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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$970M
AUM Growth
+$79.3M
Cap. Flow
+$89.2M
Cap. Flow %
9.2%
Top 10 Hldgs %
41.13%
Holding
388
New
141
Increased
85
Reduced
42
Closed
92

Top Buys

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$39.1M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$35.4M
3
THI
TIM HORTONS INC COM, CANADA
THI
+$27.9M
4
DTV
DIRECTV COM STK (DE)
DTV
+$19.1M
5
ROC
ROCKWOOD HLDGS INC
ROC
+$18.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$72.8M
2
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$17.7M
3
SUSS
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
+$16.8M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$13.2M
5
BEAV
B/E Aerospace Inc
BEAV
+$6.19M

Sector Composition

Rank Sector Weight
1 Energy 11.4%
2 Technology 10.93%
3 Communication Services 10.22%
4 Healthcare 7.98%
5 Consumer Discretionary 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LORL
101
PUT
DELISTED
Loral Space and Communications, Inc.
LORL
$2.16M 0.22%
+30,100
New +$2.22M
IWM icon
102
iShares Russell 2000 ETF
IWM
$80.2B
$2.15M 0.22%
+19,700
New +$2.25M
CRZO
103
CALL
DELISTED
Carrizo Oil & Gas Inc
CRZO
$2.15M 0.22%
+40,000
New +$2.44M
MTW icon
104
Manitowoc
MTW
$497M
$2.11M 0.22%
+99,404
New +$2.59M
PPLI
105
People Inc
PPLI
$3.08B
$2.04M 0.21%
173,044
-3,877
-2% -$46.9K
BOBE
106
DELISTED
Bob Evans Farms, Inc.
BOBE
$2.02M 0.21%
42,686
-3,142
-7% -$147K
TIVO
107
CALL
DELISTED
TIVO INC
TIVO
$2.01M 0.21%
+156,900
New +$2.11M
SUNE
108
PUT
DELISTED
SUNEDISON, INC COM
SUNE
$1.96M 0.2%
+103,900
New +$2.23M
IBB icon
109
PUT
iShares Biotechnology ETF
IBB
$9.52B
$1.94M 0.2%
+21,300
New +$1.87M
LAMR icon
110
Lamar Advertising Co
LAMR
$16.3B
$1.9M 0.2%
38,635
-26,206
-40% -$1.35M
ETP
111
DELISTED
Energy Transfer Partners, L.P.
ETP
$1.77M 0.18%
36,728
+5,500
+18% +$260K
BRSL
112
Brightstar Lottery PLC
BRSL
$1.87B
$1.74M 0.18%
+103,277
New +$1.72M
TPLM
113
DELISTED
Triangle Petroleum Corporation
TPLM
$1.74M 0.18%
158,309
-1,729
-1% -$19.6K
EPD icon
114
Enterprise Products Partners
EPD
$82.5B
$1.72M 0.18%
42,750
– –
SUNE
115
DELISTED
SUNEDISON, INC COM
SUNE
$1.72M 0.18%
91,000
+2,000
+2% +$42.9K
QEP
116
DELISTED
QEP RESOURCES, INC.
QEP
$1.7M 0.17%
55,070
+9,899
+22% +$331K
PVA
117
DELISTED
PENN VIRGINIA CORP
PVA
$1.69M 0.17%
133,040
+73,040
+122% +$1.03M
LTM
118
DELISTED
LIFE TIME FITNESS INC
LTM
$1.69M 0.17%
33,442
+15,786
+89% +$723K
KRFT
119
PUT
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$1.68M 0.17%
+30,000
New +$1.73M
CPWR
120
DELISTED
COMPUWARE CORP
CPWR
$1.53M 0.16%
+150,036
New +$1.41M
IMOS
121
ChipMOS TECHNOLOGIES
IMOS
$1.64B
$1.46M 0.15%
58,625
+25,877
+79% +$680K
ABBV icon
122
PUT
AbbVie
ABBV
$455B
$1.44M 0.15%
+25,000
New +$1.39M
RGP
123
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$1.4M 0.14%
42,800
+28,800
+206% +$914K
VNOM icon
124
Viper Energy
VNOM
$8.48B
$1.39M 0.14%
+60,000
New +$1.84M
NBR icon
125
Nabors Industries
NBR
$1.22B
$1.34M 0.14%
1,181
+823
+230% +$1.09M
3 4
5
6 7

Similar funds

CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q3 2014 Portfolio in Review

As of Q3 2014, Cowen Inc held 388 positions worth $970M, up 8.9% from $891M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cowen Inc deployed $89.2M of net new capital in Q3 2014, opening 141 new positions and adding to 85 existing holdings. Its largest new stake was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 5.4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $17.7M trimmed.

  • Cowen Inc's largest Q3 2014 buy was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.
  • Cowen Inc added most to TIME WARNER CABLE INC NEW COM STK in Q3 2014, an estimated $35.4M increase.
  • Cowen Inc's biggest Q3 2014 reduction was COVIDIEN PLC COM SHS NEW (IRELAND), cutting an estimated $17.7M.
  • Cowen Inc fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $72.8M.
  • Cowen Inc's ten largest holdings make up 41% of its $970M portfolio in Q3 2014.
  • Cowen Inc opened 141 new positions and closed 92 in Q3 2014.
  • Cowen Inc's portfolio value rose 8.9% quarter-over-quarter to $970M.

Based on Cowen Inc's 13F filing for Q3 2014, filed 17 Nov 2014.