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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$595M
AUM Growth
-$82.7M
Cap. Flow
-$109M
Cap. Flow %
-18.3%
Top 10 Hldgs %
41.11%
Holding
335
New
118
Increased
36
Reduced
41
Closed
120

Top Buys

Rank Stock Value
1
OMC icon
Omnicom Group
OMC
+$16.1M
2
COWN
Cowen Inc. Class A Common Stock
COWN
+$10.4M
3
APD icon
Air Products & Chemicals
APD
+$4.87M
4
ASH icon
Ashland
ASH
+$3.97M
5
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$3.52M

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$97.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$42.3M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$21.1M
4
NYX
NYSE EURONEXT INC
NYX
+$17.4M
5
DELL
DELL INC
DELL
+$13.3M

Sector Composition

Rank Sector Weight
1 Technology 7.14%
2 Industrials 4.24%
3 Energy 3.98%
4 Communication Services 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
126
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$905K 0.15%
4,900
-300
-6% -$53.1K
TKR icon
127
Timken Company
TKR
$9.45B
$874K 0.15%
+22,177
New +$865K
EBAY icon
128
eBay
EBAY
$50.3B
$873K 0.15%
+37,816
New +$837K
LORL
129
PUT
DELISTED
Loral Space and Communications, Inc.
LORL
$850K 0.14%
+10,500
New +$765K
IBM icon
130
IBM
IBM
$205B
$844K 0.14%
4,707
– –
HLF icon
131
Herbalife
HLF
$1.25B
$832K 0.14%
21,150
-4,000
-16% -$139K
SWY
132
CALL
DELISTED
SAFEWAY INC
SWY
$814K 0.14%
+27,925
New +$838K
CMLP
133
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$812K 0.14%
+32,624
New +$725K
NIHD
134
DELISTED
NII HOLDINGS INC CL B
NIHD
$792K 0.13%
288,278
+10,128
+4% +$37.3K
YCS icon
135
ProShares UltraShort Yen
YCS
$29.9M
$780K 0.13%
44,000
-6,480
-13% -$105K
TWC
136
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$760K 0.13%
+5,612
New +$697K
CYH icon
137
Community Health Systems
CYH
$385M
$758K 0.13%
+23,352
New +$802K
PACT
138
PUT
DELISTED
PACTERA TECHNOLOGY INTL LTD SPONSORED ADR
PACT
$718K 0.12%
102,500
-17,500
-15% -$121K
BWP
139
DELISTED
Boardwalk Pipeline Partners
BWP
$717K 0.12%
28,100
+2,500
+10% +$69.8K
JCP
140
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
$712K 0.12%
+77,800
New +$649K
VRTX icon
141
Vertex Pharmaceuticals
VRTX
$120B
$706K 0.12%
9,500
-8,500
-47% -$592K
STL
142
DELISTED
Sterling Bancorp
STL
$695K 0.12%
+51,960
New +$632K
SIGA icon
143
SIGA Technologies
SIGA
$227M
$686K 0.12%
209,654
-61,260
-23% -$207K
NBR icon
144
Nabors Industries
NBR
$1.23B
$679K 0.11%
799
+159
+25% +$135K
SPH icon
145
Suburban Propane Partners
SPH
$1.23B
$671K 0.11%
14,297
– –
FSS icon
146
Federal Signal
FSS
$7.51B
$670K 0.11%
45,708
-20,000
-30% -$285K
SAIC icon
147
Saic
SAIC
$4.89B
$661K 0.11%
+20,000
New +$695K
XYL icon
148
CALL
Xylem
XYL
$27B
$654K 0.11%
+18,900
New +$608K
FDO
149
CALL
DELISTED
FAMILY DOLLAR STORES
FDO
$650K 0.11%
10,000
– –
FDO
150
PUT
DELISTED
FAMILY DOLLAR STORES
FDO
$650K 0.11%
10,000
– –
4 5
6
7 8

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Cowen Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Cowen Inc held 335 positions worth $595M, down 12% from $678M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cowen Inc withdrew a net $109M in Q4 2013, closing 120 positions and reducing 41 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $97.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, up from 2.2% a quarter earlier, followed by Industrials and Energy.

Against the trend, Cowen Inc opened a new position in Omnicom Group worth $17.4M.

  • Cowen Inc's largest Q4 2013 buy was Omnicom Group: 234,006 shares worth $17.4M.
  • Cowen Inc added most to Cowen Inc. Class A Common Stock in Q4 2013, an estimated $10.4M increase.
  • Cowen Inc's biggest Q4 2013 reduction was LENDER PROCESSING SERVICES INC, cutting an estimated $5.66M.
  • Cowen Inc fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q4 2013, selling an estimated $97.4M.
  • Cowen Inc's ten largest holdings make up 41% of its $595M portfolio in Q4 2013.
  • Cowen Inc opened 118 new positions and closed 120 in Q4 2013.
  • Cowen Inc's portfolio value fell 12% quarter-over-quarter to $595M.

Based on Cowen Inc's 13F filing for Q4 2013, filed 13 Feb 2014.