CI

Cowen Inc Portfolio holdings

AUM $1.35B
This Quarter Return
+5.23%
1 Year Return
+56.08%
3 Year Return
+159.45%
5 Year Return
+281.94%
10 Year Return
–
AUM
$1.35B
AUM Growth
+$1.35B
Cap. Flow
+$462M
Cap. Flow %
34.15%
Top 10 Hldgs %
45%
Holding
476
New
147
Increased
83
Reduced
62
Closed
94

Top Buys

1
DATA
Tableau Software, Inc.
DATA
$63.5M
2
SAN icon
Banco Santander
SAN
$61.6M
3
CELG
Celgene Corp
CELG
$58.8M
4
BNS icon
Scotiabank
BNS
$54.3M
5
ZAYO
Zayo Group Holdings, Inc.
ZAYO
$49.3M

Top Sells

1
ULTI
Ultimate Software Group Inc
ULTI
$79.6M
2
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
$56.7M
3
BMS
Bemis
BMS
$38.8M
4
WP
Worldpay, Inc.
WP
$36.9M
5
FDC
First Data Corporation
FDC
$34.3M

Sector Composition

1 Financials 17.83%
2 Healthcare 15.3%
3 Technology 15.26%
4 Consumer Discretionary 10.13%
5 Communication Services 9.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RARE icon
101
Ultragenyx Pharmaceutical
RARE
$3.05B
$2.16M 0.16%
34,000
+4,000
+13% +$254K
CRVS icon
102
Corvus Pharmaceuticals
CRVS
$437M
$2.16M 0.16%
576,231
-7,592
-1% -$28.4K
COGT icon
103
Cogent Biosciences
COGT
$1.8B
$2.15M 0.15%
820,805
+3,410
+0.4% +$8.94K
GRSHU
104
DELISTED
Gores Holdings III, Inc. Units
GRSHU
$2.1M 0.15%
+200,262
New +$2.1M
S
105
DELISTED
Sprint Corporation
S
$2.09M 0.15%
318,500
+308,500
+3,085% +$2.03M
MMDM
106
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$2.09M 0.15%
200,000
+46,842
+31% +$490K
BPMC
107
DELISTED
Blueprint Medicines
BPMC
$2.08M 0.15%
22,000
-12,000
-35% -$1.13M
PVH icon
108
PVH
PVH
$4.13B
$2.04M 0.15%
21,600
-2,120
-9% -$201K
CIC.U
109
DELISTED
Capitol Investment Corp. IV
CIC.U
$2.04M 0.15%
190,839
+140,839
+282% +$1.51M
FSR
110
DELISTED
Fisker Inc.
FSR
$2M 0.14%
+200,000
New +$2M
RMG.U
111
DELISTED
RMG Acquisition Corp.
RMG.U
$2M 0.14%
199,000
+73,827
+59% +$741K
LTXB
112
DELISTED
LegacyTexas Financial Group Inc
LTXB
$1.95M 0.14%
+47,970
New +$1.95M
RPAY icon
113
Repay Holdings
RPAY
$479M
$1.92M 0.14%
184,229
-61,595
-25% -$643K
HYACU
114
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
$1.92M 0.14%
+187,926
New +$1.92M
BLUE
115
DELISTED
bluebird bio
BLUE
$1.91M 0.14%
15,000
+7,000
+88% +$890K
USL icon
116
United States 12 Month Oil Fund,
USL
$43.7M
$1.85M 0.13%
+85,300
New +$1.85M
PACB icon
117
Pacific Biosciences
PACB
$390M
$1.84M 0.13%
304,791
+184,591
+154% +$1.12M
GSK icon
118
GSK
GSK
$79.8B
$1.83M 0.13%
+45,825
New +$1.83M
OVID icon
119
Ovid Therapeutics
OVID
$90.3M
$1.8M 0.13%
972,260
-129,154
-12% -$239K
CCC.WS
120
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$1.8M 0.13%
378,515
+238,232
+170% +$1.13M
RVPH icon
121
Reviva Pharmaceuticals
RVPH
$31.1M
$1.8M 0.13%
175,000
+141,000
+415% +$1.45M
LSEA
122
DELISTED
Landsea Homes
LSEA
$1.69M 0.12%
+166,057
New +$1.69M
CHAC.U
123
DELISTED
Chardan Healthcare Acquisition Corp.
CHAC.U
$1.67M 0.12%
163,500
+149,025
+1,030% +$1.52M
MOSC.U
124
DELISTED
Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o
MOSC.U
$1.65M 0.12%
156,430
-89,770
-36% -$949K
BALY icon
125
Bally's
BALY
$486M
$1.63M 0.12%
+54,855
New +$1.63M
3 4
5
6 7