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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$678M
AUM Growth
-$311M
Cap. Flow
-$330M
Cap. Flow %
-48.71%
Top 10 Hldgs %
51.86%
Holding
377
New
112
Increased
34
Reduced
47
Closed
160

Top Buys

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$21.4M
2
NYX
NYSE EURONEXT INC
NYX
+$12.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$6.62M
4
GCOM
GLOBECOMM SYSTEMS INC
GCOM
+$6.6M
5
MOLXA
MOLEX INC CL-A
MOLXA
+$5.72M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$133M
2
SFD
SMITHFIELD FOODS,INC
SFD
+$53.9M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$21.8M
4
BMC
BMC SOFTWARE, INC
BMC
+$19.9M
5
VHC icon
VirnetX Holding Corp
VHC
+$19.2M

Sector Composition

Rank Sector Weight
1 Healthcare 4.22%
2 Financials 3.79%
3 Energy 2.68%
4 Technology 2.21%
5 Industrials 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVUS
76
CALL
DELISTED
Vivus Inc
VVUS
$1.35M 0.2%
14,500
+8,800
+154% +$1.1M
BAX icon
77
PUT
Baxter International
BAX
$13.8B
$1.31M 0.19%
36,820
– –
EXPE icon
78
PUT
Expedia Group
EXPE
$35.2B
$1.29M 0.19%
25,000
-25,100
-50% -$1.34M
BZ
79
DELISTED
BOISE INC COM STK (DE)
BZ
$1.26M 0.19%
+100,000
New +$955K
S
80
CALL
DELISTED
Sprint Corporation
S
$1.24M 0.18%
+199,100
New +$1.31M
SGEN
81
PUT
DELISTED
Seagen Inc. Common Stock
SGEN
$1.22M 0.18%
27,800
– –
PAA icon
82
Plains All American Pipeline
PAA
$17.5B
$1.22M 0.18%
23,070
+2,000
+9% +$107K
DELL
83
CALL
DELISTED
DELL INC
DELL
$1.19M 0.18%
86,600
+71,800
+485% +$973K
OIS icon
84
Oil States International
OIS
$456M
$1.16M 0.17%
+19,688
New +$1.08M
SCHW
85
Charles Schwab
SCHW
$181B
$1.16M 0.17%
54,950
+27,450
+100% +$597K
JNK icon
86
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$1.13M 0.17%
9,417
-416
-4% -$49.7K
GRPN icon
87
PUT
Groupon
GRPN
$1.06B
$1.12M 0.17%
+5,000
New +$996K
ONXX
88
PUT
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$1.11M 0.16%
+8,900
New +$1.13M
IRM icon
89
Iron Mountain
IRM
$37.1B
$1.11M 0.16%
44,361
-53,618
-55% -$1.36M
CSCO icon
90
Cisco
CSCO
$448B
$1.04M 0.15%
44,200
-261,400
-86% -$6.49M
CSCO icon
91
PUT
Cisco
CSCO
$448B
$1.04M 0.15%
44,200
-1,200
-3% -$29.8K
SIGA icon
92
SIGA Technologies
SIGA
$233M
$1.03M 0.15%
270,914
+58,482
+28% +$200K
SEE
93
CALL
DELISTED
Sealed Air
SEE
$1.02M 0.15%
+37,500
New +$1.06M
JNY
94
CALL
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$1.01M 0.15%
+67,000
New +$1.05M
BAX icon
95
Baxter International
BAX
$13.8B
$985K 0.15%
27,615
-3,866
-12% -$150K
GOOG icon
96
Alphabet (Google) Class C
GOOG
$4.08T
$964K 0.14%
44,165
-4,015
-8% -$88.7K
ADT
97
DELISTED
ADT Corp
ADT
$955K 0.14%
23,490
-15,210
-39% -$625K
CTB
98
PUT
DELISTED
Cooper Tire & Rubber Co.
CTB
$939K 0.14%
30,500
+15,300
+101% +$498K
ET icon
99
Energy Transfer Partners
ET
$69.6B
$932K 0.14%
+56,700
New +$902K
MSFT icon
100
Microsoft
MSFT
$3.35T
$901K 0.13%
+27,085
New +$891K
2 3
4
5 6

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LIC
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CB
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HA
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KPAG
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Cowen Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Inc held 377 positions worth $678M, down 31% from $988M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Cowen Inc withdrew a net $330M in Q3 2013, closing 160 positions and reducing 47 holdings. Its most notable exit was SMITHFIELD FOODS,INC, an estimated $53.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 4.2% of assets, down from 6.4% a quarter earlier, followed by Financials and Energy.

Against the trend, Cowen Inc opened a new position in ONYX PHARMACEUTICALS INC worth $21.1M.

  • Cowen Inc's largest Q3 2013 buy was ONYX PHARMACEUTICALS INC: 168,961 shares worth $21.1M.
  • Cowen Inc added most to NYSE EURONEXT INC in Q3 2013, an estimated $12.2M increase.
  • Cowen Inc's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $133M.
  • Cowen Inc fully exited SMITHFIELD FOODS,INC in Q3 2013, selling an estimated $53.9M.
  • Cowen Inc's ten largest holdings make up 52% of its $678M portfolio in Q3 2013.
  • Cowen Inc opened 112 new positions and closed 160 in Q3 2013.
  • Cowen Inc's portfolio value fell 31% quarter-over-quarter to $678M.

Based on Cowen Inc's 13F filing for Q3 2013, filed 15 Nov 2013.