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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+3.73%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$49.9B
AUM Growth
+$47B
Cap. Flow
-$201M
Cap. Flow %
-0.4%
Top 10 Hldgs %
96.39%
Holding
410
New
185
Increased
39
Reduced
56
Closed
118

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$114M
2
AET
Aetna Inc
AET
+$91M
3
COL
Rockwell Collins
COL
+$67.1M
4
QCOM icon
Qualcomm
QCOM
+$57.3M
5
AKRX
Akorn Inc
AKRX
+$49.3M

Top Sells

Rank Stock Value
1
KITE
Kite Pharma, Inc.
KITE
+$755M
2
NXPI icon
NXP Semiconductors
NXPI
+$236M
3
BCR
CR Bard Inc.
BCR
+$183M
4
TWX
Time Warner Inc
TWX
+$177M
5
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$101M

Sector Composition

Rank Sector Weight
1 Communication Services 0.58%
2 Technology 0.55%
3 Financials 0.26%
4 Materials 0.26%
5 Consumer Discretionary 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WB icon
101
CALL
Weibo
WB
$1.99B
$2.07M ﹤0.01%
+20,000
New +$2.07M
SMTC icon
102
CALL
Semtech
SMTC
$10.7B
$2.05M ﹤0.01%
+60,000
New +$2.25M
COWN
103
DELISTED
Cowen Inc. Class A Common Stock
COWN
$2.04M ﹤0.01%
+149,188
New +$2.24M
PNR icon
104
Pentair
PNR
$10.6B
$2.02M ﹤0.01%
+42,606
New +$1.99M
SPY icon
105
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$2M ﹤0.01%
7,500
-109,000
-94% -$28.3M
MMDMU
106
DELISTED
Modern Media Acquisition Corp. Unit
MMDMU
$1.88M ﹤0.01%
178,699
-60,854
-25% -$635K
XRX icon
107
Xerox
XRX
$456M
$1.87M ﹤0.01%
64,250
+27,400
+74% +$832K
SRUN
108
DELISTED
Silver Run Acquisition Corporation II Class A
SRUN
$1.84M ﹤0.01%
185,603
-188,219
-50% -$1.88M
AUD
109
DELISTED
Audacy, Inc.
AUD
$1.83M ﹤0.01%
+169,599
New +$1.93M
CNDT icon
110
Conduent
CNDT
$245M
$1.79M ﹤0.01%
110,500
+16,108
+17% +$252K
JCI icon
111
Johnson Controls International
JCI
$87.2B
$1.72M ﹤0.01%
45,180
+5,500
+14% +$215K
BBL
112
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$1.71M ﹤0.01%
42,389
-37,000
-47% -$1.37M
MGM icon
113
PUT
MGM Resorts International
MGM
$11.7B
$1.67M ﹤0.01%
+50,000
New +$1.61M
NESR
114
National Energy Services Reunited Corp
NESR
$2.67B
$1.66M ﹤0.01%
166,815
-133,185
-44% -$1.31M
RIG icon
115
PUT
Transocean
RIG
$5.62B
$1.6M ﹤0.01%
+150,000
New +$1.56M
TMUS icon
116
T-Mobile US
TMUS
$186B
$1.59M ﹤0.01%
25,000
-671,504
-96% -$41M
PDFS icon
117
CALL
PDF Solutions
PDFS
$1.93B
$1.57M ﹤0.01%
+100,000
New +$1.61M
XOM icon
118
PUT
ExxonMobil
XOM
$651B
$1.49M ﹤0.01%
+17,800
New +$1.47M
SMTC icon
119
Semtech
SMTC
$10.7B
$1.49M ﹤0.01%
+43,521
New +$1.63M
CIC.U
120
DELISTED
Capitol Investment Corp. IV
CIC.U
$1.48M ﹤0.01%
+147,403
New +$1.49M
GLNG icon
121
Golar LNG
GLNG
$4.91B
$1.48M ﹤0.01%
49,576
-34,824
-41% -$837K
DMTK
122
DELISTED
DermTech, Inc. Common Stock
DMTK
$1.47M ﹤0.01%
75,183
-125,400
-63% -$2.44M
SNAP icon
123
Snap
SNAP
$7.89B
$1.46M ﹤0.01%
+100,000
New +$1.46M
SNAP icon
124
PUT
Snap
SNAP
$7.89B
$1.46M ﹤0.01%
+100,000
New +$1.46M
JBGS
125
JBG SMITH
JBGS
$820M
$1.45M ﹤0.01%
41,800
-7,700
-16% -$254K
3 4
5
6 7

Similar funds

CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q4 2017 Portfolio in Review

As of Q4 2017, Cowen Inc held 410 positions worth $49.9B, up 1,663% from $2.83B the previous quarter. Its ten largest holdings account for 96% of the portfolio.

Cowen Inc's Q4 2017 filing shows 185 new, 39 increased, 56 reduced and 118 closed positions. Its largest new stake was Aetna Inc: 529,837 shares worth $95.6M. The largest sale was Kite Pharma, Inc., an estimated $755M.

By sector, the portfolio is most concentrated in Communication Services at 0.58% of assets, down from 26% a quarter earlier, followed by Technology and Financials.

  • Cowen Inc's largest Q4 2017 buy was Aetna Inc: 529,837 shares worth $95.6M.
  • Cowen Inc added most to Monsanto Co in Q4 2017, an estimated $114M increase.
  • Cowen Inc's biggest Q4 2017 reduction was NXP Semiconductors, cutting an estimated $236M.
  • Cowen Inc fully exited Kite Pharma, Inc. in Q4 2017, selling an estimated $755M.
  • Cowen Inc's ten largest holdings make up 96% of its $49.9B portfolio in Q4 2017.
  • Cowen Inc opened 185 new positions and closed 118 in Q4 2017.
  • Cowen Inc's portfolio value rose 1,663% quarter-over-quarter to $49.9B.

Based on Cowen Inc's 13F filing for Q4 2017, filed 15 Feb 2018.