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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$678M
AUM Growth
-$311M
Cap. Flow
-$480M
Cap. Flow %
-70.78%
Top 10 Hldgs %
51.86%
Holding
377
New
112
Increased
34
Reduced
47
Closed
160

Top Buys

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$21.4M
2
NYX
NYSE EURONEXT INC
NYX
+$12.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$6.62M
4
GCOM
GLOBECOMM SYSTEMS INC
GCOM
+$6.6M
5
MOLXA
MOLEX INC CL-A
MOLXA
+$5.72M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$133M
2
SFD
SMITHFIELD FOODS,INC
SFD
+$53.9M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$21.8M
4
BMC
BMC SOFTWARE, INC
BMC
+$19.9M
5
VHC icon
VirnetX Holding Corp
VHC
+$19.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 80.12%
2 Healthcare 4.22%
3 Financials 3.83%
4 Energy 3.05%
5 Technology 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAKO
101
CALL
DELISTED
MAKO SURGICAL CORP COM
MAKO
$885K 0.13%
+30,000
New +$457K
HLF icon
102
Herbalife
HLF
$1.26B
$877K 0.13%
25,150
-61,850
-71% -$1.91M
SPY icon
103
State Street SPDR S&P 500 ETF Trust
SPY
$803B
$874K 0.13%
5,200
-796,317
-99% -$133M
LAMR icon
104
Lamar Advertising Co
LAMR
$15.2B
$847K 0.13%
18,000
-25,000
-58% -$1.1M
CCK icon
105
CALL
Crown Holdings
CCK
$12.2B
$846K 0.12%
20,000
-800
-4% -$35K
FSS icon
106
Federal Signal
FSS
$6.92B
$846K 0.12%
+65,708
New +$721K
BIIB icon
107
CALL
Biogen
BIIB
$32.1B
$843K 0.12%
3,500
– –
IBM icon
108
IBM
IBM
$235B
$833K 0.12%
4,707
– –
ARIA
109
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$828K 0.12%
45,000
– –
FTNT icon
110
Fortinet
FTNT
$125B
$810K 0.12%
+200,000
New +$810K
IWM icon
111
iShares Russell 2000 ETF
IWM
$77.6B
$810K 0.12%
7,600
+5,126
+207% +$530K
YCS icon
112
ProShares UltraShort Yen
YCS
$25.7M
$785K 0.12%
50,480
+520
+1% +$8.22K
ADBE icon
113
CALL
Adobe
ADBE
$106B
$784K 0.12%
+15,100
New +$720K
SN
114
DELISTED
Sanchez Energy Corporation
SN
$779K 0.12%
29,490
-74,892
-72% -$1.78M
BWP
115
DELISTED
Boardwalk Pipeline Partners
BWP
$777K 0.11%
25,600
+5,000
+24% +$153K
RGEN icon
116
CALL
Repligen
RGEN
$9.48B
$776K 0.11%
70,000
– –
IMGN
117
DELISTED
Immunogen Inc
IMGN
$740K 0.11%
+43,500
New +$765K
GRPN icon
118
CALL
Groupon
GRPN
$777M
$734K 0.11%
3,275
– –
FDO
119
CALL
DELISTED
FAMILY DOLLAR STORES
FDO
$720K 0.11%
+10,000
New +$703K
FDO
120
PUT
DELISTED
FAMILY DOLLAR STORES
FDO
$720K 0.11%
+10,000
New +$703K
PACT
121
PUT
DELISTED
PACTERA TECHNOLOGY INTL LTD SPONSORED ADR
PACT
$707K 0.1%
+120,000
New +$798K
TDS icon
122
Telephone and Data Systems
TDS
$4.34B
$692K 0.1%
23,428
-101,572
-81% -$2.79M
SPH icon
123
Suburban Propane Partners
SPH
$1.13B
$669K 0.1%
14,297
+5,000
+54% +$234K
RMD icon
124
PUT
ResMed
RMD
$32.2B
$660K 0.1%
+12,500
New +$606K
RPRX
125
PUT
DELISTED
Repros Therapeutics Inc.
RPRX
$654K 0.1%
+24,400
New +$523K
3 4
5
6 7

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LC
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LIC
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CB
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HA
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KPAG
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CW
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SIM
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Cowen Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Inc held 377 positions worth $678M, down 31% from $988M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Cowen Inc withdrew a net $480M in Q3 2013, closing 160 positions and reducing 47 holdings. Its most notable exit was SMITHFIELD FOODS,INC, an estimated $53.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 80% of assets, up from 59% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Cowen Inc opened a new position in ONYX PHARMACEUTICALS INC worth $21.1M.

  • Cowen Inc's largest Q3 2013 buy was ONYX PHARMACEUTICALS INC: 168,961 shares worth $21.1M.
  • Cowen Inc added most to NYSE EURONEXT INC in Q3 2013, an estimated $12.2M increase.
  • Cowen Inc's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $133M.
  • Cowen Inc fully exited SMITHFIELD FOODS,INC in Q3 2013, selling an estimated $53.9M.
  • Cowen Inc's ten largest holdings make up 52% of its $678M portfolio in Q3 2013.
  • Cowen Inc opened 112 new positions and closed 160 in Q3 2013.
  • Cowen Inc's portfolio value fell 31% quarter-over-quarter to $678M.

Based on Cowen Inc's 13F filing for Q3 2013, filed 15 Nov 2013.