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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$970M
AUM Growth
+$79.3M
Cap. Flow
+$89.2M
Cap. Flow %
9.2%
Top 10 Hldgs %
41.13%
Holding
388
New
141
Increased
85
Reduced
42
Closed
92

Top Buys

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$39.1M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$35.4M
3
THI
TIM HORTONS INC COM, CANADA
THI
+$27.9M
4
DTV
DIRECTV COM STK (DE)
DTV
+$19.1M
5
ROC
ROCKWOOD HLDGS INC
ROC
+$18.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$72.8M
2
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$17.7M
3
SUSS
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
+$16.8M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$13.2M
5
BEAV
B/E Aerospace Inc
BEAV
+$6.19M

Sector Composition

Rank Sector Weight
1 Energy 11.4%
2 Technology 10.93%
3 Communication Services 10.22%
4 Healthcare 7.98%
5 Consumer Discretionary 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEVA icon
126
Teva Pharmaceuticals
TEVA
$40.8B
$1.28M 0.13%
23,745
+16,245
+217% +$861K
SCHW
127
Charles Schwab
SCHW
$182B
$1.25M 0.13%
42,450
– –
PAA icon
128
Plains All American Pipeline
PAA
$17.1B
$1.21M 0.12%
20,570
– –
OVV icon
129
PUT
Ovintiv
OVV
$17.1B
$1.17M 0.12%
+10,980
New +$1.21M
BPL
130
DELISTED
Buckeye Partners, L.P.
BPL
$1.14M 0.12%
14,250
– –
AMZN icon
131
Amazon
AMZN
$2.88T
$1.12M 0.12%
69,400
+35,000
+102% +$582K
KRFT
132
CALL
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$1.12M 0.12%
+20,000
New +$1.16M
VSI
133
DELISTED
Vitamin Shoppe Inc.
VSI
$1.11M 0.11%
+25,000
New +$1.05M
A icon
134
Agilent Technologies
A
$38.8B
$1.11M 0.11%
+27,165
New +$1.11M
GTIV
135
PUT
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
$1.05M 0.11%
62,500
+4,700
+8% +$82.3K
GLUU
136
DELISTED
Glu Mobile Inc.
GLUU
$1.04M 0.11%
200,609
+175,609
+702% +$981K
PAGP icon
137
Plains GP Holdings
PAGP
$5.14B
$1.03M 0.11%
12,580
– –
ESRX
138
PUT
DELISTED
Express Scripts Holding Company
ESRX
$1M 0.1%
+14,200
New +$1.01M
MNK
139
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$1M 0.1%
11,115
-15,285
-58% -$1.2M
ETP
140
DELISTED
Energy Transfer Partners L.p.
ETP
$976K 0.1%
+15,250
New +$882K
S
141
DELISTED
Sprint Corporation
S
$951K 0.1%
+150,000
New +$1.02M
OVV icon
142
Ovintiv
OVV
$17.1B
$944K 0.1%
8,900
-200
-2% -$22K
OKS
143
DELISTED
Oneok Partners LP
OKS
$941K 0.1%
16,815
+2,000
+13% +$114K
TIVO
144
DELISTED
TIVO INC
TIVO
$921K 0.09%
+72,000
New +$968K
BKS
145
PUT
DELISTED
Barnes & Noble
BKS
$910K 0.09%
+70,349
New +$1.03M
PSXP
146
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$901K 0.09%
13,500
– –
CMLP
147
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$898K 0.09%
39,624
+500
+1% +$11.2K
ALSN icon
148
Allison Transmission
ALSN
$9.56B
$894K 0.09%
+31,394
New +$953K
KRFT
149
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$874K 0.09%
+15,500
New +$896K
EQC
150
DELISTED
Equity Commonwealth
EQC
$872K 0.09%
33,905
-59,419
-64% -$1.58M
4 5
6
7 8

Similar funds

CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q3 2014 Portfolio in Review

As of Q3 2014, Cowen Inc held 388 positions worth $970M, up 8.9% from $891M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cowen Inc deployed $89.2M of net new capital in Q3 2014, opening 141 new positions and adding to 85 existing holdings. Its largest new stake was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 5.4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $17.7M trimmed.

  • Cowen Inc's largest Q3 2014 buy was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.
  • Cowen Inc added most to TIME WARNER CABLE INC NEW COM STK in Q3 2014, an estimated $35.4M increase.
  • Cowen Inc's biggest Q3 2014 reduction was COVIDIEN PLC COM SHS NEW (IRELAND), cutting an estimated $17.7M.
  • Cowen Inc fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $72.8M.
  • Cowen Inc's ten largest holdings make up 41% of its $970M portfolio in Q3 2014.
  • Cowen Inc opened 141 new positions and closed 92 in Q3 2014.
  • Cowen Inc's portfolio value rose 8.9% quarter-over-quarter to $970M.

Based on Cowen Inc's 13F filing for Q3 2014, filed 17 Nov 2014.