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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$970M
AUM Growth
+$79.3M
Cap. Flow
+$89.2M
Cap. Flow %
9.2%
Top 10 Hldgs %
41.13%
Holding
388
New
141
Increased
85
Reduced
42
Closed
92

Top Buys

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$39.1M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$35.4M
3
THI
TIM HORTONS INC COM, CANADA
THI
+$27.9M
4
DTV
DIRECTV COM STK (DE)
DTV
+$19.1M
5
ROC
ROCKWOOD HLDGS INC
ROC
+$18.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$72.8M
2
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$17.7M
3
SUSS
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
+$16.8M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$13.2M
5
BEAV
B/E Aerospace Inc
BEAV
+$6.19M

Sector Composition

Rank Sector Weight
1 Energy 11.4%
2 Technology 10.93%
3 Communication Services 10.22%
4 Healthcare 7.98%
5 Consumer Discretionary 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAR
76
DELISTED
Harman International Industries
HAR
$3.94M 0.41%
40,170
+4,041
+11% +$451K
SN
77
DELISTED
Sanchez Energy Corporation
SN
$3.83M 0.39%
145,857
+60,000
+70% +$1.91M
WPZ
78
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$3.67M 0.38%
73,470
-20,720
-22% -$1.03M
TMUS icon
79
CALL
T-Mobile US
TMUS
$186B
$3.56M 0.37%
+123,300
New +$3.79M
ACM icon
80
CALL
Aecom
ACM
$9.22B
$3.39M 0.35%
+100,400
New +$3.57M
BLUE
81
DELISTED
bluebird bio
BLUE
$3.32M 0.34%
7,134
– –
BHC icon
82
PUT
Bausch Health
BHC
$2.25B
$3.28M 0.34%
+25,000
New +$2.98M
ET icon
83
Energy Transfer Partners
ET
$69.6B
$3.28M 0.34%
106,300
+18,600
+21% +$546K
BEAV
84
DELISTED
B/E Aerospace Inc
BEAV
$3.17M 0.33%
52,064
-97,917
-65% -$6.19M
LNW
85
DELISTED
Light & Wonder
LNW
$3.08M 0.32%
285,550
– –
BKW
86
CALL
DELISTED
BURGER KING WORLDWIDE
BKW
$3.04M 0.31%
+102,500
New +$2.92M
GNC
87
DELISTED
GNC Holdings, Inc.
GNC
$3M 0.31%
77,456
-22,544
-23% -$819K
WBA
88
DELISTED
Walgreens Boots Alliance
WBA
$2.94M 0.3%
49,675
+24,428
+97% +$1.6M
AVNR
89
CALL
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$2.82M 0.29%
+236,300
New +$1.61M
LIN
90
DELISTED
LIN MEDIA LLC CLASS A COM
LIN
$2.75M 0.28%
+123,943
New +$3.08M
CHS
91
CALL
DELISTED
Chicos FAS, Inc.
CHS
$2.68M 0.28%
+181,400
New +$2.86M
SIAL
92
DELISTED
SIGMA - ALDRICH CORP
SIAL
$2.64M 0.27%
+19,406
New +$2.06M
MMP
93
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.55M 0.26%
30,326
– –
GOOG icon
94
Alphabet (Google) Class C
GOOG
$4.08T
$2.42M 0.25%
83,228
+2,006
+2% +$58K
OUT icon
95
Outfront Media
OUT
$5.62B
$2.36M 0.24%
105,290
+33,126
+46% +$811K
COV
96
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$2.23M 0.23%
25,806
-199,354
-89% -$17.7M
QRE
97
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$2.22M 0.23%
+114,440
New +$2.31M
AAPL icon
98
Apple
AAPL
$4.9T
$2.19M 0.23%
87,148
-8,400
-9% -$206K
NUAN
99
DELISTED
Nuance Communications, Inc.
NUAN
$2.18M 0.22%
163,265
+47,318
+41% +$702K
BEAV
100
PUT
DELISTED
B/E Aerospace Inc
BEAV
$2.17M 0.22%
+35,768
New +$2.26M
2 3
4
5 6

Similar funds

CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q3 2014 Portfolio in Review

As of Q3 2014, Cowen Inc held 388 positions worth $970M, up 8.9% from $891M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cowen Inc deployed $89.2M of net new capital in Q3 2014, opening 141 new positions and adding to 85 existing holdings. Its largest new stake was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 5.4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $17.7M trimmed.

  • Cowen Inc's largest Q3 2014 buy was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.
  • Cowen Inc added most to TIME WARNER CABLE INC NEW COM STK in Q3 2014, an estimated $35.4M increase.
  • Cowen Inc's biggest Q3 2014 reduction was COVIDIEN PLC COM SHS NEW (IRELAND), cutting an estimated $17.7M.
  • Cowen Inc fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $72.8M.
  • Cowen Inc's ten largest holdings make up 41% of its $970M portfolio in Q3 2014.
  • Cowen Inc opened 141 new positions and closed 92 in Q3 2014.
  • Cowen Inc's portfolio value rose 8.9% quarter-over-quarter to $970M.

Based on Cowen Inc's 13F filing for Q3 2014, filed 17 Nov 2014.