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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$811M
AUM Growth
+$216M
Cap. Flow
+$198M
Cap. Flow %
24.41%
Top 10 Hldgs %
51.52%
Holding
306
New
91
Increased
66
Reduced
21
Closed
114

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.9M
2
VZ icon
Verizon
VZ
+$78.6M
3
CMCSA icon
Comcast
CMCSA
+$49.3M
4
FRX
FOREST LABORATORIES INC
FRX
+$41.9M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$38.7M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$33.9M
2
OMC icon
Omnicom Group
OMC
+$11.9M
3
VIRX
Viracta Therapeutics, Inc. Common Stock
VIRX
+$3.44M
4
ASH icon
Ashland
ASH
+$3.43M
5
TT icon
Trane Technologies
TT
+$2.59M

Sector Composition

Rank Sector Weight
1 Communication Services 22.06%
2 Technology 10.32%
3 Healthcare 9.18%
4 Financials 6.95%
5 Energy 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHW
101
Charles Schwab
SCHW
$181B
$1.16M 0.14%
42,350
-7,800
-16% -$204K
TRN icon
102
Trinity Industries
TRN
$2.73B
$1.11M 0.14%
+42,781
New +$987K
PAA icon
103
Plains All American Pipeline
PAA
$17.5B
$1.11M 0.14%
20,070
-1,000
-5% -$52.5K
JNK icon
104
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$1.08M 0.13%
8,750
-167
-2% -$20.5K
RJET
105
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
$1.08M 0.13%
+118,631
New +$1.15M
BPL
106
DELISTED
Buckeye Partners, L.P.
BPL
$1.07M 0.13%
14,250
-3,000
-17% -$218K
DRC
107
DELISTED
DRESSER-RAND GROUP INC
DRC
$1.06M 0.13%
+18,140
New +$1.03M
PACR
108
DELISTED
PACER INTL INC TENN
PACR
$990K 0.12%
+110,494
New +$983K
TQNT
109
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$989K 0.12%
+73,834
New +$767K
ACO
110
DELISTED
AMCOL International Corp
ACO
$966K 0.12%
+21,100
New +$851K
IBM icon
111
IBM
IBM
$209B
$962K 0.12%
5,230
+523
+11% +$92.1K
GDX icon
112
VanEck Gold Miners ETF
GDX
$23.5B
$944K 0.12%
+40,000
New +$982K
RVBD
113
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$936K 0.12%
47,469
+21,911
+86% +$438K
GWR
114
DELISTED
Genesee & Wyoming Inc.
GWR
$866K 0.11%
+8,901
New +$843K
CMLP
115
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$848K 0.1%
37,624
+5,000
+15% +$115K
PAGP icon
116
Plains GP Holdings
PAGP
$5.26B
$839K 0.1%
+11,265
New +$811K
EQIX icon
117
Equinix
EQIX
$103B
$832K 0.1%
4,500
-11,580
-72% -$2.14M
ARII
118
DELISTED
American Railcar Industries, Inc.
ARII
$795K 0.1%
+11,350
New +$654K
OKS
119
DELISTED
Oneok Partners LP
OKS
$767K 0.09%
14,315
+2,500
+21% +$133K
AAPL icon
120
Apple
AAPL
$4.9T
$751K 0.09%
+39,200
New +$746K
FSS icon
121
Federal Signal
FSS
$7.6B
$732K 0.09%
49,108
+3,400
+7% +$46.2K
JNPR
122
DELISTED
Juniper Networks
JNPR
$728K 0.09%
+28,262
New +$738K
SCI icon
123
Service Corp International
SCI
$11.7B
$725K 0.09%
36,462
-59,017
-62% -$1.08M
STL
124
DELISTED
Sterling Bancorp
STL
$658K 0.08%
51,960
– –
SIGA icon
125
SIGA Technologies
SIGA
$233M
$650K 0.08%
209,654
– –
3 4
5
6 7

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LC
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LIC
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CB
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HA
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KPAG
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CW
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SIM
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Cowen Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Cowen Inc held 306 positions worth $811M, up 36% from $595M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Cowen Inc deployed $198M of net new capital in Q1 2014, opening 91 new positions and adding to 66 existing holdings. Its largest new stake was Verizon: 1,661,061 shares worth $79M.

By sector, the portfolio is most concentrated in Communication Services at 22% of assets, up from 3.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Omnicom Group, an estimated $11.9M trimmed.

  • Cowen Inc's largest Q1 2014 buy was Verizon: 1,661,061 shares worth $79M.
  • Cowen Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $98.9M increase.
  • Cowen Inc's biggest Q1 2014 reduction was Omnicom Group, cutting an estimated $11.9M.
  • Cowen Inc fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $33.9M.
  • Cowen Inc's ten largest holdings make up 52% of its $811M portfolio in Q1 2014.
  • Cowen Inc opened 91 new positions and closed 114 in Q1 2014.
  • Cowen Inc's portfolio value rose 36% quarter-over-quarter to $811M.

Based on Cowen Inc's 13F filing for Q1 2014, filed 16 May 2014.