,252
Closed -$261K
KAACU
135
DELISTED
Kayne Anderson Acquisition Corp. Unit
KAACU
– –
-845,593
Closed -$8.42M
ETP
136
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-11,973
Closed -$215K
HCAC.WS
137
DELISTED
Hennessy Capital Acquisition Corp. III
HCAC.WS
– –
-195,123
Closed -$165K
GSHTW
138
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
– –
-161,549
Closed -$254K
KLXI
139
DELISTED
KLX Inc.
KLXI
– –
-3,558
Closed -$205K
ILG
140
DELISTED
ILG, Inc Common Stock
ILG
– –
-91,889
Closed -$2.62M
WSCWW
141
DELISTED
WillScot Corporation Warrant
WSCWW
– –
-12,447
Closed -$18K
ELEC
142
DELISTED
Electrum Special Acquisition Corporation
ELEC
– –
-67,999
Closed -$702K
CISN.WS
143
DELISTED
Cision Ltd. Warrants, each to purchase one Ordinary Share
CISN.WS
– –
-180,000
Closed -$490K
DYN
144
DELISTED
Dynegy, Inc.
DYN
– –
-430,735
Closed -$5.1M
MIIIU
145
DELISTED
M III Acquisition Corp
MIIIU
– –
-95,500
Closed -$1.01M
LVNTA
146
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
– –
-122,311
Closed -$6.63M
CPN
147
DELISTED
Calpine Corporation
CPN
– –
-885,779
Closed -$13.4M
SNI
148
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
– –
-1,383,868
Closed -$118M
JUNO
149
DELISTED
Juno Therapeutics, Inc.
JUNO
– –
-6,750
Closed -$309K
STRP
150
DELISTED
Straight Path Communications Inc.
STRP
– –
-51,388
Closed -$9.34M
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6
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