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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$678M
AUM Growth
-$311M
Cap. Flow
-$480M
Cap. Flow %
-70.78%
Top 10 Hldgs %
51.86%
Holding
377
New
112
Increased
34
Reduced
47
Closed
160

Top Buys

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$21.4M
2
NYX
NYSE EURONEXT INC
NYX
+$12.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$6.62M
4
GCOM
GLOBECOMM SYSTEMS INC
GCOM
+$6.6M
5
MOLXA
MOLEX INC CL-A
MOLXA
+$5.72M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$133M
2
SFD
SMITHFIELD FOODS,INC
SFD
+$53.9M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$21.8M
4
BMC
BMC SOFTWARE, INC
BMC
+$19.9M
5
VHC icon
VirnetX Holding Corp
VHC
+$19.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 80.12%
2 Healthcare 4.22%
3 Financials 3.83%
4 Energy 3.05%
5 Technology 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCL icon
126
CALL
Carnival Corporation Ltd
CCL
$30.9B
$653K 0.1%
+20,000
New +$726K
SBSW icon
127
Sibanye-Stillwater
SBSW
$8.43B
$645K 0.1%
+131,274
New +$480K
SEE
128
DELISTED
Sealed Air
SEE
$639K 0.09%
+23,500
New +$666K
OKS
129
DELISTED
Oneok Partners LP
OKS
$637K 0.09%
12,015
+7,500
+166% +$380K
PLCM
130
DELISTED
POLYCOM INC
PLCM
$612K 0.09%
+56,000
New +$584K
SEE
131
PUT
DELISTED
Sealed Air
SEE
$598K 0.09%
+22,000
New +$623K
RPRX
132
DELISTED
Repros Therapeutics Inc.
RPRX
$587K 0.09%
+21,900
New +$469K
STL
133
DELISTED
STERLING BANCORP
STL
$565K 0.08%
41,157
– –
WMT icon
134
Walmart Inc
WMT
$865B
$564K 0.08%
22,875
-9,000
-28% -$227K
APOL
135
DELISTED
Apollo Education Group Inc Class A
APOL
$562K 0.08%
+27,000
New +$522K
PLCM
136
PUT
DELISTED
POLYCOM INC
PLCM
$546K 0.08%
+50,000
New +$521K
BOBE
137
DELISTED
Bob Evans Farms, Inc.
BOBE
$515K 0.08%
+9,000
New +$464K
NBR icon
138
Nabors Industries
NBR
$1.32B
$514K 0.08%
+640
New +$503K
HMA
139
CALL
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$512K 0.08%
+40,000
New +$556K
QCOR
140
CALL
DELISTED
QUESTCOR PHARMA INC
QCOR
$510K 0.08%
+8,800
New +$523K
META icon
141
PUT
Meta Platforms (Facebook)
META
$1.7T
$502K 0.07%
+10,000
New +$372K
CPRT icon
142
Copart
CPRT
$29.4B
$501K 0.07%
+126,000
New +$513K
GEL icon
143
Genesis Energy
GEL
$1.89B
$501K 0.07%
10,000
– –
NVRI icon
144
CALL
Enviri
NVRI
$607M
$498K 0.07%
+20,000
New +$498K
CY
145
CALL
DELISTED
Cypress Semiconductor
CY
$491K 0.07%
+52,500
New +$612K
BALL icon
146
CALL
Ball Corp
BALL
$16.1B
$489K 0.07%
+21,800
New +$489K
FIRE
147
CALL
DELISTED
SOURCEFIRE INC COM STK
FIRE
$486K 0.07%
+6,400
New +$457K
CF icon
148
CF Industries
CF
$19.9B
$474K 0.07%
+11,250
New +$431K
A icon
149
Agilent Technologies
A
$41.4B
$461K 0.07%
+12,582
New +$424K
WMB icon
150
Williams Companies
WMB
$88B
$455K 0.07%
12,500
-2,500
-17% -$87.6K
4 5
6
7 8

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LC
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LIC
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CB
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HA
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KPAG
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CW
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SIM
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Cowen Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Inc held 377 positions worth $678M, down 31% from $988M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Cowen Inc withdrew a net $480M in Q3 2013, closing 160 positions and reducing 47 holdings. Its most notable exit was SMITHFIELD FOODS,INC, an estimated $53.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 80% of assets, up from 59% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Cowen Inc opened a new position in ONYX PHARMACEUTICALS INC worth $21.1M.

  • Cowen Inc's largest Q3 2013 buy was ONYX PHARMACEUTICALS INC: 168,961 shares worth $21.1M.
  • Cowen Inc added most to NYSE EURONEXT INC in Q3 2013, an estimated $12.2M increase.
  • Cowen Inc's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $133M.
  • Cowen Inc fully exited SMITHFIELD FOODS,INC in Q3 2013, selling an estimated $53.9M.
  • Cowen Inc's ten largest holdings make up 52% of its $678M portfolio in Q3 2013.
  • Cowen Inc opened 112 new positions and closed 160 in Q3 2013.
  • Cowen Inc's portfolio value fell 31% quarter-over-quarter to $678M.

Based on Cowen Inc's 13F filing for Q3 2013, filed 15 Nov 2013.