CI

Cowen Inc Portfolio holdings

AUM $1.35B
This Quarter Return
+31.79%
1 Year Return
+56.08%
3 Year Return
+159.45%
5 Year Return
+281.94%
10 Year Return
–
AUM
$910M
AUM Growth
+$910M
Cap. Flow
-$21.1M
Cap. Flow %
-2.32%
Top 10 Hldgs %
53.13%
Holding
440
New
119
Increased
49
Reduced
66
Closed
147

Top Buys

1
ULTI
Ultimate Software Group Inc
ULTI
$79.6M
2
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
$56.7M
3
MLNX
Mellanox Technologies, Ltd.
MLNX
$51.8M
4
WP
Worldpay, Inc.
WP
$48.9M
5
FDC
First Data Corporation
FDC
$34.3M

Top Sells

1
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
$64.9M
2
SHPG
Shire pic
SHPG
$37.2M
3
ARRS
ARRIS International plc Ordinary Shares
ARRS
$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
$25.1M

Sector Composition

1 Technology 16.77%
2 Healthcare 16.66%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
THCBU
76
DELISTED
Tuscan Holdings Corp. Unit
THCBU
$2.05M 0.22%
+196,399
New +$2.05M
OVID icon
77
Ovid Therapeutics
OVID
$87.5M
$1.95M 0.21%
1,101,414
+250,000
+29% +$443K
KMX icon
78
CarMax
KMX
$8.96B
$1.82M 0.2%
+26,005
New +$1.82M
OAK
79
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$1.77M 0.19%
+35,731
New +$1.77M
CCH.U
80
DELISTED
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$1.77M 0.19%
171,385
+114,285
+200% +$1.18M
AVCT
81
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$1.72M 0.18%
167,636
-871,682
-84% -$8.94M
CTACU
82
DELISTED
ChaSerg Technology Acquisition Corp. Unit
CTACU
$1.71M 0.18%
169,100
-345,897
-67% -$3.49M
DIS icon
83
Walt Disney
DIS
$213B
$1.67M 0.18%
15,000
-4,678
-24% -$519K
GSAH.U
84
DELISTED
GS Acquisition Holdings Corp. Units, each consisting of one share of Class A common stock and one-th
GSAH.U
$1.59M 0.17%
151,898
+111,177
+273% +$1.17M
MMDM
85
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$1.59M 0.17%
+153,158
New +$1.59M
LPRO icon
86
Open Lending Corp
LPRO
$261M
$1.58M 0.17%
+158,415
New +$1.58M
INSUU
87
DELISTED
Insurance Acquisition Corp. Unit
INSUU
$1.57M 0.17%
+155,200
New +$1.57M
JACK icon
88
Jack in the Box
JACK
$364M
$1.54M 0.17%
19,004
-79,925
-81% -$6.48M
ID
89
DELISTED
PARTS iD, Inc.
ID
$1.51M 0.16%
150,000
+127,500
+567% +$1.28M
HCACU
90
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$1.46M 0.16%
+144,976
New +$1.46M
BFI
91
DELISTED
BurgerFi International, Inc. Common Stock
BFI
$1.42M 0.15%
139,975
+108,053
+338% +$1.1M
CNACU
92
DELISTED
Constellation Alpha Capital Corp. Unit
CNACU
$1.42M 0.15%
136,250
– –
QUAD icon
93
Quad
QUAD
$336M
$1.34M 0.14%
+112,401
New +$1.34M
USO icon
94
United States Oil Fund
USO
$992M
$1.33M 0.14%
+106,383
New +$1.33M
TMCXU
95
DELISTED
Trinity Merger Corp. Unit
TMCXU
$1.32M 0.14%
125,240
-75,700
-38% -$795K
BLUE
96
DELISTED
bluebird bio
BLUE
$1.26M 0.14%
+8,000
New +$1.26M
RMG.U
97
DELISTED
RMG Acquisition Corp.
RMG.U
$1.26M 0.13%
+125,173
New +$1.26M
DPHCU
98
DELISTED
DiamondPeak Holdings Corp. Units
DPHCU
$1.25M 0.13%
+125,000
New +$1.25M
XOM icon
99
Exxon Mobil
XOM
$489B
$1.24M 0.13%
+15,400
New +$1.24M
MUDSU
100
DELISTED
Mudrick Capital Acquisition Corporation Unit
MUDSU
$1.23M 0.13%
116,290
– –
2 3
4
5 6